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H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 401k Plan overview

Plan NameH & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN
Plan identification number 001

H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

H & M WAGNER & SONS, INC. has sponsored the creation of one or more 401k plans.

Company Name:H & M WAGNER & SONS, INC.
Employer identification number (EIN):520981891
NAIC Classification:423400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01GEORGE M. WAGNER SR. GEORGE M WAGNER SR.2018-07-03
0012015-10-01TERRY A. WHITNEY GEORGE M. WAGNER SR.2017-07-12
0012014-10-01GEORGE M. WAGNER SR. GEORGE M. WAGNER SR.2016-07-15
0012014-10-01GEORGE M. WAGNER SR. GEORGE M. WAGNER SR.2016-11-28
0012013-10-01TERRY A WHITNEY GEORGE M WAGNER2015-07-02
0012012-10-01DONNA BOYD DONNA BOYD2014-04-28
0012011-10-01DONNA BOYD DONNA BOYD2013-07-15
0012010-10-01GARY S. SZEKELY GEORGE M. WAGNER2012-04-25
0012009-10-01GEORGE WAGNER GEORGE WAGNER2011-04-19

Plan Statistics for H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN

401k plan membership statisitcs for H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN

Measure Date Value
2021: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01147
Total number of active participants reported on line 7a of the Form 55002021-10-01121
Number of retired or separated participants receiving benefits2021-10-012
Number of other retired or separated participants entitled to future benefits2021-10-0126
Total of all active and inactive participants2021-10-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-011
Total participants2021-10-01150
Number of participants with account balances2021-10-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-014
2020: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01146
Total number of active participants reported on line 7a of the Form 55002020-10-01114
Number of retired or separated participants receiving benefits2020-10-014
Number of other retired or separated participants entitled to future benefits2020-10-0120
Total of all active and inactive participants2020-10-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01138
Number of participants with account balances2020-10-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-015
2019: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01152
Total number of active participants reported on line 7a of the Form 55002019-10-01128
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-0114
Total of all active and inactive participants2019-10-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01142
Number of participants with account balances2019-10-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-013
2018: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01147
Total number of active participants reported on line 7a of the Form 55002018-10-01130
Number of retired or separated participants receiving benefits2018-10-011
Number of other retired or separated participants entitled to future benefits2018-10-0111
Total of all active and inactive participants2018-10-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01142
Number of participants with account balances2018-10-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-014
2017: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01153
Total number of active participants reported on line 7a of the Form 55002017-10-01127
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-018
Total of all active and inactive participants2017-10-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01135
Number of participants with account balances2017-10-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-012
2016: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01159
Total number of active participants reported on line 7a of the Form 55002016-10-01119
Number of retired or separated participants receiving benefits2016-10-011
Number of other retired or separated participants entitled to future benefits2016-10-0117
Total of all active and inactive participants2016-10-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01137
Number of participants with account balances2016-10-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-012
2015: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01156
Total number of active participants reported on line 7a of the Form 55002015-10-01117
Number of retired or separated participants receiving benefits2015-10-011
Number of other retired or separated participants entitled to future benefits2015-10-0131
Total of all active and inactive participants2015-10-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01149
Number of participants with account balances2015-10-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-013
2014: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01161
Total number of active participants reported on line 7a of the Form 55002014-10-01121
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0130
Total of all active and inactive participants2014-10-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01151
Number of participants with account balances2014-10-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-013
2013: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01163
Total number of active participants reported on line 7a of the Form 55002013-10-01125
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-0133
Total of all active and inactive participants2013-10-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-011
Total participants2013-10-01159
Number of participants with account balances2013-10-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-011
2012: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01167
Total number of active participants reported on line 7a of the Form 55002012-10-01132
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0127
Total of all active and inactive participants2012-10-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01159
Number of participants with account balances2012-10-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-018
2011: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01156
Total number of active participants reported on line 7a of the Form 55002011-10-01118
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0124
Total of all active and inactive participants2011-10-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01142
Number of participants with account balances2011-10-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0110
2010: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01166
Total number of active participants reported on line 7a of the Form 55002010-10-01121
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-0125
Total of all active and inactive participants2010-10-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01146
Number of participants with account balances2010-10-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-018
2009: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01170
Total number of active participants reported on line 7a of the Form 55002009-10-01134
Number of retired or separated participants receiving benefits2009-10-012
Number of other retired or separated participants entitled to future benefits2009-10-0126
Total of all active and inactive participants2009-10-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01162
Number of participants with account balances2009-10-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0111

Financial Data on H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN

Measure Date Value
