NATIONAL PEN CO. LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN
401k plan membership statisitcs for THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN
Measure | Date | Value |
---|
2022 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-4,390,452 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,432,113 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,320,641 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,548,725 |
Value of total assets at end of year | 2022-12-31 | $34,083,289 |
Value of total assets at beginning of year | 2022-12-31 | $40,905,854 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $111,472 |
Total interest from all sources | 2022-12-31 | $27,373 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $468,954 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $468,954 |
Administrative expenses professional fees incurred | 2022-12-31 | $8,998 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,649,016 |
Participant contributions at end of year | 2022-12-31 | $531,577 |
Participant contributions at beginning of year | 2022-12-31 | $492,545 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $268,370 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $154,156 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $307,308 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $308 |
Other income not declared elsewhere | 2022-12-31 | $-95 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-6,822,565 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $34,083,289 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $40,905,854 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $26,996 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $23,724,870 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $29,401,789 |
Interest on participant loans | 2022-12-31 | $27,373 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $9,436,612 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $10,742,975 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-5,382,482 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-2,052,927 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $592,401 |
Employer contributions (assets) at end of year | 2022-12-31 | $121,860 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $114,389 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,320,333 |
Contract administrator fees | 2022-12-31 | $75,478 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
Accountancy firm name | 2022-12-31 | MAYER HOFFMAN MCCANN P.C. |
Accountancy firm EIN | 2022-12-31 | 431947695 |
2021 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $7,244,674 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $3,018,677 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,881,024 |
Value of total corrective distributions | 2021-12-31 | $36,858 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,098,069 |
Value of total assets at end of year | 2021-12-31 | $40,905,854 |
Value of total assets at beginning of year | 2021-12-31 | $36,679,857 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $100,795 |
Total interest from all sources | 2021-12-31 | $32,767 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $488,521 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $488,521 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,478,060 |
Participant contributions at end of year | 2021-12-31 | $492,545 |
Participant contributions at beginning of year | 2021-12-31 | $615,741 |
Participant contributions at beginning of year | 2021-12-31 | $48 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $154,156 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $105,329 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $3,478 |
Other income not declared elsewhere | 2021-12-31 | $16,366 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $4,225,997 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $40,905,854 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $36,679,857 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $8,998 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $29,401,789 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $26,739,131 |
Interest on participant loans | 2021-12-31 | $32,767 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $10,742,975 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $9,192,513 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,230,113 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,378,838 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $514,680 |
Employer contributions (assets) at end of year | 2021-12-31 | $114,389 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $132,424 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,877,546 |
Contract administrator fees | 2021-12-31 | $91,797 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MAYER HOFFMAN MCCANN P.C. |
Accountancy firm EIN | 2021-12-31 | 431947695 |
2020 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2020 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Expenses. Interest paid | 2020-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $7,031,824 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $7,166,174 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $7,005,383 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
Value of total corrective distributions | 2020-12-31 | $34,553 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,747,750 |
Value of total assets at end of year | 2020-12-31 | $36,679,857 |
Value of total assets at beginning of year | 2020-12-31 | $36,814,207 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $126,238 |
Total income from rents | 2020-12-31 | $0 |
Total interest from all sources | 2020-12-31 | $53,485 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $431,302 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $431,302 |
Administrative expenses professional fees incurred | 2020-12-31 | $0 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Amount of non-exempt transactions with any party-in-interest | 2020-12-31 | $0 |
Contributions received from participants | 2020-12-31 | $1,314,890 |
Participant contributions at end of year | 2020-12-31 | $615,741 |
Participant contributions at beginning of year | 2020-12-31 | $973,380 |
Participant contributions at end of year | 2020-12-31 | $48 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $8,398 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $5,720 |
Administrative expenses (other) incurred | 2020-12-31 | $118,456 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Income. Non cash contributions | 2020-12-31 | $0 |
Value of net income/loss | 2020-12-31 | $-134,350 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $36,679,857 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $36,814,207 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-12-31 | $0 |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-12-31 | $0 |
Investment advisory and management fees | 2020-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $26,739,131 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $26,958,068 |
Interest on participant loans | 2020-12-31 | $53,485 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Interest earned on other investments | 2020-12-31 | $0 |
Income. Interest from US Government securities | 2020-12-31 | $0 |
Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $9,192,513 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $8,882,759 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,244,173 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,549,394 |
Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $424,462 |
Employer contributions (assets) at end of year | 2020-12-31 | $132,424 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Income. Dividends from preferred stock | 2020-12-31 | $0 |
Income. Dividends from common stock | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $7,005,383 |
