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H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameH & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

H&E EQUIPMENT SERVICES, INC has sponsored the creation of one or more 401k plans.

Company Name:H&E EQUIPMENT SERVICES, INC
Employer identification number (EIN):810553291
NAIC Classification:423800

Additional information about H&E EQUIPMENT SERVICES, INC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2006-02-02
Company Identification Number: 0800608285
Legal Registered Office Address: 7500 PECUE LN

BATON ROUGE
United States of America (USA)
70809

More information about H&E EQUIPMENT SERVICES, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ANGELA BROOCKS ANGELA BROOCKS2018-10-10
0012016-01-01DIANE MILLER
0012015-01-01DIANE MILLER
0012014-01-01DIANE MILLER
0012013-01-01DIANE MILLER
0012012-01-01DIANE MILLER1
0012011-01-01DIANE G MILLER DIANE G MILLER2012-10-11
0012009-01-01DIANE G. MILLER

Plan Statistics for H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,112
Total number of active participants reported on line 7a of the Form 55002022-01-012,316
Number of retired or separated participants receiving benefits2022-01-0116
Number of other retired or separated participants entitled to future benefits2022-01-01974
Total of all active and inactive participants2022-01-013,306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-013,309
Number of participants with account balances2022-01-013,102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01213
2021: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,991
Total number of active participants reported on line 7a of the Form 55002021-01-012,169
Number of retired or separated participants receiving benefits2021-01-0119
Number of other retired or separated participants entitled to future benefits2021-01-01915
Total of all active and inactive participants2021-01-013,103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-019
Total participants2021-01-013,112
Number of participants with account balances2021-01-012,872
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01238
2020: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,289
Total number of active participants reported on line 7a of the Form 55002020-01-012,280
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01702
Total of all active and inactive participants2020-01-012,982
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-019
Total participants2020-01-012,991
Number of participants with account balances2020-01-012,787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01319
2019: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,870
Total number of active participants reported on line 7a of the Form 55002019-01-012,448
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01836
Total of all active and inactive participants2019-01-013,284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-013,289
Number of participants with account balances2019-01-013,082
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01345
2018: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,660
Total number of active participants reported on line 7a of the Form 55002018-01-012,322
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01545
Total of all active and inactive participants2018-01-012,867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-012,870
Number of participants with account balances2018-01-012,693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01422
2017: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,591
Total number of active participants reported on line 7a of the Form 55002017-01-012,097
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01562
Total of all active and inactive participants2017-01-012,659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-012,660
Number of participants with account balances2017-01-012,510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01253
2016: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,587
Total number of active participants reported on line 7a of the Form 55002016-01-011,980
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01610
Total of all active and inactive participants2016-01-012,590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-012,591
Number of participants with account balances2016-01-012,467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01472
2015: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,369
Total number of active participants reported on line 7a of the Form 55002015-01-012,034
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01549
Total of all active and inactive participants2015-01-012,583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-012,587
Number of participants with account balances2015-01-012,445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01391
2014: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,212
Total number of active participants reported on line 7a of the Form 55002014-01-011,885
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01466
Total of all active and inactive participants2014-01-012,351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-012,352
Number of participants with account balances2014-01-012,227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01322
2013: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,121
Total number of active participants reported on line 7a of the Form 55002013-01-011,756
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01412
Total of all active and inactive participants2013-01-012,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-012,169
Number of participants with account balances2013-01-012,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01301
2012: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,978
Total number of active participants reported on line 7a of the Form 55002012-01-011,724
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01361
Total of all active and inactive participants2012-01-012,085
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-012,087
Number of participants with account balances2012-01-011,882
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01217
2011: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,933
Total number of active participants reported on line 7a of the Form 55002011-01-011,613
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01325
Total of all active and inactive participants2011-01-011,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,939
Number of participants with account balances2011-01-011,752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01252
2009: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,381
Total number of active participants reported on line 7a of the Form 55002009-01-011,579
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01341
Total of all active and inactive participants2009-01-011,920
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,921
Number of participants with account balances2009-01-011,728
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01407

