401k Plan data: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN plan

JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 401k Plan overview

Plan Name	JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN
Plan identification number	123

JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.

Company Name: JOHNSON CONTROLS, INC.

Employer identification number (EIN): 390380010

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
123 2015-01-01 KAARE A LEIN KAARE A LEIN 2016-09-19
123 2014-01-01 SHERRY WEINBERG SHERRY WEINBERG 2015-07-16
123 2013-01-01 SHERRY WEINBERG SHERRY WEINBERG 2014-07-28
123 2012-01-01 SHERRY WEINBERG SHERRY WEINBERG 2013-07-30
123 2011-01-01 SHERRY WEINBERG SHERRY WEINBERG 2012-07-26
123 2009-01-01 SHERRY WEINBERG SHERRY WEINBERG 2010-08-22

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
123	2015-01-01	KAARE A LEIN	KAARE A LEIN	2016-09-19
123	2014-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2015-07-16
123	2013-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2014-07-28
123	2012-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2013-07-30
123	2011-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2012-07-26
123	2009-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2010-08-22

Plan Statistics for JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

401k plan membership statisitcs for JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

Measure Date Value
2015: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,509
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,122
Number of other retired or separated participants entitled to future benefits 2015-01-01 196
Total of all active and inactive participants 2015-01-01 1,318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 4
Total participants 2015-01-01 1,322
Number of participants with account balances 2015-01-01 1,021
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 134
2014: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,561
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,404
Number of other retired or separated participants entitled to future benefits 2014-01-01 104
Total of all active and inactive participants 2014-01-01 1,508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 1,509
Number of participants with account balances 2014-01-01 1,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 129
2013: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,630
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,426
Number of other retired or separated participants entitled to future benefits 2013-01-01 134
Total of all active and inactive participants 2013-01-01 1,560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 1,561
Number of participants with account balances 2013-01-01 987
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 104
2012: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,244
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,518
Number of other retired or separated participants entitled to future benefits 2012-01-01 112
Total of all active and inactive participants 2012-01-01 1,630
Total participants 2012-01-01 1,630
Number of participants with account balances 2012-01-01 515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 23
2011: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,016
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,158
Number of other retired or separated participants entitled to future benefits 2011-01-01 85
Total of all active and inactive participants 2011-01-01 1,243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1,244
Number of participants with account balances 2011-01-01 325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 9
2009: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,379
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,433
Number of other retired or separated participants entitled to future benefits 2009-01-01 35
Total of all active and inactive participants 2009-01-01 1,468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 34
Total participants 2009-01-01 1,502
Number of participants with account balances 2009-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2015: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,509
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,122
Number of other retired or separated participants entitled to future benefits	2015-01-01	196
Total of all active and inactive participants	2015-01-01	1,318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	4
Total participants	2015-01-01	1,322
Number of participants with account balances	2015-01-01	1,021
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	134
2014: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,561
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,404
Number of other retired or separated participants entitled to future benefits	2014-01-01	104
Total of all active and inactive participants	2014-01-01	1,508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	1,509
Number of participants with account balances	2014-01-01	1,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	129
2013: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,630
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,426
Number of other retired or separated participants entitled to future benefits	2013-01-01	134
Total of all active and inactive participants	2013-01-01	1,560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	1,561
Number of participants with account balances	2013-01-01	987
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	104
2012: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,244
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,518
Number of other retired or separated participants entitled to future benefits	2012-01-01	112
Total of all active and inactive participants	2012-01-01	1,630
Total participants	2012-01-01	1,630
Number of participants with account balances	2012-01-01	515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	23
2011: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,016
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,158
Number of other retired or separated participants entitled to future benefits	2011-01-01	85
Total of all active and inactive participants	2011-01-01	1,243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1,244
Number of participants with account balances	2011-01-01	325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	9
2009: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,379
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,433
Number of other retired or separated participants entitled to future benefits	2009-01-01	35
Total of all active and inactive participants	2009-01-01	1,468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	34
Total participants	2009-01-01	1,502
Number of participants with account balances	2009-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

