SWAN DEFINED RISK INCOME has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2019 : SWAN DEFINED RISK INCOME 2019 401k financial data |
|---|
| Total transfer of assets to this plan | 2019-12-31 | $15,953,042 |
| Total transfer of assets from this plan | 2019-12-31 | $49,233,819 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $17,470 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $751,420 |
| Total income from all sources (including contributions) | 2019-12-31 | $2,927,595 |
| Total of all expenses incurred | 2019-12-31 | $168,528 |
| Value of total assets at end of year | 2019-12-31 | $4,788,035 |
| Value of total assets at beginning of year | 2019-12-31 | $36,043,695 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $168,528 |
| Total interest from all sources | 2019-12-31 | $10,572 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,024,523 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,024,523 |
| Administrative expenses professional fees incurred | 2019-12-31 | $14,221 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $31,670 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $10,712 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $14,757 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $734,450 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $2,713 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $16,970 |
| Value of net income/loss | 2019-12-31 | $2,759,067 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $4,770,565 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $35,292,275 |
| Investment advisory and management fees | 2019-12-31 | $154,307 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $4,665,387 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $35,127,899 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $90,978 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $905,084 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $905,084 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $10,572 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,892,500 |
| 2018 : SWAN DEFINED RISK INCOME 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-12-31 | $34,460,934 |
| Total transfer of assets from this plan | 2018-12-31 | $36,849,115 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $751,420 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $75,811 |
| Total income from all sources (including contributions) | 2018-12-31 | $-826,304 |
| Total of all expenses incurred | 2018-12-31 | $271,366 |
| Value of total assets at end of year | 2018-12-31 | $36,043,695 |
| Value of total assets at beginning of year | 2018-12-31 | $38,853,937 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $271,366 |
| Total interest from all sources | 2018-12-31 | $578 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,094,111 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,094,111 |
| Administrative expenses professional fees incurred | 2018-12-31 | $11,259 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $10,712 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $734,450 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $53,380 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $16,970 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $22,431 |
| Value of net income/loss | 2018-12-31 | $-1,097,670 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $35,292,275 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $38,778,126 |
| Investment advisory and management fees | 2018-12-31 | $260,107 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $35,127,899 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $38,010,090 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $905,084 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $843,847 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $843,847 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $578 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,920,993 |
| 2017 : SWAN DEFINED RISK INCOME 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-12-31 | $13,268,912 |
| Total transfer of assets from this plan | 2017-12-31 | $12,812,441 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $75,811 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $729,085 |
| Total income from all sources (including contributions) | 2017-12-31 | $2,258,881 |
| Total of all expenses incurred | 2017-12-31 | $290,393 |
| Value of total assets at end of year | 2017-12-31 | $38,853,937 |
| Value of total assets at beginning of year | 2017-12-31 | $37,082,252 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $290,393 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $979,330 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $979,330 |
| Administrative expenses professional fees incurred | 2017-12-31 | $13,364 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $324,357 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $53,380 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $708,213 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $22,431 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $20,872 |
| Value of net income/loss | 2017-12-31 | $1,968,488 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $38,778,126 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $36,353,167 |
| Investment advisory and management fees | 2017-12-31 | $277,029 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $38,010,090 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $36,728,174 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $843,847 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $29,721 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $29,721 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,279,551 |
| 2016 : SWAN DEFINED RISK INCOME 2016 401k financial data |
|---|
| Total transfer of assets to this plan | 2016-12-31 | $27,154,723 |
| Total transfer of assets from this plan | 2016-12-31 | $10,834,406 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $729,085 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $112,447 |
| Total income from all sources (including contributions) | 2016-12-31 | $811,258 |
| Total of all expenses incurred | 2016-12-31 | $211,307 |
| Value of total assets at end of year | 2016-12-31 | $37,082,252 |
| Value of total assets at beginning of year | 2016-12-31 | $19,545,346 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $211,307 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $705,318 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $705,318 |
| Administrative expenses professional fees incurred | 2016-12-31 | $5,749 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $558,775 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $324,357 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $708,213 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $101,445 |
| Other income not declared elsewhere | 2016-12-31 | $4 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $20,872 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $11,002 |
| Value of net income/loss | 2016-12-31 | $599,951 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $36,353,167 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $19,432,899 |
| Investment advisory and management fees | 2016-12-31 | $205,558 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $36,728,174 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $17,361,090 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $29,721 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,625,481 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,625,481 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $105,936 |
| 2015 : SWAN DEFINED RISK INCOME 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $21,810,649 |
| Total transfer of assets from this plan | 2015-12-31 | $2,313,676 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $112,447 |
| Total income from all sources (including contributions) | 2015-12-31 | $-27,258 |
| Total of all expenses incurred | 2015-12-31 | $36,816 |
| Value of total assets at end of year | 2015-12-31 | $19,545,346 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $36,816 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $212,774 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $212,774 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $558,775 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $101,445 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $11,002 |
| Value of net income/loss | 2015-12-31 | $-64,074 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $19,432,899 |
| Investment advisory and management fees | 2015-12-31 | $36,816 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $17,361,090 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,625,481 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-240,032 |
