JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2019 : JOHNSON CONTROLS PENSION PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-01-01 | $0 |
| Total transfer of assets from this plan | 2019-01-01 | $2,339,656,338 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-01-01 | $940,476 |
| Total income from all sources (including contributions) | 2019-01-01 | $0 |
| Total loss/gain on sale of assets | 2019-01-01 | $0 |
| Total of all expenses incurred | 2019-01-01 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-01-01 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-01-01 | $0 |
| Value of total assets at end of year | 2019-01-01 | $0 |
| Value of total assets at beginning of year | 2019-01-01 | $2,340,596,814 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-01-01 | $0 |
| Total interest from all sources | 2019-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-01-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-01-01 | $0 |
| Was this plan covered by a fidelity bond | 2019-01-01 | Yes |
| Value of fidelity bond cover | 2019-01-01 | $50,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-01-01 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-01-01 | No |
| Liabilities. Value of operating payables at end of year | 2019-01-01 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2019-01-01 | $940,476 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-01-01 | No |
| Value of net income/loss | 2019-01-01 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2019-01-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-01-01 | $2,339,656,338 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-01-01 | No |
| Value of interest in master investment trust accounts at end of year | 2019-01-01 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2019-01-01 | $2,340,596,814 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-01-01 | No |
| Did the plan have assets held for investment | 2019-01-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-01-01 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-01-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-01-01 | Disclaimer |
| Accountancy firm name | 2019-01-01 | WIPFLI LLP |
| Accountancy firm EIN | 2019-01-01 | 390758449 |
| 2018 : JOHNSON CONTROLS PENSION PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $705,783,689 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $940,476 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $109,072 |
| Total income from all sources (including contributions) | 2018-12-31 | $-75,948,542 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $157,267,004 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $154,654,138 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $2,340,596,814 |
| Value of total assets at beginning of year | 2018-12-31 | $1,867,197,267 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $2,612,866 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $1,404,742 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $50,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Administrative expenses (other) incurred | 2018-12-31 | $1,208,124 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $940,476 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $109,072 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-233,215,546 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,339,656,338 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,867,088,195 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2018-12-31 | $2,340,596,814 |
| Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $1,867,197,267 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $154,654,138 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2018-12-31 | 390758449 |
| 2017 : JOHNSON CONTROLS PENSION PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $109,072 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $379,489 |
| Total income from all sources (including contributions) | 2017-12-31 | $275,239,783 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $170,226,843 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $167,747,713 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $1,867,197,267 |
| Value of total assets at beginning of year | 2017-12-31 | $1,762,454,744 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $2,479,130 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $1,301,783 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $50,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Administrative expenses (other) incurred | 2017-12-31 | $1,177,347 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $109,072 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $379,489 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $105,012,940 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,867,088,195 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,762,075,255 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2017-12-31 | $1,867,197,267 |
| Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $1,762,454,744 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $167,747,713 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2017-12-31 | 390758449 |
| 2016 : JOHNSON CONTROLS PENSION PLAN 2016 401k financial data |
|---|
| Total transfer of assets from this plan | 2016-12-31 | $186 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $379,489 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $326,020 |
| Total income from all sources (including contributions) | 2016-12-31 | $159,936,647 |
| Total of all expenses incurred | 2016-12-31 | $296,216,390 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $292,976,051 |
| Value of total assets at end of year | 2016-12-31 | $1,762,454,744 |
| Value of total assets at beginning of year | 2016-12-31 | $1,898,681,204 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,240,339 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $1,929,929 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Administrative expenses (other) incurred | 2016-12-31 | $1,310,410 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $379,489 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $326,020 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-136,279,743 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,762,075,255 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,898,355,184 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2016-12-31 | $1,762,454,744 |
| Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $1,898,681,204 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $292,976,051 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2016-12-31 | 391658905 |
| 2015 : JOHNSON CONTROLS PENSION PLAN 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $0 |
| Total transfer of assets from this plan | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $326,020 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $332,123 |
| Total income from all sources (including contributions) | 2015-12-31 | $-13,479,615 |
| Total of all expenses incurred | 2015-12-31 | $151,118,400 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $148,542,279 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $1,898,681,204 |
| Value of total assets at beginning of year | 2015-12-31 | $2,063,285,322 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,576,121 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $1,375,538 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Administrative expenses (other) incurred | 2015-12-31 | $1,200,583 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $326,020 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $332,123 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-164,598,015 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,898,355,184 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,062,953,199 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2015-12-31 | $1,898,681,204 |
| Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $1,812,566,717 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | Yes |
| Contributions received in cash from employer | 2015-12-31 | $0 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $250,718,605 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $148,542,279 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2015-12-31 | 391658905 |
| 2014 : JOHNSON CONTROLS PENSION PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets from this plan | 2014-12-31 | $167,582,317 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $324,871 |