Measure	Date	Value
2015 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-293,932
Total unrealized appreciation/depreciation of assets	2015-12-31	$-293,932
Total transfer of assets from this plan	2015-12-31	$872,083
Total income from all sources (including contributions)	2015-12-31	$2,320,081
Total of all expenses incurred	2015-12-31	$570,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$513,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,533,759
Value of total assets at end of year	2015-12-31	$10,876,532
Value of total assets at beginning of year	2015-12-31	$9,998,839
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$57,153
Total interest from all sources	2015-12-31	$19,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,029,748
Participant contributions at end of year	2015-12-31	$692,319
Participant contributions at beginning of year	2015-12-31	$587,179
Participant contributions at end of year	2015-12-31	$13,927
Participant contributions at beginning of year	2015-12-31	$27,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,749,776
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,876,532
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$9,998,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$57,153
Interest on participant loans	2015-12-31	$19,595
Value of interest in master investment trust accounts at end of year	2015-12-31	$8,724,562
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$8,142,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,504,011
Employer contributions (assets) at end of year	2015-12-31	$1,445,724
Employer contributions (assets) at beginning of year	2015-12-31	$1,241,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$513,152
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN	2015-12-31	391658905
2014 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$280,879
Total unrealized appreciation/depreciation of assets	2014-12-31	$280,879
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$12,122
Total income from all sources (including contributions)	2014-12-31	$2,657,476
Total of all expenses incurred	2014-12-31	$570,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$470,666
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,296,179
Value of total assets at end of year	2014-12-31	$9,998,839
Value of total assets at beginning of year	2014-12-31	$7,924,402
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$100,251
Total interest from all sources	2014-12-31	$14,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$933,180
Participant contributions at end of year	2014-12-31	$587,179
Participant contributions at beginning of year	2014-12-31	$454,263
Participant contributions at end of year	2014-12-31	$27,577
Participant contributions at beginning of year	2014-12-31	$18,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,086,559
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$9,998,839
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,924,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$100,251
Interest on participant loans	2014-12-31	$14,230
Value of interest in master investment trust accounts at end of year	2014-12-31	$8,142,187
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$6,281,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,362,999
Employer contributions (assets) at end of year	2014-12-31	$1,241,896
Employer contributions (assets) at beginning of year	2014-12-31	$1,170,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$470,666
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN	2014-12-31	391658905
2013 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$925,122
Total unrealized appreciation/depreciation of assets	2013-12-31	$925,122
Total transfer of assets to this plan	2013-12-31	$878
Total transfer of assets from this plan	2013-12-31	$8,312
Total income from all sources (including contributions)	2013-12-31	$3,231,698
Total of all expenses incurred	2013-12-31	$677,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$618,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,252,020
Value of total assets at end of year	2013-12-31	$7,924,402
Value of total assets at beginning of year	2013-12-31	$5,377,415
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$59,096
Total interest from all sources	2013-12-31	$11,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$988,982
Participant contributions at end of year	2013-12-31	$454,263
Participant contributions at beginning of year	2013-12-31	$308,379
Participant contributions at end of year	2013-12-31	$18,176
Participant contributions at beginning of year	2013-12-31	$11,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,554,421
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,924,402
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,377,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$59,096
Interest on participant loans	2013-12-31	$11,303
Value of interest in master investment trust accounts at end of year	2013-12-31	$6,281,883
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$4,182,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,263,038
Employer contributions (assets) at end of year	2013-12-31	$1,170,080
Employer contributions (assets) at beginning of year	2013-12-31	$875,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$618,181
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN	2013-12-31	391658905
2012 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$238,892
Total unrealized appreciation/depreciation of assets	2012-12-31	$238,892
Total transfer of assets to this plan	2012-12-31	$65,651
Total transfer of assets from this plan	2012-12-31	$50,128
Total income from all sources (including contributions)	2012-12-31	$2,331,641
Total of all expenses incurred	2012-12-31	$669,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$633,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,038,807
Value of total assets at end of year	2012-12-31	$5,377,415
Value of total assets at beginning of year	2012-12-31	$3,699,467
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$35,464
Total interest from all sources	2012-12-31	$10,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,078,137
Participant contributions at end of year	2012-12-31	$308,379
Participant contributions at beginning of year	2012-12-31	$292,919
Participant contributions at end of year	2012-12-31	$11,147
Participant contributions at beginning of year	2012-12-31	$10,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,662,425
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,377,415
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,699,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$35,464
Interest on participant loans	2012-12-31	$10,138
Value of interest in master investment trust accounts at end of year	2012-12-31	$4,182,336
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$3,252,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$960,670
Employer contributions (assets) at end of year	2012-12-31	$875,553
Employer contributions (assets) at beginning of year	2012-12-31	$143,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$633,752
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	COLEMAN AND WILLIAMS, LTD
Accountancy firm EIN	2012-12-31	391658605
2011 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-149,876
Total unrealized appreciation/depreciation of assets	2011-12-31	$-149,876
Total transfer of assets to this plan	2011-12-31	$312
Total transfer of assets from this plan	2011-12-31	$330
Total income from all sources (including contributions)	2011-12-31	$668,401
Total of all expenses incurred	2011-12-31	$481,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$455,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$775,415
Value of total assets at end of year	2011-12-31	$3,699,467
Value of total assets at beginning of year	2011-12-31	$3,512,311
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$26,221
Total interest from all sources	2011-12-31	$8,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$598,146
Participant contributions at end of year	2011-12-31	$292,919
Participant contributions at beginning of year	2011-12-31	$217,366
Participant contributions at end of year	2011-12-31	$10,963
Participant contributions at beginning of year	2011-12-31	$6,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$187,174
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,699,467
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,512,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$26,221
Interest on participant loans	2011-12-31	$8,267
Value of interest in master investment trust accounts at end of year	2011-12-31	$3,252,381
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$3,233,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$177,269
Employer contributions (assets) at end of year	2011-12-31	$143,204
Employer contributions (assets) at beginning of year	2011-12-31	$55,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$455,006
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	COLEMAN & WILLIAMS, LTD
Accountancy firm EIN	2011-12-31	391658905
2010 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$405,318
Total unrealized appreciation/depreciation of assets	2010-12-31	$405,318
Total transfer of assets to this plan	2010-12-31	$6
Total income from all sources (including contributions)	2010-12-31	$873,055
Total of all expenses incurred	2010-12-31	$630,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$598,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$411,088
Value of total assets at end of year	2010-12-31	$3,512,311
Value of total assets at beginning of year	2010-12-31	$3,269,665
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$31,639
Total interest from all sources	2010-12-31	$9,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$341,291
Participant contributions at end of year	2010-12-31	$217,366
Participant contributions at beginning of year	2010-12-31	$197,415
Participant contributions at end of year	2010-12-31	$6,107
Participant contributions at beginning of year	2010-12-31	$2,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$242,640
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,512,311
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,269,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$31,639
Interest on participant loans	2010-12-31	$9,584
Value of interest in master investment trust accounts at end of year	2010-12-31	$3,233,797
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$3,042,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$69,797
Employer contributions (assets) at end of year	2010-12-31	$55,041
Employer contributions (assets) at beginning of year	2010-12-31	$27,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$598,776
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	COLEMAN & WILLIAMS, LTD
Accountancy firm EIN	2010-12-31	391658905

Form 5500 Responses for JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

2015: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	JOHNSON CONTROLS, INC.
Employer identification number (EIN):	390380010
NAIC Classification:	332900