2022 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-09-30$-882,555
Total unrealized appreciation/depreciation of assets2022-09-30$-882,555
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-760,413
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$1,482,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$1,428,773
Value of total corrective distributions2022-09-30$12,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$518,948
Value of total assets at end of year2022-09-30$6,716,725
Value of total assets at beginning of year2022-09-30$8,959,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$40,726
Total interest from all sources2022-09-30$7,992
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$97,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Administrative expenses professional fees incurred2022-09-30$11,306
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$467,585
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$7,085
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-09-30$67
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-09-30$0
Total non interest bearing cash at end of year2022-09-30$0
Total non interest bearing cash at beginning of year2022-09-30$626,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-2,242,423
Value of net assets at end of year (total assets less liabilities)2022-09-30$6,716,725
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$8,959,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Investment advisory and management fees2022-09-30$26,597
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$6,667,165
Value of interest in pooled separate accounts at end of year2022-09-30$6,673,818
Value of interest in pooled separate accounts at beginning of year2022-09-30$0
Income. Interest from US Government securities2022-09-30$7,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-09-30$1,150,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-09-30$1,150,636
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$378
Asset value of US Government securities at end of year2022-09-30$0
Asset value of US Government securities at beginning of year2022-09-30$477,360
Net investment gain/loss from pooled separate accounts2022-09-30$-502,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$44,278
Employer contributions (assets) at end of year2022-09-30$42,840
Employer contributions (assets) at beginning of year2022-09-30$37,036
Income. Dividends from common stock2022-09-30$97,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$1,428,773
Contract administrator fees2022-09-30$2,823
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-09-30Yes
Liabilities. Value of benefit claims payable at end of year2022-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2022-09-30$0
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30BENEFIT AUDIT GROUP, LLC
Accountancy firm EIN2022-09-30262404897
2021 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$1,656
Total income from all sources (including contributions)2021-09-30$2,364,798
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$1,279,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$1,266,458
Value of total corrective distributions2021-09-30$13,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$435,376
Value of total assets at end of year2021-09-30$8,959,148
Value of total assets at beginning of year2021-09-30$7,875,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$0
Total interest from all sources2021-09-30$554
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-09-30$799,889
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$396,901
Participant contributions at end of year2021-09-30$0
Participant contributions at beginning of year2021-09-30$0
Assets. Other investments not covered elsewhere at end of year2021-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-09-30$0
Total non interest bearing cash at end of year2021-09-30$626,951
Total non interest bearing cash at beginning of year2021-09-30$160,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$1,084,815
Value of net assets at end of year (total assets less liabilities)2021-09-30$8,959,148
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$7,874,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$6,667,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$5,629,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$1,150,636
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$1,178,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$1,178,588
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$554
Asset value of US Government securities at end of year2021-09-30$477,360
Asset value of US Government securities at beginning of year2021-09-30$65,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$1,928,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$38,475
Employer contributions (assets) at end of year2021-09-30$37,036
Employer contributions (assets) at beginning of year2021-09-30$42,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$1,266,458
Asset. Corporate debt instrument preferred debt at end of year2021-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2021-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-09-30$0
Liabilities. Value of benefit claims payable at end of year2021-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2021-09-30$1,656
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30BENEFIT AUDIT GROUP, LLC
Accountancy firm EIN2021-09-30262404897
2020 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$1,656
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$1,656
Total income from all sources (including contributions)2020-09-30$1,096,348
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$554,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$489,827
Value of total corrective distributions2020-09-30$7,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$397,547
Value of total assets at end of year2020-09-30$7,875,989
Value of total assets at beginning of year2020-09-30$7,333,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$56,403
Total interest from all sources2020-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-09-30$799,889
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-09-30$1,012,402
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$352,865
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$0
Assets. Other investments not covered elsewhere at end of year2020-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$2,713
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$0
Other income not declared elsewhere2020-09-30$0
Total non interest bearing cash at end of year2020-09-30$160,868
Total non interest bearing cash at beginning of year2020-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Income. Non cash contributions2020-09-30$0
Value of net income/loss2020-09-30$542,280
Value of net assets at end of year (total assets less liabilities)2020-09-30$7,874,333
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$7,332,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$5,629,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$4,961,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$1,178,588
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$1,246,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$1,246,143
Asset value of US Government securities at end of year2020-09-30$65,594
Asset value of US Government securities at beginning of year2020-09-30$72,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$698,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$41,969