Financial Data on H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,319,047
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$21,063,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$20,678,348
Expenses. Certain deemed distributions of participant loans2022-12-31$20,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$17,652,888
Value of total assets at end of year2022-12-31$130,201,920
Value of total assets at beginning of year2022-12-31$157,584,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$364,282
Total interest from all sources2022-12-31$302,393
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,618,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,618,842
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$12,985,069
Participant contributions at end of year2022-12-31$2,583,270
Participant contributions at beginning of year2022-12-31$2,745,756
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$763,343
Other income not declared elsewhere2022-12-31$70,565
Administrative expenses (other) incurred2022-12-31$364,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-27,382,174
Value of net assets at end of year (total assets less liabilities)2022-12-31$130,201,920
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$157,584,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$115,094,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$144,827,800
Interest on participant loans2022-12-31$135,887
Interest earned on other investments2022-12-31$166,506
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$12,524,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$10,010,538
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-28,963,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,904,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$20,678,348
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2022-12-31720464428
2021 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$322,929
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$36,999,931
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$30,792,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$30,334,398
Expenses. Certain deemed distributions of participant loans2021-12-31$3,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$18,008,695
Value of total assets at end of year2021-12-31$157,584,094
Value of total assets at beginning of year2021-12-31$151,699,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$455,017
Total interest from all sources2021-12-31$395,338
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,464,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,464,801
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$12,461,874
Participant contributions at end of year2021-12-31$2,745,756
Participant contributions at beginning of year2021-12-31$2,792,266
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,295,887
Other income not declared elsewhere2021-12-31$82,422
Administrative expenses (other) incurred2021-12-31$455,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,207,393
Value of net assets at end of year (total assets less liabilities)2021-12-31$157,584,094
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$151,699,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$144,827,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$136,240,854
Interest on participant loans2021-12-31$155,415
Interest earned on other investments2021-12-31$239,923
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$10,010,538
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$12,666,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,048,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,250,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$30,334,398
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2021-12-31720464428
2020 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$35,707,914
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$15,166,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$14,729,196
Expenses. Certain deemed distributions of participant loans2020-12-31$27,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$18,121,547
Value of total assets at end of year2020-12-31$151,699,630
Value of total assets at beginning of year2020-12-31$131,158,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$409,818
Total interest from all sources2020-12-31$430,312
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,040,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,040,394
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$11,866,668
Participant contributions at end of year2020-12-31$2,792,266
Participant contributions at beginning of year2020-12-31$3,022,361
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$807,912
Other income not declared elsewhere2020-12-31$168,931
Administrative expenses (other) incurred2020-12-31$409,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$20,541,570
Value of net assets at end of year (total assets less liabilities)2020-12-31$151,699,630
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$131,158,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$136,240,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$118,281,467
Interest on participant loans2020-12-31$177,893
Interest earned on other investments2020-12-31$252,419
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,666,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$9,854,232
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,946,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,446,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$14,729,196
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2020-12-31720464428
2019 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$35,596,810
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$12,119,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,794,018
Expenses. Certain deemed distributions of participant loans2019-12-31$15,594
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$13,458,012
Value of total assets at end of year2019-12-31$131,158,060
Value of total assets at beginning of year2019-12-31$107,680,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$309,847
Total interest from all sources2019-12-31$332,553
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,141,259
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,141,259
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,781,810
Participant contributions at end of year2019-12-31$3,022,361
Participant contributions at beginning of year2019-12-31$2,924,727
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,589,419
Other income not declared elsewhere2019-12-31$32,832
Administrative expenses (other) incurred2019-12-31$309,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$23,477,351
Value of net assets at end of year (total assets less liabilities)2019-12-31$131,158,060
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$107,680,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$118,281,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$96,368,486
Interest on participant loans2019-12-31$173,716
Interest earned on other investments2019-12-31$158,837
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$9,854,232
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$8,387,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$18,632,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$86,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,794,018
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2019-12-31720464428
2018 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$8,498,529
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$9,483,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$9,313,930
Expenses. Certain deemed distributions of participant loans2018-12-31$1,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$14,489,134
Value of total assets at end of year2018-12-31$107,680,709
Value of total assets at beginning of year2018-12-31$108,665,769
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$168,560
Total interest from all sources2018-12-31$294,737
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,381,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,381,294
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,205,530
Participant contributions at end of year2018-12-31$2,924,727
Participant contributions at beginning of year2018-12-31$2,996,348
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,759,888
Other income not declared elsewhere2018-12-31$7,965
Administrative expenses (other) incurred2018-12-31$168,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-985,060
Value of net assets at end of year (total assets less liabilities)2018-12-31$107,680,709
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$108,665,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$96,368,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$98,405,907
Interest on participant loans2018-12-31$156,444
Interest earned on other investments2018-12-31$138,293
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$8,387,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$7,263,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-9,674,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,523,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,313,930
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2018-12-31720464428
2017 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$26,283,552
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$13,484,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$13,392,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$12,330,853
Value of total assets at end of year2017-12-31$108,665,769
Value of total assets at beginning of year2017-12-31$95,866,293
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$91,425
Total interest from all sources2017-12-31$425,180
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,742,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,742,026
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,024,256
Participant contributions at end of year2017-12-31$2,996,348
Participant contributions at beginning of year2017-12-31$2,740,029
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,116,338
Other income not declared elsewhere2017-12-31$99,460
Administrative expenses (other) incurred2017-12-31$91,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,799,476
Value of net assets at end of year (total assets less liabilities)2017-12-31$108,665,769
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$95,866,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$98,405,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$82,400,895
Interest on participant loans2017-12-31$136,518
Interest earned on other investments2017-12-31$288,662
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$7,263,514
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,725,369
