CLARIOS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN
| Measure | Date | Value |
|---|
| 2017: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2017 401k membership |
|---|
| Market value of plan assets | 2017-12-31 | 79,384,422 |
| Acturial value of plan assets | 2017-12-31 | 79,384,422 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 47,969,730 |
| Number of terminated vested participants | 2017-12-31 | 588 |
| Fundng target for terminated vested participants | 2017-12-31 | 10,128,795 |
| Active participant vested funding target | 2017-12-31 | 152,723 |
| Number of active participants | 2017-12-31 | 6 |
| Total funding liabilities for active participants | 2017-12-31 | 188,703 |
| Total participant count | 2017-12-31 | 2,274 |
| Total funding target for all participants | 2017-12-31 | 58,287,228 |
| Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 21,825,473 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 880,572 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 386,404 |
| Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
| Amount remaining of carryover balance | 2017-12-31 | 21,439,069 |
| Amount remaining of prefunding balance | 2017-12-31 | 880,572 |
| Present value of excess contributions | 2017-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2017-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2017-12-31 | 23,372,873 |
| Balance of prefunding at beginning of current year | 2017-12-31 | 960,000 |
| Total employer contributions | 2017-12-31 | 0 |
| Total employee contributions | 2017-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q1 | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2017-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2017-12-31 | 431,430 |
| Net shortfall amortization installment of oustanding balance | 2017-12-31 | 0 |
| Waiver amortization installment | 2017-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 431,430 |
| Carryover balance elected to use to offset funding requirement | 2017-12-31 | 431,430 |
| Prefunding balance elected to use to offset funding requirement | 2017-12-31 | 0 |
| Additional cash requirement | 2017-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
| Total participants, beginning-of-year | 2017-01-01 | 2,274 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 1,360 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 497 |
| Total of all active and inactive participants | 2017-01-01 | 1,862 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 257 |
| Total participants | 2017-01-01 | 2,119 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2016 401k membership |
|---|
| Market value of plan assets | 2016-12-31 | 84,037,919 |
| Acturial value of plan assets | 2016-12-31 | 84,037,919 |
| Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 49,363,783 |
| Number of terminated vested participants | 2016-12-31 | 702 |
| Fundng target for terminated vested participants | 2016-12-31 | 12,047,179 |
| Active participant vested funding target | 2016-12-31 | 2,417,187 |
| Number of active participants | 2016-12-31 | 163 |
| Total funding liabilities for active participants | 2016-12-31 | 2,505,405 |
| Total participant count | 2016-12-31 | 2,605 |
| Total funding target for all participants | 2016-12-31 | 63,916,367 |
| Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 35,935,924 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 887,584 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 530,750 |
| Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
| Amount remaining of carryover balance | 2016-12-31 | 35,405,174 |
| Amount remaining of prefunding balance | 2016-12-31 | 887,584 |
| Present value of excess contributions | 2016-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 13,300,000 |
| Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2016-12-31 | 21,825,473 |
| Balance of prefunding at beginning of current year | 2016-12-31 | 880,572 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q1 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2016-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2016-12-31 | 0 |
| Waiver amortization installment | 2016-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2016-12-31 | 386,404 |
| Prefunding balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
| Total participants, beginning-of-year | 2016-01-01 | 2,605 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 6 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 1,428 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 571 |
| Total of all active and inactive participants | 2016-01-01 | 2,005 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 269 |
| Total participants | 2016-01-01 | 2,274 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 2,726 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 163 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 1,484 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 684 |
| Total of all active and inactive participants | 2015-01-01 | 2,331 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 274 |
| Total participants | 2015-01-01 | 2,605 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 2 |
| 2014: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 3,763 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 216 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 1,550 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 685 |
| Total of all active and inactive participants | 2014-01-01 | 2,451 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 275 |
| Total participants | 2014-01-01 | 2,726 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 5,887 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 229 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 2,421 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 724 |
| Total of all active and inactive participants | 2013-01-01 | 3,374 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 389 |
| Total participants | 2013-01-01 | 3,763 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 2 |
| 2012: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 5,887 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 230 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 2,405 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2,801 |
| Total of all active and inactive participants | 2012-01-01 | 5,436 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 395 |
| Total participants | 2012-01-01 | 5,831 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 10 |
| 2011: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 5,999 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 235 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 2,340 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 2,937 |
| Total of all active and inactive participants | 2011-01-01 | 5,512 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 375 |
| Total participants | 2011-01-01 | 5,887 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 5 |
| 2009: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 4,957 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 219 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 1,973 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 2,316 |
| Total of all active and inactive participants | 2009-01-01 | 4,508 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 301 |
| Total participants | 2009-01-01 | 4,809 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 5 |
| Measure | Date | Value |
|---|
| 2017 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $18,560 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $44,057 |
| Total income from all sources (including contributions) | 2017-12-31 | $12,356,495 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $6,694,579 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $6,304,621 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $85,064,898 |
| Value of total assets at beginning of year | 2017-12-31 | $79,428,479 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $389,958 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $233,052 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $50,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Administrative expenses (other) incurred | 2017-12-31 | $156,906 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $18,560 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $44,057 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $5,661,916 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $85,046,338 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $79,384,422 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2017-12-31 | $85,064,898 |
| Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $79,428,479 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,304,621 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2017-12-31 | 390758449 |
| 2016 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2016 401k financial data |
|---|
| Total transfer of assets to this plan | 2016-12-31 | $4,402,565 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $44,057 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $47,575 |
| Total income from all sources (including contributions) | 2016-12-31 | $2,632,235 |
| Total of all expenses incurred | 2016-12-31 | $11,688,297 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $11,256,868 |
| Value of total assets at end of year | 2016-12-31 | $79,428,479 |