Employer contributions (assets) at end of year2020-09-30$42,036
Employer contributions (assets) at beginning of year2020-09-30$40,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$489,827
Asset. Corporate debt instrument preferred debt at end of year2020-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2020-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-09-30$0
Contract administrator fees2020-09-30$56,403
Liabilities. Value of benefit claims payable at end of year2020-09-30$1,656
Liabilities. Value of benefit claims payable at beginning of year2020-09-30$1,656
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30No
Opinion of an independent qualified public accountant for this plan2020-09-30Unqualified
Accountancy firm name2020-09-30BENEFIT AUDIT GROUP, LLC
Accountancy firm EIN2020-09-30262404897
2019 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-09-30$57,278
Total unrealized appreciation/depreciation of assets2019-09-30$57,278
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$1,656
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$10,637
Total income from all sources (including contributions)2019-09-30$703,102
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$340,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$281,728
Value of total corrective distributions2019-09-30$6,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$505,341
Value of total assets at end of year2019-09-30$7,333,709
Value of total assets at beginning of year2019-09-30$6,980,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$52,482
Total interest from all sources2019-09-30$22,591
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$117,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Administrative expenses professional fees incurred2019-09-30$10,500
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$377,540
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$86,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$362,463
Value of net assets at end of year (total assets less liabilities)2019-09-30$7,332,053
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$6,969,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$34,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$4,961,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$4,752,000
Income. Interest from US Government securities2019-09-30$11,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$1,246,143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$1,024,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$1,024,411
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$11,149
Asset value of US Government securities at end of year2019-09-30$72,872
Asset value of US Government securities at beginning of year2019-09-30$56,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$40,876
Employer contributions (assets) at end of year2019-09-30$40,944
Employer contributions (assets) at beginning of year2019-09-30$39,181
Income. Dividends from common stock2019-09-30$117,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$281,728
Asset. Corporate debt instrument preferred debt at end of year2019-09-30$1,012,402
Asset. Corporate debt instrument preferred debt at beginning of year2019-09-30$1,108,155
Contract administrator fees2019-09-30$7,075
Liabilities. Value of benefit claims payable at end of year2019-09-30$1,656
Liabilities. Value of benefit claims payable at beginning of year2019-09-30$10,637
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30No
Opinion of an independent qualified public accountant for this plan2019-09-30Unqualified
Accountancy firm name2019-09-30BENEFIT AUDIT GROUP, LLC
Accountancy firm EIN2019-09-30262404897
2018 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$674,752
Total unrealized appreciation/depreciation of assets2018-09-30$674,752
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$10,637
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$288
Total income from all sources (including contributions)2018-09-30$1,172,514
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$346,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$285,455
Value of total corrective distributions2018-09-30$7,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$376,309
Value of total assets at end of year2018-09-30$6,980,227
Value of total assets at beginning of year2018-09-30$6,144,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$54,089
Total interest from all sources2018-09-30$16,154
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$105,180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Administrative expenses professional fees incurred2018-09-30$10,000
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$337,195
Participant contributions at beginning of year2018-09-30$7,640
Other income not declared elsewhere2018-09-30$119
Liabilities. Value of operating payables at beginning of year2018-09-30$148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$825,545
Value of net assets at end of year (total assets less liabilities)2018-09-30$6,969,590
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$6,144,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$34,814
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$4,752,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$3,968,848
Income. Interest from US Government securities2018-09-30$10,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$1,024,411
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$1,048,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$1,048,406
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-09-30$6,041
Asset value of US Government securities at end of year2018-09-30$56,480
Asset value of US Government securities at beginning of year2018-09-30$37,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$39,114
Employer contributions (assets) at end of year2018-09-30$39,181
Employer contributions (assets) at beginning of year2018-09-30$34,816
Income. Dividends from common stock2018-09-30$105,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$285,455
Asset. Corporate debt instrument preferred debt at end of year2018-09-30$1,108,155
Asset. Corporate debt instrument preferred debt at beginning of year2018-09-30$1,046,926
Contract administrator fees2018-09-30$9,275
Liabilities. Value of benefit claims payable at end of year2018-09-30$10,637
Liabilities. Value of benefit claims payable at beginning of year2018-09-30$140
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30No
Opinion of an independent qualified public accountant for this plan2018-09-30Unqualified
Accountancy firm name2018-09-30BENEFIT AUDIT GROUP, LLC
Accountancy firm EIN2018-09-30262404897
2017 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-09-30$676,173
Total unrealized appreciation/depreciation of assets2017-09-30$676,173
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$288
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$4,352
Total income from all sources (including contributions)2017-09-30$1,071,279
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$353,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$283,777
Value of total corrective distributions2017-09-30$4,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$307,386
Value of total assets at end of year2017-09-30$6,144,333
Value of total assets at beginning of year2017-09-30$5,430,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$65,116
Total interest from all sources2017-09-30$12,349
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$75,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Administrative expenses professional fees incurred2017-09-30$22,500