Contract administrator fees | 2020-12-31 | $7,782 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2020-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MAYER HOFFMAN MCCANN PC |
Accountancy firm EIN | 2020-12-31 | 431947695 |
2019 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $9,050,346 |
Total income from all sources (including contributions) | 2019-12-31 | $9,050,346 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,408,543 |
Total of all expenses incurred | 2019-12-31 | $2,408,543 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,264,799 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,264,799 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $0 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $0 |
Value of total corrective distributions | 2019-12-31 | $10,666 |
Value of total corrective distributions | 2019-12-31 | $10,666 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,570,897 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,570,897 |
Value of total assets at end of year | 2019-12-31 | $36,814,207 |
Value of total assets at end of year | 2019-12-31 | $36,814,207 |
Value of total assets at beginning of year | 2019-12-31 | $30,172,404 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $133,078 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $133,078 |
Total interest from all sources | 2019-12-31 | $57,110 |
Total interest from all sources | 2019-12-31 | $57,110 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $534,022 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $534,022 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $534,022 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $534,022 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $15,000,000 |
Value of fidelity bond cover | 2019-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,763,912 |
Contributions received from participants | 2019-12-31 | $1,763,912 |
Participant contributions at end of year | 2019-12-31 | $973,380 |
Participant contributions at end of year | 2019-12-31 | $973,380 |
Participant contributions at beginning of year | 2019-12-31 | $1,023,765 |
Participant contributions at beginning of year | 2019-12-31 | $1,023,765 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $79,780 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $79,780 |
Other income not declared elsewhere | 2019-12-31 | $2,657 |
Other income not declared elsewhere | 2019-12-31 | $2,657 |
Administrative expenses (other) incurred | 2019-12-31 | $133,078 |
Administrative expenses (other) incurred | 2019-12-31 | $133,078 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,641,803 |
Value of net income/loss | 2019-12-31 | $6,641,803 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $36,814,207 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $36,814,207 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $30,172,404 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $30,172,404 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $26,958,068 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $26,958,068 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $21,393,069 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $21,393,069 |
Interest on participant loans | 2019-12-31 | $57,110 |
Interest on participant loans | 2019-12-31 | $57,110 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $8,882,759 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $8,882,759 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $7,755,570 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $7,755,570 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,529,629 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,529,629 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,356,031 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,356,031 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $727,205 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,264,799 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,264,799 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MAYER HOFFMAN MCCANN PC |
Accountancy firm name | 2019-12-31 | MAYER HOFFMAN MCCANN PC |
Accountancy firm EIN | 2019-12-31 | 431947695 |
Accountancy firm EIN | 2019-12-31 | 431947695 |
2018 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,674,990 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,024,184 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,855,678 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $2 |
Value of total corrective distributions | 2018-12-31 | $27,037 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,865,409 |
Value of total assets at end of year | 2018-12-31 | $30,172,404 |
Value of total assets at beginning of year | 2018-12-31 | $31,521,598 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $141,467 |
Total interest from all sources | 2018-12-31 | $50,402 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $448,147 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $448,147 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,781,164 |
Participant contributions at end of year | 2018-12-31 | $1,023,765 |
Participant contributions at beginning of year | 2018-12-31 | $1,052,192 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $354,938 |
Other income not declared elsewhere | 2018-12-31 | $2,406 |
Administrative expenses (other) incurred | 2018-12-31 | $141,467 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,349,194 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $30,172,404 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $31,521,598 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $21,393,069 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $22,141,157 |
Interest on participant loans | 2018-12-31 | $50,402 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $7,755,570 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $8,328,249 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,698,611 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $7,237 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $729,307 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,855,678 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MAYER HOFFMAN MCCANN PC |
Accountancy firm EIN | 2018-12-31 | 431947695 |
2017 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $51,002 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $7,261,738 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $10,146,553 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $10,010,138 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,646,127 |
Value of total assets at end of year | 2017-12-31 | $31,521,598 |
Value of total assets at beginning of year | 2017-12-31 | $34,355,411 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $136,415 |
Total interest from all sources | 2017-12-31 | $41,267 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $211,410 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $211,410 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,765,536 |
Participant contributions at end of year | 2017-12-31 | $1,052,192 |
Participant contributions at beginning of year | 2017-12-31 | $1,027,272 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $154,020 |
Other income not declared elsewhere | 2017-12-31 | $680 |
Administrative expenses (other) incurred | 2017-12-31 | $136,415 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $-2,884,815 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $31,521,598 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $34,355,411 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $22,141,157 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $25,044,772 |
Interest on participant loans | 2017-12-31 | $41,267 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $8,328,249 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $8,283,367 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,749,857 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $612,397 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $726,571 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $10,010,138 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MAYER HOFFMAN MCCANN PC |