| Value of total assets at beginning of year | 2016-12-31 | $84,085,494 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $431,429 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $264,190 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Administrative expenses (other) incurred | 2016-12-31 | $167,239 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $44,057 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $47,575 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-9,056,062 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $79,384,422 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $84,037,919 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2016-12-31 | $79,428,479 |
| Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $84,085,494 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $11,256,868 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2016-12-31 | 391658905 |
| 2015 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $5,165,129 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $47,575 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $46,518 |
| Total income from all sources (including contributions) | 2015-12-31 | $-5,907,502 |
| Total of all expenses incurred | 2015-12-31 | $7,508,271 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,121,867 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $84,085,494 |
| Value of total assets at beginning of year | 2015-12-31 | $92,335,081 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $386,404 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $231,022 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Administrative expenses (other) incurred | 2015-12-31 | $155,382 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $47,575 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $46,518 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-13,415,773 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $84,037,919 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $92,288,563 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2015-12-31 | $84,085,494 |
| Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $91,635,081 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | Yes |
| Contributions received in cash from employer | 2015-12-31 | $0 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $700,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $7,121,867 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2015-12-31 | 391658905 |
| 2014 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2014 401k financial data |
|---|
| Total transfer of assets to this plan | 2014-12-31 | $16,026,263 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $46,518 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $52,598 |
| Total income from all sources (including contributions) | 2014-12-31 | $-3,850,038 |
| Total of all expenses incurred | 2014-12-31 | $43,882,818 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $43,352,068 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $700,000 |
| Value of total assets at end of year | 2014-12-31 | $92,335,081 |
| Value of total assets at beginning of year | 2014-12-31 | $124,047,754 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $530,750 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $348,715 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Administrative expenses (other) incurred | 2014-12-31 | $182,035 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $46,518 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $52,598 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-47,732,856 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $92,288,563 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $123,995,156 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2014-12-31 | $91,635,081 |
| Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $124,047,754 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $700,000 |
| Employer contributions (assets) at end of year | 2014-12-31 | $700,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $43,352,068 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2014-12-31 | 391658905 |
| 2013 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2013 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $52,598 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $60,420 |
| Total income from all sources (including contributions) | 2013-12-31 | $14,301,244 |
| Total of all expenses incurred | 2013-12-31 | $53,318,666 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $52,743,198 |
| Value of total assets at end of year | 2013-12-31 | $124,047,754 |
| Value of total assets at beginning of year | 2013-12-31 | $163,072,998 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $575,468 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $240,367 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Administrative expenses (other) incurred | 2013-12-31 | $335,101 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $52,598 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $60,420 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-39,017,422 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $123,995,156 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $163,012,578 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2013-12-31 | $124,047,754 |
| Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $163,072,998 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $52,743,198 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | COLEMAN & WILLIAMS LTD. |
| Accountancy firm EIN | 2013-12-31 | 391658905 |
| 2012 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $60,420 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $60,520 |
| Total income from all sources (including contributions) | 2012-12-31 | $21,671,364 |
| Total of all expenses incurred | 2012-12-31 | $9,534,063 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $9,037,090 |
| Value of total assets at end of year | 2012-12-31 | $163,072,998 |
| Value of total assets at beginning of year | 2012-12-31 | $150,935,797 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $496,973 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $284,740 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Administrative expenses (other) incurred | 2012-12-31 | $212,233 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $60,420 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $60,520 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $12,137,301 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $163,012,578 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $150,875,277 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2012-12-31 | $163,072,998 |
| Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $150,935,797 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $9,037,090 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2012-12-31 | 391658905 |
| 2011 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $60,520 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $19,805 |
| Total income from all sources (including contributions) | 2011-12-31 | $4,522,092 |
| Total of all expenses incurred | 2011-12-31 | $9,180,529 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $8,729,579 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $200,000 |
| Value of total assets at end of year | 2011-12-31 | $150,935,797 |
| Value of total assets at beginning of year | 2011-12-31 | $155,553,519 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $450,950 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $255,385 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $2,452 |
| Administrative expenses (other) incurred | 2011-12-31 | $195,565 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $60,520 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $19,805 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-4,658,437 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $150,875,277 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $155,533,714 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2011-12-31 | $150,935,797 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $155,551,067 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $200,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $8,729,579 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2011-12-31 | 391658905 |
| 2010 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $19,805 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $57,951 |
| Total income from all sources (including contributions) | 2010-12-31 | $21,574,271 |
| Total of all expenses incurred | 2010-12-31 | $9,065,091 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $8,539,944 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,775,000 |
| Value of total assets at end of year | 2010-12-31 | $155,553,519 |
| Value of total assets at beginning of year | 2010-12-31 | $143,082,485 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $525,147 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $299,222 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $2,452 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $14,020 |
| Administrative expenses (other) incurred | 2010-12-31 | $225,925 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $19,805 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $57,951 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $12,509,180 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $155,533,714 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $143,024,534 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $155,551,067 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $129,508,465 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $4,775,000 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $13,560,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $8,539,944 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2010-12-31 | 391658905 |