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$272,210
Participant contributions at end of year2017-09-30$7,640
Participant contributions at beginning of year2017-09-30$3,281
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$427
Liabilities. Value of operating payables at end of year2017-09-30$148
Liabilities. Value of operating payables at beginning of year2017-09-30$1,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$717,583
Value of net assets at end of year (total assets less liabilities)2017-09-30$6,144,045
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$5,426,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$34,216
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$3,968,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$2,731,285
Income. Interest from US Government securities2017-09-30$10,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$1,048,406
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$1,443,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$1,443,041
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-09-30$1,514
Asset value of US Government securities at end of year2017-09-30$37,697
Asset value of US Government securities at beginning of year2017-09-30$109,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$34,749
Employer contributions (assets) at end of year2017-09-30$34,816
Employer contributions (assets) at beginning of year2017-09-30$31,800
Income. Dividends from common stock2017-09-30$75,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$283,777
Contract administrator fees2017-09-30$8,400
Assets. Corporate common stocks other than exployer securities at end of year2017-09-30$1,046,926
Assets. Corporate common stocks other than exployer securities at beginning of year2017-09-30$1,112,253
Liabilities. Value of benefit claims payable at end of year2017-09-30$140
Liabilities. Value of benefit claims payable at beginning of year2017-09-30$2,982
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30No
Opinion of an independent qualified public accountant for this plan2017-09-30Unqualified
Accountancy firm name2017-09-30BENEFIT AUDIT GROUP, LLC
Accountancy firm EIN2017-09-30262404897
2016 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$379,709
Total unrealized appreciation/depreciation of assets2016-09-30$379,709
Total transfer of assets to this plan2016-09-30$0
Total transfer of assets from this plan2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$4,352
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$84,854
Expenses. Interest paid2016-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-09-30$0
Total income from all sources (including contributions)2016-09-30$757,253
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$736,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$683,965
Expenses. Certain deemed distributions of participant loans2016-09-30$0
Value of total corrective distributions2016-09-30$6,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$260,444
Value of total assets at end of year2016-09-30$5,430,814
Value of total assets at beginning of year2016-09-30$5,490,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$45,835
Total income from rents2016-09-30$0
Total interest from all sources2016-09-30$17,215
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$99,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$0
Assets. Real estate other than employer real property at end of year2016-09-30$0
Assets. Real estate other than employer real property at beginning of year2016-09-30$0
Administrative expenses professional fees incurred2016-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-09-30$0
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$228,703
Participant contributions at end of year2016-09-30$0
Participant contributions at beginning of year2016-09-30$0
Participant contributions at end of year2016-09-30$3,281
Participant contributions at beginning of year2016-09-30$0
Assets. Other investments not covered elsewhere at end of year2016-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$0
Assets. Loans (other than to participants) at end of year2016-09-30$0
Assets. Loans (other than to participants) at beginning of year2016-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$0
Other income not declared elsewhere2016-09-30$0
Administrative expenses (other) incurred2016-09-30$0
Liabilities. Value of operating payables at end of year2016-09-30$1,370
Liabilities. Value of operating payables at beginning of year2016-09-30$3,836
Total non interest bearing cash at end of year2016-09-30$0
Total non interest bearing cash at beginning of year2016-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Income. Non cash contributions2016-09-30$0
Value of net income/loss2016-09-30$20,941
Value of net assets at end of year (total assets less liabilities)2016-09-30$5,426,462
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$5,405,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Assets. partnership/joint venture interests at end of year2016-09-30$0
Assets. partnership/joint venture interests at beginning of year2016-09-30$0
Investment advisory and management fees2016-09-30$34,779
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$2,731,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$2,589,795
Value of interest in pooled separate accounts at end of year2016-09-30$0
Value of interest in pooled separate accounts at beginning of year2016-09-30$0
Interest on participant loans2016-09-30$0
Income. Interest from loans (other than to participants)2016-09-30$0
Interest earned on other investments2016-09-30$0
Income. Interest from US Government securities2016-09-30$17,160
Income. Interest from corporate debt instruments2016-09-30$0
Value of interest in master investment trust accounts at end of year2016-09-30$0
Value of interest in master investment trust accounts at beginning of year2016-09-30$0
Value of interest in common/collective trusts at end of year2016-09-30$0
Value of interest in common/collective trusts at beginning of year2016-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$1,443,041
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$1,200,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$1,200,375
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-09-30$55
Assets. Value of investments in 103.12 investment entities at end of year2016-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-09-30$0
Asset value of US Government securities at end of year2016-09-30$109,154
Asset value of US Government securities at beginning of year2016-09-30$335,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$0
Net investment gain/loss from pooled separate accounts2016-09-30$0
Net investment gain or loss from common/collective trusts2016-09-30$0
Net gain/loss from 103.12 investment entities2016-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Assets. Invements in employer securities at end of year2016-09-30$0
Assets. Invements in employer securities at beginning of year2016-09-30$0
Assets. Value of employer real property at end of year2016-09-30$0
Assets. Value of employer real property at beginning of year2016-09-30$0
Contributions received in cash from employer2016-09-30$31,741
Employer contributions (assets) at end of year2016-09-30$31,800
Employer contributions (assets) at beginning of year2016-09-30$30,267
Income. Dividends from preferred stock2016-09-30$0
Income. Dividends from common stock2016-09-30$99,885
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$683,965