Accountancy firm EIN | 2017-12-31 | 431947695 |
2016 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $5,415,396 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $4,484,681 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,364,005 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,975,649 |
Value of total assets at end of year | 2016-12-31 | $34,355,411 |
Value of total assets at beginning of year | 2016-12-31 | $33,424,696 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $120,676 |
Total interest from all sources | 2016-12-31 | $39,087 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $335,975 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $335,975 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,093,035 |
Participant contributions at end of year | 2016-12-31 | $1,027,272 |
Participant contributions at beginning of year | 2016-12-31 | $1,206,214 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $77,707 |
Other income not declared elsewhere | 2016-12-31 | $1,345 |
Administrative expenses (other) incurred | 2016-12-31 | $120,676 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $930,715 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $34,355,411 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $33,424,696 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $25,044,772 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $27,166,621 |
Interest on participant loans | 2016-12-31 | $39,087 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $8,283,367 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $5,051,861 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,690,412 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $372,928 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $804,907 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,364,005 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MAYER HOFFMAN MCCANN PC |
Accountancy firm EIN | 2016-12-31 | 431947695 |
2015 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $3,235,277 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,542,752 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,418,719 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $-874 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,638,743 |
Value of total assets at end of year | 2015-12-31 | $33,424,696 |
Value of total assets at beginning of year | 2015-12-31 | $32,732,171 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $124,907 |
Total interest from all sources | 2015-12-31 | $39,257 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $299,445 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $299,445 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,853,647 |
Participant contributions at end of year | 2015-12-31 | $1,206,214 |
Participant contributions at beginning of year | 2015-12-31 | $1,114,160 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $535,316 |
Other income not declared elsewhere | 2015-12-31 | $1,321 |
Administrative expenses (other) incurred | 2015-12-31 | $124,907 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $692,525 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $33,424,696 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $32,732,171 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $27,166,621 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $26,879,397 |
Interest on participant loans | 2015-12-31 | $39,257 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $5,051,861 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $4,738,614 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-817,195 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $73,706 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,249,780 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,418,719 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MAYER HOFFMAN MCCANN PC |
Accountancy firm EIN | 2015-12-31 | 431947695 |
2014 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,966,798 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,159,697 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,069,028 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $5,957 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,436,339 |
Value of total assets at end of year | 2014-12-31 | $32,732,171 |
Value of total assets at beginning of year | 2014-12-31 | $30,925,070 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $84,712 |
Total interest from all sources | 2014-12-31 | $34,581 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,787,272 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,787,272 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,801,850 |
Participant contributions at end of year | 2014-12-31 | $1,114,160 |
Participant contributions at beginning of year | 2014-12-31 | $1,068,692 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $0 |
Other income not declared elsewhere | 2014-12-31 | $1,013 |
Administrative expenses (other) incurred | 2014-12-31 | $84,712 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,807,101 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $32,732,171 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $30,925,070 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $26,879,397 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $25,024,785 |
Interest on participant loans | 2014-12-31 | $34,581 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $4,738,614 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $4,831,593 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-343,601 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $51,194 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $634,489 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,069,028 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MAYER HOFFMAN MCCANN PC |
Accountancy firm EIN | 2014-12-31 | 431947695 |
2013 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $101,010 |
Total income from all sources (including contributions) | 2013-12-31 | $6,226,138 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $4,453,797 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $4,368,635 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,672,084 |
Value of total assets at end of year | 2013-12-31 | $30,925,070 |
Value of total assets at beginning of year | 2013-12-31 | $29,253,739 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $85,162 |
Total interest from all sources | 2013-12-31 | $32,495 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,433,583 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,433,583 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,656,447 |
Participant contributions at end of year | 2013-12-31 | $1,068,692 |
Participant contributions at beginning of year | 2013-12-31 | $908,795 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $15,637 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $101,010 |
Other income not declared elsewhere | 2013-12-31 | $-256 |
Administrative expenses (other) incurred | 2013-12-31 | $85,162 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,772,341 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $30,925,070 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $29,152,729 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $25,024,785 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $21,670,014 |
Interest on participant loans | 2013-12-31 | $32,495 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $4,831,593 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $6,031,872 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,021,136 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $67,096 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $643,058 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $4,368,635 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MAYER HOFFMAN MCCANN P.C. |
Accountancy firm EIN | 2013-12-31 | 431947695 |