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H & K PARTNERS RETIREMENT PLAN 401k Plan overview

Plan NameH & K PARTNERS RETIREMENT PLAN
Plan identification number 001

H & K PARTNERS RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

H & K PARTNERS has sponsored the creation of one or more 401k plans.

Company Name:H & K PARTNERS
Employer identification number (EIN):391998361
NAIC Classification:722513
NAIC Description:Limited-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H & K PARTNERS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01RICHARD SCHROEDER2018-07-23
0012017-01-01RICHARD SCHROEDER
0012016-01-01RICHARD SCHROEDER
0012015-01-01RICHARD SCHROEDER
0012014-01-01RICHARD SCHROEDER
0012013-01-01RICHARD SCHROEDER
0012012-01-01RICHARD SCHROEDER
0012011-01-01RICHARD S. SCHROEDER RICHARD S. SCHROEDER2013-02-20
0012010-01-01RICHARD S. SCHROEDER RICHARD S. SCHROEDER2011-09-30
0012009-01-01RICHARD SCHROEDER RICHARD SCHROEDER2010-10-06
0012009-01-01RICHARD SCHROEDER RICHARD SCHROEDER2010-10-06

Plan Statistics for H & K PARTNERS RETIREMENT PLAN

401k plan membership statisitcs for H & K PARTNERS RETIREMENT PLAN

Measure Date Value
2017: H & K PARTNERS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01234
Total number of active participants reported on line 7a of the Form 55002017-01-016
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0126
Number of participants with account balances2017-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: H & K PARTNERS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01243
Total number of active participants reported on line 7a of the Form 55002016-01-01191
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01197
Number of participants with account balances2016-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: H & K PARTNERS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01309
Total number of active participants reported on line 7a of the Form 55002015-01-01190
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01194
Number of participants with account balances2015-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: H & K PARTNERS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01241
Total number of active participants reported on line 7a of the Form 55002014-01-01254
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01257
Number of participants with account balances2014-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: H & K PARTNERS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01252
Total number of active participants reported on line 7a of the Form 55002013-01-01195
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0121
2012: H & K PARTNERS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01203
Total number of active participants reported on line 7a of the Form 55002012-01-01188
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01193
Number of participants with account balances2012-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: H & K PARTNERS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01285
Total number of active participants reported on line 7a of the Form 55002011-01-01182
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-01197
Total participants2011-01-01197
Number of participants with account balances2011-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: H & K PARTNERS RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01339
Total number of active participants reported on line 7a of the Form 55002010-01-01274
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0111
Total of all active and inactive participants2010-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01285
Number of participants with account balances2010-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: H & K PARTNERS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01342
Total number of active participants reported on line 7a of the Form 55002009-01-01325
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0114
Total of all active and inactive participants2009-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01339
Number of participants with account balances2009-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on H & K PARTNERS RETIREMENT PLAN