Asset. Corporate debt instrument preferred debt at end of year2016-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2016-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-09-30$0
Contract administrator fees2016-09-30$11,056
Assets. Corporate common stocks other than exployer securities at end of year2016-09-30$1,112,253
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$1,334,007
Liabilities. Value of benefit claims payable at end of year2016-09-30$2,982
Liabilities. Value of benefit claims payable at beginning of year2016-09-30$81,018
Assets. Value of buildings and other operty used in plan operation at end of year2016-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-09-30$0
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$0
Aggregate carrying amount (costs) on sale of assets2016-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2016-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Unqualified
Accountancy firm name2016-09-30BENEFIT AUDIT GROUP, LLC
Accountancy firm EIN2016-09-30262404897
2015 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$-242,043
Total unrealized appreciation/depreciation of assets2015-09-30$-242,043
Total transfer of assets to this plan2015-09-30$0
Total transfer of assets from this plan2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$84,854
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$4,156
Expenses. Interest paid2015-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-09-30$0
Total income from all sources (including contributions)2015-09-30$142,941
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$805,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$739,262
Expenses. Certain deemed distributions of participant loans2015-09-30$0
Value of total corrective distributions2015-09-30$5,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$244,796
Value of total assets at end of year2015-09-30$5,490,375
Value of total assets at beginning of year2015-09-30$6,071,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$59,854
Total income from rents2015-09-30$0
Total interest from all sources2015-09-30$17,351
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$104,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$0
Assets. Real estate other than employer real property at end of year2015-09-30$0
Assets. Real estate other than employer real property at beginning of year2015-09-30$0
Administrative expenses professional fees incurred2015-09-30$12,800
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-09-30$0
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$745,170
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$214,595
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$0
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$3,141
Assets. Other investments not covered elsewhere at end of year2015-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$0
Assets. Loans (other than to participants) at end of year2015-09-30$0
Assets. Loans (other than to participants) at beginning of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$0
Other income not declared elsewhere2015-09-30$18,825
Administrative expenses (other) incurred2015-09-30$0
Liabilities. Value of operating payables at end of year2015-09-30$3,836
Liabilities. Value of operating payables at beginning of year2015-09-30$4,146
Total non interest bearing cash at end of year2015-09-30$0
Total non interest bearing cash at beginning of year2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Income. Non cash contributions2015-09-30$0
Value of net income/loss2015-09-30$-662,083
Value of net assets at end of year (total assets less liabilities)2015-09-30$5,405,521
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$6,067,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Assets. partnership/joint venture interests at end of year2015-09-30$0
Assets. partnership/joint venture interests at beginning of year2015-09-30$0
Investment advisory and management fees2015-09-30$35,585
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$2,589,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$2,580,483
Value of interest in pooled separate accounts at end of year2015-09-30$0
Value of interest in pooled separate accounts at beginning of year2015-09-30$0
Interest on participant loans2015-09-30$0
Income. Interest from loans (other than to participants)2015-09-30$0
Interest earned on other investments2015-09-30$0
Income. Interest from US Government securities2015-09-30$17,294
Income. Interest from corporate debt instruments2015-09-30$0
Value of interest in master investment trust accounts at end of year2015-09-30$0
Value of interest in master investment trust accounts at beginning of year2015-09-30$0
Value of interest in common/collective trusts at end of year2015-09-30$0
Value of interest in common/collective trusts at beginning of year2015-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$1,200,375
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$1,270,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$1,270,714
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$57
Assets. Value of investments in 103.12 investment entities at end of year2015-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-09-30$0
Asset value of US Government securities at end of year2015-09-30$335,931
Asset value of US Government securities at beginning of year2015-09-30$383,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$0
Net investment gain/loss from pooled separate accounts2015-09-30$0
Net investment gain or loss from common/collective trusts2015-09-30$0
Net gain/loss from 103.12 investment entities2015-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Assets. Invements in employer securities at end of year2015-09-30$0
Assets. Invements in employer securities at beginning of year2015-09-30$0
Assets. Value of employer real property at end of year2015-09-30$0
Assets. Value of employer real property at beginning of year2015-09-30$0
Contributions received in cash from employer2015-09-30$30,201
Employer contributions (assets) at end of year2015-09-30$30,267
Employer contributions (assets) at beginning of year2015-09-30$31,894
Income. Dividends from preferred stock2015-09-30$0
Income. Dividends from common stock2015-09-30$104,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$739,262
Asset. Corporate debt instrument preferred debt at end of year2015-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2015-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-09-30$0
Contract administrator fees2015-09-30$11,469
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$1,334,007
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$1,801,589
Liabilities. Value of benefit claims payable at end of year2015-09-30$81,018
Liabilities. Value of benefit claims payable at beginning of year2015-09-30$10
Assets. Value of buildings and other operty used in plan operation at end of year2015-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-09-30$0
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$0
Aggregate carrying amount (costs) on sale of assets2015-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2015-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30No
Opinion of an independent qualified public accountant for this plan2015-09-30Unqualified
Accountancy firm name2015-09-30BENEFIT AUDIT GROUP, LLC
Accountancy firm EIN2015-09-30262404897
2014 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$520,761
Total unrealized appreciation/depreciation of assets2014-09-30$520,761
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$4,156
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$1,533