| Total income from all sources (including contributions) | 2014-12-31 | $20,749,125 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $26,596,930 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $26,047,721 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $10,828,000 |
| Value of total assets at end of year | 2014-12-31 | $0 |
| Value of total assets at beginning of year | 2014-12-31 | $173,754,993 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $549,209 |
| Total interest from all sources | 2014-12-31 | $127,420 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $6,770,467 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $6,770,467 |
| Administrative expenses professional fees incurred | 2014-12-31 | $47,050 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $5,120,398 |
| Participant contributions at end of year | 2014-12-31 | $0 |
| Participant contributions at beginning of year | 2014-12-31 | $3,189,274 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $16,424 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $245,834 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $249,004 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $74,590 |
| Administrative expenses (other) incurred | 2014-12-31 | $1,138,151 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $70,538 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $17,269 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-5,847,805 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $173,430,122 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $161,672 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $122,861,366 |
| Interest on participant loans | 2014-12-31 | $127,420 |
| Value of interest in master investment trust accounts at end of year | 2014-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $46,735,346 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,873,775 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,149,463 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $5,461,768 |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $686,310 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $26,047,721 |
| Contract administrator fees | 2014-12-31 | $340,487 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $179,743 |
| Did the plan have assets held for investment | 2014-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | ANTON COLLINS MITCHELL LLP |
| Accountancy firm EIN | 2014-12-31 | 010724563 |
| 2013 : JOHNSON CONTROLS PENSION PLAN 2013 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $364,460 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $398,527 |
| Total income from all sources (including contributions) | 2013-12-31 | $246,295,331 |
| Total of all expenses incurred | 2013-12-31 | $501,848,511 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $498,389,300 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,027,189 |
| Value of total assets at end of year | 2013-12-31 | $1,920,545,145 |
| Value of total assets at beginning of year | 2013-12-31 | $2,176,132,392 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,459,211 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $1,907,879 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Administrative expenses (other) incurred | 2013-12-31 | $1,551,332 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $364,460 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $398,527 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-255,553,180 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,920,180,685 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,175,733,865 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2013-12-31 | $1,920,545,145 |
| Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $2,176,132,392 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,027,189 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $498,389,300 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2013-12-31 | 391658905 |
| 2012 : JOHNSON CONTROLS PENSION PLAN 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $398,527 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $408,339 |
| Total income from all sources (including contributions) | 2012-12-31 | $299,940,764 |
| Total of all expenses incurred | 2012-12-31 | $113,248,576 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $110,236,807 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $977,724 |
| Value of total assets at end of year | 2012-12-31 | $2,176,132,392 |
| Value of total assets at beginning of year | 2012-12-31 | $1,989,450,016 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,011,769 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $1,781,374 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Administrative expenses (other) incurred | 2012-12-31 | $1,230,395 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $398,527 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $408,339 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $186,692,188 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,175,733,865 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,989,041,677 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2012-12-31 | $2,176,132,392 |
| Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $1,989,450,016 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $977,724 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $110,236,807 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2012-12-31 | 391658905 |
| 2011 : JOHNSON CONTROLS PENSION PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $408,339 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $167,443 |
| Total income from all sources (including contributions) | 2011-12-31 | $247,560,681 |
| Total of all expenses incurred | 2011-12-31 | $109,742,998 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $106,837,477 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $217,050,000 |
| Value of total assets at end of year | 2011-12-31 | $1,989,450,016 |
| Value of total assets at beginning of year | 2011-12-31 | $1,851,391,437 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,905,521 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $1,754,951 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $108,365 |
| Administrative expenses (other) incurred | 2011-12-31 | $1,150,570 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $408,339 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $167,443 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $137,817,683 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,989,041,677 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,851,223,994 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2011-12-31 | $1,989,450,016 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $1,851,283,072 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $217,050,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $106,837,477 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2011-12-31 | 391658905 |
| 2010 : JOHNSON CONTROLS PENSION PLAN 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $167,443 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $393,504 |
| Total income from all sources (including contributions) | 2010-12-31 | $443,243,619 |
| Total of all expenses incurred | 2010-12-31 | $92,376,753 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $89,101,700 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $250,900,000 |
| Value of total assets at end of year | 2010-12-31 | $1,851,391,437 |
| Value of total assets at beginning of year | 2010-12-31 | $1,500,750,632 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,275,053 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $1,958,143 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $108,365 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $13,777 |
| Administrative expenses (other) incurred | 2010-12-31 | $1,316,910 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $167,443 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $393,504 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $350,866,866 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,851,223,994 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,500,357,128 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $1,851,283,072 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $1,364,736,855 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $250,900,000 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $136,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $89,101,700 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2010-12-31 | 391658905 |