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,686,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,190,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$13,392,651
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2017-12-31720464428
2016 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$19,268,465
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$8,728,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,591,321
Value of total corrective distributions2016-12-31$143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,557,679
Value of total assets at end of year2016-12-31$95,866,293
Value of total assets at beginning of year2016-12-31$85,326,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$137,227
Total interest from all sources2016-12-31$115,510
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,179,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,179,930
Administrative expenses professional fees incurred2016-12-31$12,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$8,488,590
Participant contributions at end of year2016-12-31$2,740,029
Participant contributions at beginning of year2016-12-31$2,184,271
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$995,488
Other income not declared elsewhere2016-12-31$222,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$10,539,774
Value of net assets at end of year (total assets less liabilities)2016-12-31$95,866,293
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$85,326,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$82,400,895
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$74,400,563
Interest on participant loans2016-12-31$115,510
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,725,369
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$8,741,685
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,192,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,073,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,591,321
Contract administrator fees2016-12-31$122,227
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2016-12-31720464428
2015 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$10,246,479
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,805,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,695,438
Value of total corrective distributions2015-12-31$1,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$11,083,289
Value of total assets at end of year2015-12-31$85,326,519
Value of total assets at beginning of year2015-12-31$82,885,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$108,332
Total interest from all sources2015-12-31$100,672
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$972,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$972,835
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$8,070,197
Participant contributions at end of year2015-12-31$2,184,271
Participant contributions at beginning of year2015-12-31$2,068,176
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$905,188
Other income not declared elsewhere2015-12-31$201,693
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,441,184
Value of net assets at end of year (total assets less liabilities)2015-12-31$85,326,519
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$82,885,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$74,400,563
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$71,094,793
Interest on participant loans2015-12-31$100,672
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$8,741,685
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$9,722,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,112,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,107,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,695,438
Contract administrator fees2015-12-31$108,332
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2015-12-31720464428
2014 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$15,459,401
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,651,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,560,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,656,149
Value of total assets at end of year2014-12-31$82,885,335
Value of total assets at beginning of year2014-12-31$75,077,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$90,668
Total interest from all sources2014-12-31$94,555
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$783,901
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$783,901
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$7,004,102
Participant contributions at end of year2014-12-31$2,068,176
Participant contributions at beginning of year2014-12-31$2,030,819
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$735,515
Other income not declared elsewhere2014-12-31$199,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$7,808,274
Value of net assets at end of year (total assets less liabilities)2014-12-31$82,885,335
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$75,077,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$71,094,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$63,991,694
Interest on participant loans2014-12-31$94,555
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$9,722,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$9,054,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,725,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,916,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,560,459
Contract administrator fees2014-12-31$90,668
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2014-12-31720464428
2013 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$20,581,267
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,327,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,256,234
Value of total corrective distributions2013-12-31$6,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,097,945
Value of total assets at end of year2013-12-31$75,077,061
Value of total assets at beginning of year2013-12-31$60,823,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$65,644
Total interest from all sources2013-12-31$90,443
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$490,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$490,087
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,854,967
Participant contributions at end of year2013-12-31$2,030,819
Participant contributions at beginning of year2013-12-31$1,757,068
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$567,056
Other income not declared elsewhere2013-12-31$183,942
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$14,253,283
Value of net assets at end of year (total assets less liabilities)2013-12-31$75,077,061
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$60,823,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$63,991,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$49,521,824
Interest on participant loans2013-12-31$90,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$9,054,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$9,544,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$11,718,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,675,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,256,234
Contract administrator fees2013-12-31$65,644
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2013-12-31720464428
2012 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$12,760,512
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,087,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,029,315
Expenses. Certain deemed distributions of participant loans2012-12-31$1,652
Value of total corrective distributions2012-12-31$679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,967,728
Value of total assets at end of year2012-12-31$60,823,778
Value of total assets at beginning of year2012-12-31$52,150,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$55,464
Total interest from all sources2012-12-31$81,631
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$596,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$596,912
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,985,438
Participant contributions at end of year2012-12-31$1,757,068
Participant contributions at beginning of year2012-12-31$1,733,102
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$566,214
Other income not declared elsewhere2012-12-31$167,653
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,673,402
Value of net assets at end of year (total assets less liabilities)2012-12-31$60,823,778
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$52,150,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$49,521,824
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$42,057,697
Interest on participant loans2012-12-31$81,631
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$9,544,886
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$8,359,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,946,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,416,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,029,315
Contract administrator fees2012-12-31$55,464
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2012-12-31720464428
2011 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,839,433
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,019,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,957,507
Expenses. Certain deemed distributions of participant loans2011-12-31$959
Value of total corrective distributions2011-12-31$13,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,893,949
Value of total assets at end of year2011-12-31$52,150,376
Value of total assets at beginning of year2011-12-31$50,330,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$47,554
Total interest from all sources2011-12-31$85,642
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$476,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$476,777
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,546,666
Participant contributions at end of year2011-12-31$1,733,102
Participant contributions at beginning of year2011-12-31$1,594,654
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$161,953
Other income not declared elsewhere2011-12-31$160,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,820,182
Value of net assets at end of year (total assets less liabilities)2011-12-31$52,150,376
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$50,330,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$42,057,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$43,051,132
Interest on participant loans2011-12-31$85,642
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$8,359,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,684,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-776,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$1,185,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,957,507
Contract administrator fees2011-12-31$47,554
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HAWTHORN, WAYMOUTH, & CARROLL
Accountancy firm EIN2011-12-31720464428
2009 : H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN

2022: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: H & E EQUIPMENT SERVICES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1242
Policy instance 1
Insurance contract or identification numberYH1242
Number of Individuals Covered3388
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1242
Policy instance 1
Insurance contract or identification numberYH1242
Number of Individuals Covered3112
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1242
Policy instance 1
Insurance contract or identification numberYH1242
Number of Individuals Covered2991
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1242
Policy instance 1
Insurance contract or identification numberYH1242
Number of Individuals Covered3289
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1242
Policy instance 1
Insurance contract or identification numberYH1242
Number of Individuals Covered2870
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1242
Policy instance 2
Insurance contract or identification numberYH1242
Number of Individuals Covered2660
Insurance policy start date2017-07-05
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28074
Policy instance 1
Insurance contract or identification numberGA28074
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-07-05
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28074
Policy instance 1
Insurance contract or identification numberGA28074
Number of Individuals Covered2445
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28074
Policy instance 1
Insurance contract or identification numberGA28074
Number of Individuals Covered2227
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28074
Policy instance 1
Insurance contract or identification numberGA28074
Number of Individuals Covered2044
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28074
Policy instance 1
Insurance contract or identification numberGA28074
Number of Individuals Covered1882
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28074
Policy instance 1
Insurance contract or identification numberGA28074
Number of Individuals Covered1752
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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