Expenses. Interest paid2014-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-09-30$0
Total income from all sources (including contributions)2014-09-30$883,582
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$239,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$172,680
Expenses. Certain deemed distributions of participant loans2014-09-30$0
Value of total corrective distributions2014-09-30$6,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$250,619
Value of total assets at end of year2014-09-30$6,071,760
Value of total assets at beginning of year2014-09-30$5,425,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$60,740
Total income from rents2014-09-30$0
Total interest from all sources2014-09-30$17,018
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$95,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$0
Assets. Real estate other than employer real property at end of year2014-09-30$0
Assets. Real estate other than employer real property at beginning of year2014-09-30$0
Administrative expenses professional fees incurred2014-09-30$12,800
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-09-30$0
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$218,791
Participant contributions at end of year2014-09-30$0
Participant contributions at beginning of year2014-09-30$0
Participant contributions at end of year2014-09-30$3,141
Participant contributions at beginning of year2014-09-30$0
Assets. Other investments not covered elsewhere at end of year2014-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$0
Assets. Loans (other than to participants) at end of year2014-09-30$0
Assets. Loans (other than to participants) at beginning of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$0
Liabilities. Value of operating payables at end of year2014-09-30$4,146
Liabilities. Value of operating payables at beginning of year2014-09-30$1,523
Total non interest bearing cash at beginning of year2014-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Income. Non cash contributions2014-09-30$0
Value of net income/loss2014-09-30$643,910
Value of net assets at end of year (total assets less liabilities)2014-09-30$6,067,604
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$5,423,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Assets. partnership/joint venture interests at end of year2014-09-30$0
Assets. partnership/joint venture interests at beginning of year2014-09-30$0
Investment advisory and management fees2014-09-30$39,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$2,580,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$1,885,806
Value of interest in pooled separate accounts at end of year2014-09-30$0
Value of interest in pooled separate accounts at beginning of year2014-09-30$0
Interest on participant loans2014-09-30$0
Income. Interest from loans (other than to participants)2014-09-30$0
Interest earned on other investments2014-09-30$0
Income. Interest from US Government securities2014-09-30$16,961
Income. Interest from corporate debt instruments2014-09-30$0
Value of interest in master investment trust accounts at end of year2014-09-30$0
Value of interest in master investment trust accounts at beginning of year2014-09-30$0
Value of interest in common/collective trusts at end of year2014-09-30$0
Value of interest in common/collective trusts at beginning of year2014-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$1,270,714
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$1,106,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$1,106,881
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$57
Assets. Value of investments in 103.12 investment entities at end of year2014-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-09-30$0
Asset value of US Government securities at end of year2014-09-30$383,939
Asset value of US Government securities at beginning of year2014-09-30$393,864
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$0
Net investment gain/loss from pooled separate accounts2014-09-30$0
Net investment gain or loss from common/collective trusts2014-09-30$0
Net gain/loss from 103.12 investment entities2014-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Assets. Invements in employer securities at end of year2014-09-30$0
Assets. Invements in employer securities at beginning of year2014-09-30$0
Assets. Value of employer real property at end of year2014-09-30$0
Assets. Value of employer real property at beginning of year2014-09-30$0
Contributions received in cash from employer2014-09-30$31,828
Employer contributions (assets) at end of year2014-09-30$31,894
Employer contributions (assets) at beginning of year2014-09-30$33,240
Income. Dividends from preferred stock2014-09-30$0
Income. Dividends from common stock2014-09-30$95,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$172,680
Asset. Corporate debt instrument preferred debt at end of year2014-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2014-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-09-30$0
Contract administrator fees2014-09-30$8,940
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$1,801,589
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$2,005,436
Liabilities. Value of benefit claims payable at end of year2014-09-30$10
Liabilities. Value of benefit claims payable at beginning of year2014-09-30$10
Assets. Value of buildings and other operty used in plan operation at end of year2014-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-09-30$0
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$0
Aggregate carrying amount (costs) on sale of assets2014-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2014-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30No
Opinion of an independent qualified public accountant for this plan2014-09-30Unqualified
Accountancy firm name2014-09-30RIVLIN, LICHTER & FELDMAN, PC
Accountancy firm EIN2014-09-30522333570
2013 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$538,887
Total unrealized appreciation/depreciation of assets2013-09-30$538,887
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$1,533
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$1,647
Expenses. Interest paid2013-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-09-30$0
Total income from all sources (including contributions)2013-09-30$935,891
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$300,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$232,425
Expenses. Certain deemed distributions of participant loans2013-09-30$0
Value of total corrective distributions2013-09-30$6,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$291,110
Value of total assets at end of year2013-09-30$5,425,227
Value of total assets at beginning of year2013-09-30$4,789,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$62,057
Total income from rents2013-09-30$0
Total interest from all sources2013-09-30$19,105
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$86,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$0
Assets. Real estate other than employer real property at end of year2013-09-30$0
Assets. Real estate other than employer real property at beginning of year2013-09-30$0
Administrative expenses professional fees incurred2013-09-30$12,445
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-09-30$0
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$400,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$219,053
Participant contributions at end of year2013-09-30$0
Participant contributions at beginning of year2013-09-30$0
Participant contributions at end of year2013-09-30$0
