401k Plan data: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN plan

D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

D & D ROOFING, INC. has sponsored the creation of one or more 401k plans.

Company Name: D & D ROOFING, INC.

Employer identification number (EIN): 841385201

NAIC Classification: 238100

Additional information about D & D ROOFING, INC.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1997-03-05

Company Identification Number: 19971033779

Legal Registered Office Address: 3885 URBAN STREET

Wheat Ridge
United States of America (USA)
80033

More information about D & D ROOFING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 ROBERT MCREYNOLDS ROBERT MCREYNOLDS 2017-09-15
001 2015-01-01 LEANN RASNIC
001 2014-01-01 DANIEL FRIEDBERG 2015-10-13
001 2013-01-01 DANIEL FRIEDBERG 2014-10-09 DANIEL FRIEDBERG 2014-10-09
001 2012-01-01 BRIAN WALTERS 2013-08-05 BRIAN WALTERS 2013-08-05
001 2011-01-01 BRIAN WALTERS 2012-07-31 BRIAN WALTERS 2012-07-31
001 2010-01-01 JOHN J BECKHAM 2011-05-18 JOHN J BECKHAM 2011-05-18
001 2007-01-01 BRIAN WALTERS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	ROBERT MCREYNOLDS		ROBERT MCREYNOLDS	2017-09-15
001	2015-01-01	LEANN RASNIC
001	2014-01-01	DANIEL FRIEDBERG	2015-10-13
001	2013-01-01	DANIEL FRIEDBERG	2014-10-09	DANIEL FRIEDBERG	2014-10-09
001	2012-01-01	BRIAN WALTERS	2013-08-05	BRIAN WALTERS	2013-08-05
001	2011-01-01	BRIAN WALTERS	2012-07-31	BRIAN WALTERS	2012-07-31
001	2010-01-01	JOHN J BECKHAM	2011-05-18	JOHN J BECKHAM	2011-05-18
001	2007-01-01	BRIAN WALTERS

Plan Statistics for D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 189
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 5
Total of all active and inactive participants 2015-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 194
Number of participants with account balances 2015-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2007: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 102
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 86
Number of retired or separated participants receiving benefits 2007-01-01 1
Number of other retired or separated participants entitled to future benefits 2007-01-01 4
Total of all active and inactive participants 2007-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 91
Number of participants with account balances 2007-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 23
Number of employers contributing to the scheme 2007-01-01 1

Measure	Date	Value
2016: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	189
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	5
Total of all active and inactive participants	2015-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	194
Number of participants with account balances	2015-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2007: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	102
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	86
Number of retired or separated participants receiving benefits	2007-01-01	1
Number of other retired or separated participants entitled to future benefits	2007-01-01	4
Total of all active and inactive participants	2007-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	91
Number of participants with account balances	2007-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	23
Number of employers contributing to the scheme	2007-01-01	1

Financial Data on D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2016 : D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-11-30	$0
Total income from all sources (including contributions)	2016-11-30	$57,367
Total loss/gain on sale of assets	2016-11-30	$0
Total of all expenses incurred	2016-11-30	$1,221,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-11-30	$1,223,681
Expenses. Certain deemed distributions of participant loans	2016-11-30	$-6,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-11-30	$8,663
Value of total assets at end of year	2016-11-30	$0
Value of total assets at beginning of year	2016-11-30	$1,164,627
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-11-30	$4,444
Total interest from all sources	2016-11-30	$12
Total dividends received (eg from common stock, registered investment company shares)	2016-11-30	$4,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-11-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-11-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-11-30	$4,790
Was this plan covered by a fidelity bond	2016-11-30	Yes
Value of fidelity bond cover	2016-11-30	$1,000,000
If this is an individual account plan, was there a blackout period	2016-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-11-30	No
Contributions received from participants	2016-11-30	$5,919
Participant contributions at end of year	2016-11-30	$0
Participant contributions at beginning of year	2016-11-30	$14,634
Other income not declared elsewhere	2016-11-30	$-270
Administrative expenses (other) incurred	2016-11-30	$4,444
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-30	No
Value of net income/loss	2016-11-30	$-1,164,627
Value of net assets at end of year (total assets less liabilities)	2016-11-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-11-30	$1,164,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-11-30	No
Were any leases to which the plan was party in default or uncollectible	2016-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-11-30	$991,285
Interest on participant loans	2016-11-30	$12
Value of interest in common/collective trusts at end of year	2016-11-30	$0
Value of interest in common/collective trusts at beginning of year	2016-11-30	$158,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-11-30	$42,097
Net investment gain or loss from common/collective trusts	2016-11-30	$2,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-11-30	No
Was there a failure to transmit to the plan any participant contributions	2016-11-30	No
Has the plan failed to provide any benefit when due under the plan	2016-11-30	No
Contributions received in cash from employer	2016-11-30	$2,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-11-30	$1,223,681
Did the plan have assets held for investment	2016-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-11-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-11-30	Disclaimer
Accountancy firm name	2016-11-30	BF BORGERS CPA, PC
Accountancy firm EIN	2016-11-30	270505201
2015 : D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$141,565
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$160,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$143,033
Expenses. Certain deemed distributions of participant loans	2015-12-31	$6,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$149,030
Value of total assets at end of year	2015-12-31	$1,164,627
Value of total assets at beginning of year	2015-12-31	$1,183,791
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$11,565
Total interest from all sources	2015-12-31	$852
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$17,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$17,303
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$100,515
Participant contributions at end of year	2015-12-31	$14,634
Participant contributions at beginning of year	2015-12-31	$37,448
Other income not declared elsewhere	2015-12-31	$24
Administrative expenses (other) incurred	2015-12-31	$11,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-19,164
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,164,627
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,183,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$991,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,003,246
Interest on participant loans	2015-12-31	$852
Value of interest in common/collective trusts at end of year	2015-12-31	$158,708
Value of interest in common/collective trusts at beginning of year	2015-12-31	$143,097
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-27,923
Net investment gain or loss from common/collective trusts	2015-12-31	$2,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$48,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$143,033
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BF BORGERS CPA, PC
Accountancy firm EIN	2015-12-31	270505201

Form 5500 Responses for D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN

2016: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	First time form 5500 has been submitted	Yes
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2007: D & D ROOFING, INC. 401(K) PROFIT SHARING PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	D & D ROOFING, INC.
Employer identification number (EIN):	841385201
NAIC Classification:	238100

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1997-03-05
Company Identification Number:	19971033779
Legal Registered Office Address:	3885 URBAN STREET Wheat Ridge United States of America (USA) 80033