Measure Date Value
2017 : H & K PARTNERS RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$561,069
Total of all expenses incurred2017-12-31$110,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$79,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$153,669
Value of total assets at end of year2017-12-31$2,353,933
Value of total assets at beginning of year2017-12-31$1,903,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$30,654
Total interest from all sources2017-12-31$3,030
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$20,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$20,784
Administrative expenses professional fees incurred2017-12-31$9,800
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$160,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$101,228
Participant contributions at end of year2017-12-31$47,365
Participant contributions at beginning of year2017-12-31$57,684
Administrative expenses (other) incurred2017-12-31$200
Total non interest bearing cash at end of year2017-12-31$2,539
Total non interest bearing cash at beginning of year2017-12-31$5,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$450,874
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,353,933
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,903,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$20,654
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,964,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,557,836
Interest on participant loans2017-12-31$3,030
Value of interest in common/collective trusts at end of year2017-12-31$339,715
Value of interest in common/collective trusts at beginning of year2017-12-31$281,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$355,549
Net investment gain or loss from common/collective trusts2017-12-31$28,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$52,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$79,541
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY
Accountancy firm EIN2017-12-31390859910
2016 : H & K PARTNERS RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$305,933
Total of all expenses incurred2016-12-31$77,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$50,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$158,249
Value of total assets at end of year2016-12-31$1,903,059
Value of total assets at beginning of year2016-12-31$1,674,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,524
Total interest from all sources2016-12-31$778
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$19,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$19,436
Administrative expenses professional fees incurred2016-12-31$9,500
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$100,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$103,879
Participant contributions at end of year2016-12-31$57,684
Participant contributions at beginning of year2016-12-31$7,810
Administrative expenses (other) incurred2016-12-31$750
Total non interest bearing cash at end of year2016-12-31$5,890
Total non interest bearing cash at beginning of year2016-12-31$4,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$228,081
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,903,059
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,674,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$17,274
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,557,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,394,356
Interest on participant loans2016-12-31$778
Value of interest in common/collective trusts at end of year2016-12-31$281,649
Value of interest in common/collective trusts at beginning of year2016-12-31$268,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$114,910
Net investment gain or loss from common/collective trusts2016-12-31$12,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$54,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$50,328
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY
Accountancy firm EIN2016-12-31390859910
2015 : H & K PARTNERS RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$145,335
Total of all expenses incurred2015-12-31$124,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$97,124
Value of total corrective distributions2015-12-31$845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$174,722
Value of total assets at end of year2015-12-31$1,674,978
Value of total assets at beginning of year2015-12-31$1,653,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$26,315
Total interest from all sources2015-12-31$826
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$16,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$16,328
Administrative expenses professional fees incurred2015-12-31$9,200
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$250,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$119,327
Participant contributions at end of year2015-12-31$7,810
Participant contributions at beginning of year2015-12-31$22,995
Administrative expenses (other) incurred2015-12-31$500
Total non interest bearing cash at end of year2015-12-31$4,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$21,051
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,674,978
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,653,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$16,615
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,394,356
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,373,235
Interest on participant loans2015-12-31$826
Value of interest in common/collective trusts at end of year2015-12-31$268,717
Value of interest in common/collective trusts at beginning of year2015-12-31$257,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-47,427
Net investment gain or loss from common/collective trusts2015-12-31$886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$55,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$97,124
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY
Accountancy firm EIN2015-12-31390859910
2014 : H & K PARTNERS RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$240,050
Total of all expenses incurred2014-12-31$67,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$42,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$151,662
Value of total assets at end of year2014-12-31$1,653,927
Value of total assets at beginning of year2014-12-31$1,480,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,257
Total interest from all sources2014-12-31$1,605
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$17,370
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$17,370
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$102,664
Participant contributions at end of year2014-12-31$22,995
Participant contributions at beginning of year2014-12-31$37,471
Other income not declared elsewhere2014-12-31$27
Administrative expenses (other) incurred2014-12-31$103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$172,980
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,653,927
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,480,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$24,154
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,373,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,193,918
Interest on participant loans2014-12-31$1,605
Value of interest in common/collective trusts at end of year2014-12-31$257,697
Value of interest in common/collective trusts at beginning of year2014-12-31$249,558
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$58,541
Net investment gain or loss from common/collective trusts2014-12-31$10,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$48,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$42,813
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY
Accountancy firm EIN2014-12-31390859910
2013 : H & K PARTNERS RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$424,608
Total of all expenses incurred2013-12-31$28,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$136,236