Participant contributions at beginning of year2013-09-30$3,164
Assets. Other investments not covered elsewhere at end of year2013-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$38,885
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$0
Assets. Loans (other than to participants) at end of year2013-09-30$0
Assets. Loans (other than to participants) at beginning of year2013-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-09-30$0
Other income not declared elsewhere2013-09-30$325
Liabilities. Value of operating payables at end of year2013-09-30$1,523
Liabilities. Value of operating payables at beginning of year2013-09-30$1,428
Total non interest bearing cash at end of year2013-09-30$0
Total non interest bearing cash at beginning of year2013-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Income. Non cash contributions2013-09-30$0
Value of net income/loss2013-09-30$635,366
Value of net assets at end of year (total assets less liabilities)2013-09-30$5,423,694
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$4,788,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Assets. partnership/joint venture interests at end of year2013-09-30$0
Assets. partnership/joint venture interests at beginning of year2013-09-30$0
Investment advisory and management fees2013-09-30$9,235
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$1,885,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$1,535,231
Value of interest in pooled separate accounts at end of year2013-09-30$0
Value of interest in pooled separate accounts at beginning of year2013-09-30$0
Interest on participant loans2013-09-30$0
Income. Interest from loans (other than to participants)2013-09-30$0
Interest earned on other investments2013-09-30$0
Income. Interest from US Government securities2013-09-30$19,056
Income. Interest from corporate debt instruments2013-09-30$0
Value of interest in master investment trust accounts at end of year2013-09-30$0
Value of interest in master investment trust accounts at beginning of year2013-09-30$0
Value of interest in common/collective trusts at end of year2013-09-30$0
Value of interest in common/collective trusts at beginning of year2013-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$1,106,881
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$1,048,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$1,048,269
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$49
Assets. Value of investments in 103.12 investment entities at end of year2013-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-09-30$0
Asset value of US Government securities at end of year2013-09-30$393,864
Asset value of US Government securities at beginning of year2013-09-30$338,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$0
Net investment gain/loss from pooled separate accounts2013-09-30$0
Net investment gain or loss from common/collective trusts2013-09-30$0
Net gain/loss from 103.12 investment entities2013-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Assets. Invements in employer securities at end of year2013-09-30$0
Assets. Invements in employer securities at beginning of year2013-09-30$0
Assets. Value of employer real property at end of year2013-09-30$0
Assets. Value of employer real property at beginning of year2013-09-30$0
Contributions received in cash from employer2013-09-30$33,172
Employer contributions (assets) at end of year2013-09-30$33,240
Employer contributions (assets) at beginning of year2013-09-30$30,256
Income. Dividends from preferred stock2013-09-30$0
Income. Dividends from common stock2013-09-30$86,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$232,425
Asset. Corporate debt instrument preferred debt at end of year2013-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2013-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-09-30$0
Contract administrator fees2013-09-30$40,377
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$2,005,436
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$1,834,985
Liabilities. Value of benefit claims payable at end of year2013-09-30$10
Liabilities. Value of benefit claims payable at beginning of year2013-09-30$219
Assets. Value of buildings and other operty used in plan operation at end of year2013-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-09-30$0
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$0
Aggregate carrying amount (costs) on sale of assets2013-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2013-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30No
Opinion of an independent qualified public accountant for this plan2013-09-30Unqualified
Accountancy firm name2013-09-30RIVLIN, LICHTER & FELDMAN, PC
Accountancy firm EIN2013-09-30522333570
2012 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$581,087
Total unrealized appreciation/depreciation of assets2012-09-30$581,087
Total transfer of assets to this plan2012-09-30$0
Total transfer of assets from this plan2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$1,647
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$1,396
Expenses. Interest paid2012-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-09-30$0
Total income from all sources (including contributions)2012-09-30$921,598
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$345,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$282,661
Expenses. Certain deemed distributions of participant loans2012-09-30$0
Value of total corrective distributions2012-09-30$946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$244,052
Value of total assets at end of year2012-09-30$4,789,975
Value of total assets at beginning of year2012-09-30$4,214,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$62,357
Total income from rents2012-09-30$0
Total interest from all sources2012-09-30$18,742
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$77,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$0
Assets. Real estate other than employer real property at end of year2012-09-30$0
Assets. Real estate other than employer real property at beginning of year2012-09-30$0
Administrative expenses professional fees incurred2012-09-30$11,925
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-09-30$0
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$400,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$213,858
Participant contributions at end of year2012-09-30$0
Participant contributions at beginning of year2012-09-30$0
Participant contributions at end of year2012-09-30$3,164
Participant contributions at beginning of year2012-09-30$3,170
Assets. Other investments not covered elsewhere at end of year2012-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$0
Assets. Loans (other than to participants) at end of year2012-09-30$0
Assets. Loans (other than to participants) at beginning of year2012-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$0
Other income not declared elsewhere2012-09-30$0
Administrative expenses (other) incurred2012-09-30$11,425
Liabilities. Value of operating payables at end of year2012-09-30$1,428
Liabilities. Value of operating payables at beginning of year2012-09-30$1,390
Total non interest bearing cash at end of year2012-09-30$0
Total non interest bearing cash at beginning of year2012-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Income. Non cash contributions2012-09-30$0
Value of net income/loss2012-09-30$575,634
Value of net assets at end of year (total assets less liabilities)2012-09-30$4,788,328
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$4,212,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Assets. partnership/joint venture interests at end of year2012-09-30$0
Assets. partnership/joint venture interests at beginning of year2012-09-30$0
Investment advisory and management fees2012-09-30$39,007
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$1,535,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$1,099,408
Value of interest in pooled separate accounts at end of year2012-09-30$0
Value of interest in pooled separate accounts at beginning of year2012-09-30$0
Interest on participant loans2012-09-30$0
Income. Interest from loans (other than to participants)2012-09-30$0
Interest earned on other investments2012-09-30$0
Income. Interest from US Government securities2012-09-30$18,682
Income. Interest from corporate debt instruments2012-09-30$0
Value of interest in master investment trust accounts at end of year2012-09-30$0
Value of interest in master investment trust accounts at beginning of year2012-09-30$0
Value of interest in common/collective trusts at end of year2012-09-30$0
Value of interest in common/collective trusts at beginning of year2012-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$1,048,269
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$1,014,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$1,014,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$60
Assets. Value of investments in 103.12 investment entities at end of year2012-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-09-30$0
Asset value of US Government securities at end of year2012-09-30$338,070
Asset value of US Government securities at beginning of year2012-09-30$481,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$0
Net investment gain/loss from pooled separate accounts2012-09-30$0
Net investment gain or loss from common/collective trusts2012-09-30$0
Net gain/loss from 103.12 investment entities2012-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Assets. Invements in employer securities at end of year2012-09-30$0
Assets. Invements in employer securities at beginning of year2012-09-30$0
Assets. Value of employer real property at end of year2012-09-30$0
Assets. Value of employer real property at beginning of year2012-09-30$0
Contributions received in cash from employer2012-09-30$30,194
Employer contributions (assets) at end of year2012-09-30$30,256
Employer contributions (assets) at beginning of year2012-09-30$31,477
Income. Dividends from preferred stock2012-09-30$0
Income. Dividends from common stock2012-09-30$77,717
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$282,661
Asset. Corporate debt instrument preferred debt at end of year2012-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2012-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-09-30$0
Contract administrator fees2012-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2012-09-30$1,834,985
Assets. Corporate common stocks other than exployer securities at beginning of year2012-09-30$1,584,337
Liabilities. Value of benefit claims payable at end of year2012-09-30$219
Liabilities. Value of benefit claims payable at beginning of year2012-09-30$6
Assets. Value of buildings and other operty used in plan operation at end of year2012-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-09-30$0
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Aggregate proceeds on sale of assets2012-09-30$0
Aggregate carrying amount (costs) on sale of assets2012-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Unqualified
Accountancy firm name2012-09-30RIVLIN, LICHTER & FELDMAN, PC
Accountancy firm EIN2012-09-30522333570
2011 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$-34,643
Total unrealized appreciation/depreciation of assets2011-09-30$-34,643
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$1,396
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$4,928
Total income from all sources (including contributions)2011-09-30$311,471
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$791,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$729,702
Value of total corrective distributions2011-09-30$3,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$249,517
Value of total assets at end of year2011-09-30$4,214,090
Value of total assets at beginning of year2011-09-30$4,697,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$57,638
Total interest from all sources2011-09-30$18,452
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$77,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Administrative expenses professional fees incurred2011-09-30$11,875
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$400,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$729,702
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$218,102
Participant contributions at end of year2011-09-30$3,170
Other income not declared elsewhere2011-09-30$207
Administrative expenses (other) incurred2011-09-30$6,725
Liabilities. Value of operating payables at end of year2011-09-30$1,390
Liabilities. Value of operating payables at beginning of year2011-09-30$4,922
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-479,781
Value of net assets at end of year (total assets less liabilities)2011-09-30$4,212,694
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$4,692,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Investment advisory and management fees2011-09-30$39,038
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$1,099,408
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$862,356
Income. Interest from US Government securities2011-09-30$18,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$1,014,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$1,047,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$1,047,957
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$60
Asset value of US Government securities at end of year2011-09-30$481,090
Asset value of US Government securities at beginning of year2011-09-30$328,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$31,415
Employer contributions (assets) at end of year2011-09-30$31,477
Employer contributions (assets) at beginning of year2011-09-30$31,386
Income. Dividends from common stock2011-09-30$77,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$729,702
Assets. Corporate common stocks other than exployer securities at end of year2011-09-30$1,584,337
Assets. Corporate common stocks other than exployer securities at beginning of year2011-09-30$2,427,271
Liabilities. Value of benefit claims payable at end of year2011-09-30$6
Liabilities. Value of benefit claims payable at beginning of year2011-09-30$6
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30No
Opinion of an independent qualified public accountant for this plan2011-09-30Unqualified
Accountancy firm name2011-09-30RIVLIN, LICHTER & FELDMAN, PC
Accountancy firm EIN2011-09-30522333570
2010 : H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN

2021: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedYes
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: H & M WAGNER & SONS, INC. 401 (K) RATE GROUP PROFI T SHARING PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number157136
Policy instance 1
Insurance contract or identification number157136
Number of Individuals Covered172
Insurance policy start date2022-06-10
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $18,165
Total amount of fees paid to insurance companyUSD $9,925
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,165
Amount paid for insurance broker fees9925
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5

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