Value of total assets at end of year2013-12-31$1,480,947
Value of total assets at beginning of year2013-12-31$1,085,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$24,542
Total interest from all sources2013-12-31$2,003
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$12,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$12,371
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$87,434
Participant contributions at end of year2013-12-31$37,471
Participant contributions at beginning of year2013-12-31$43,164
Other income not declared elsewhere2013-12-31$6
Administrative expenses (other) incurred2013-12-31$603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$395,702
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,480,947
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,085,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$23,939
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,193,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$843,176
Interest on participant loans2013-12-31$2,003
Value of interest in common/collective trusts at end of year2013-12-31$249,558
Value of interest in common/collective trusts at beginning of year2013-12-31$198,905
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$254,459
Net investment gain or loss from common/collective trusts2013-12-31$19,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$48,802
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,364
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY
Accountancy firm EIN2013-12-31390859910
2012 : H & K PARTNERS RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$259,352
Total of all expenses incurred2012-12-31$38,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$19,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$140,948
Value of total assets at end of year2012-12-31$1,085,245
Value of total assets at beginning of year2012-12-31$864,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,273
Total interest from all sources2012-12-31$2,414
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$10,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$10,564
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$84,061
Participant contributions at end of year2012-12-31$43,164
Participant contributions at beginning of year2012-12-31$41,746
Administrative expenses (other) incurred2012-12-31$744
Total non interest bearing cash at beginning of year2012-12-31$822,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$220,638
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,085,245
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$864,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$18,529
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$843,176
Interest on participant loans2012-12-31$2,414
Value of interest in common/collective trusts at end of year2012-12-31$198,905
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$95,578
Net investment gain or loss from common/collective trusts2012-12-31$9,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$56,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$19,441
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2012-12-31390859910
2011 : H & K PARTNERS RETIREMENT PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$125,115
Total of all expenses incurred2011-12-31$54,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$44,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$129,320
Value of total assets at end of year2011-12-31$864,607
Value of total assets at beginning of year2011-12-31$794,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,150
Total interest from all sources2011-12-31$16,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$9,500
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$79,228
Participant contributions at end of year2011-12-31$41,746
Participant contributions at beginning of year2011-12-31$12,811
Participant contributions at beginning of year2011-12-31$2,748
Total non interest bearing cash at end of year2011-12-31$822,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$70,141
Value of net assets at end of year (total assets less liabilities)2011-12-31$864,607
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$794,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at beginning of year2011-12-31$737,088
Interest on participant loans2011-12-31$2,403
Interest earned on other investments2011-12-31$13,668
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$40,580
Net investment gain/loss from pooled separate accounts2011-12-31$-20,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$50,092
Employer contributions (assets) at beginning of year2011-12-31$1,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$44,824
Contract administrator fees2011-12-31$650
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910
2010 : H & K PARTNERS RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$224,264
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$89,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$78,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$121,402
Value of total assets at end of year2010-12-31$794,466
Value of total assets at beginning of year2010-12-31$659,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$11,471
Total interest from all sources2010-12-31$2,298
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$9,894
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$81,699
Participant contributions at end of year2010-12-31$12,811
Participant contributions at beginning of year2010-12-31$22,269
Participant contributions at end of year2010-12-31$2,748
Participant contributions at beginning of year2010-12-31$52
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$134,702
Value of net assets at end of year (total assets less liabilities)2010-12-31$794,466
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$659,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$737,088
Value of interest in pooled separate accounts at beginning of year2010-12-31$611,656
Interest on participant loans2010-12-31$1,354
Interest earned on other investments2010-12-31$944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$40,580
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$25,588
Net investment gain/loss from pooled separate accounts2010-12-31$100,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$39,703
Employer contributions (assets) at end of year2010-12-31$1,239
Employer contributions (assets) at beginning of year2010-12-31$199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$78,091
Contract administrator fees2010-12-31$1,577
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2010-12-31390859910

Form 5500 Responses for H & K PARTNERS RETIREMENT PLAN

2017: H & K PARTNERS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: H & K PARTNERS RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: H & K PARTNERS RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: H & K PARTNERS RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: H & K PARTNERS RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: H & K PARTNERS RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: H & K PARTNERS RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: H & K PARTNERS RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: H & K PARTNERS RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHK653
Policy instance 1
Insurance contract or identification numberPHK653
Number of Individuals Covered33
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2,667
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHK653
Policy instance 1
Insurance contract or identification numberPHK653
Number of Individuals Covered28
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,780
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,780
Insurance broker organization code?3
Insurance broker nameAPEX GLOBAL PARTNERS LLC

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