SWAN DEFINED RISK CONSERVATIVE has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SWAN DEFINED RISK CONSERVATIVE
| Measure | Date | Value |
|---|
| 2019 : SWAN DEFINED RISK CONSERVATIVE 2019 401k financial data |
|---|
| Total transfer of assets to this plan | 2019-12-31 | $17,920,092 |
| Total transfer of assets from this plan | 2019-12-31 | $59,843,391 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,035,527 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $3,577,702 |
| Total income from all sources (including contributions) | 2019-12-31 | $4,422,828 |
| Total of all expenses incurred | 2019-12-31 | $220,262 |
| Value of total assets at end of year | 2019-12-31 | $10,635,918 |
| Value of total assets at beginning of year | 2019-12-31 | $50,898,826 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $220,262 |
| Total interest from all sources | 2019-12-31 | $11,802 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,105,641 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,105,641 |
| Administrative expenses professional fees incurred | 2019-12-31 | $18,770 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,229,584 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $25,133 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $37,460 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $1,727,773 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $998,067 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $1,849,929 |
| Value of net income/loss | 2019-12-31 | $4,202,566 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $9,600,391 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $47,321,124 |
| Investment advisory and management fees | 2019-12-31 | $201,492 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $9,406,334 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $50,873,693 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $11,802 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,305,385 |
| 2018 : SWAN DEFINED RISK CONSERVATIVE 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-12-31 | $44,234,243 |
| Total transfer of assets from this plan | 2018-12-31 | $45,589,396 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $3,577,702 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $161,836 |
| Total income from all sources (including contributions) | 2018-12-31 | $-2,894,772 |
| Total of all expenses incurred | 2018-12-31 | $369,307 |
| Value of total assets at end of year | 2018-12-31 | $50,898,826 |
| Value of total assets at beginning of year | 2018-12-31 | $52,102,192 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $369,307 |
| Total interest from all sources | 2018-12-31 | $674 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,613,647 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,613,647 |
| Administrative expenses professional fees incurred | 2018-12-31 | $13,603 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $25,133 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $1,727,773 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $132,050 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $1,849,929 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $29,786 |
| Value of net income/loss | 2018-12-31 | $-3,264,079 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $47,321,124 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $51,940,356 |
| Investment advisory and management fees | 2018-12-31 | $355,704 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $50,873,693 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $51,743,525 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $358,667 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $358,667 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $674 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,509,093 |
| 2017 : SWAN DEFINED RISK CONSERVATIVE 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-12-31 | $23,300,322 |
| Total transfer of assets from this plan | 2017-12-31 | $16,688,404 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $161,836 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $457,239 |
| Total income from all sources (including contributions) | 2017-12-31 | $4,021,811 |
| Total of all expenses incurred | 2017-12-31 | $345,838 |
| Value of total assets at end of year | 2017-12-31 | $52,102,192 |
| Value of total assets at beginning of year | 2017-12-31 | $42,109,704 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $345,838 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,355,377 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,355,377 |
| Administrative expenses professional fees incurred | 2017-12-31 | $15,362 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $900,674 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $132,050 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $433,160 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $29,786 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $24,079 |
| Value of net income/loss | 2017-12-31 | $3,675,973 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $51,940,356 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $41,652,465 |
| Investment advisory and management fees | 2017-12-31 | $330,476 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $51,743,525 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $41,189,124 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $358,667 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $19,906 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $19,906 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,666,434 |
| 2016 : SWAN DEFINED RISK CONSERVATIVE 2016 401k financial data |
|---|
| Total transfer of assets to this plan | 2016-12-31 | $29,768,915 |
| Total transfer of assets from this plan | 2016-12-31 | $15,291,175 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $457,239 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $254,922 |
| Total income from all sources (including contributions) | 2016-12-31 | $1,694,015 |
| Total of all expenses incurred | 2016-12-31 | $247,486 |
| Value of total assets at end of year | 2016-12-31 | $42,109,704 |
| Value of total assets at beginning of year | 2016-12-31 | $25,983,118 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $247,486 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $935,315 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $935,315 |
| Administrative expenses professional fees incurred | 2016-12-31 | $6,989 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $1,412,685 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $900,674 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $433,160 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $239,261 |
| Other income not declared elsewhere | 2016-12-31 | $28 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $24,079 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $15,661 |
| Value of net income/loss | 2016-12-31 | $1,446,529 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $41,652,465 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $25,728,196 |
| Investment advisory and management fees | 2016-12-31 | $240,497 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $41,189,124 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $24,193,718 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $19,906 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $376,715 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $376,715 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $758,672 |
| 2015 : SWAN DEFINED RISK CONSERVATIVE 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $27,686,782 |
| Total transfer of assets from this plan | 2015-12-31 | $2,003,002 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $254,922 |
| Total income from all sources (including contributions) | 2015-12-31 | $98,487 |
| Total of all expenses incurred | 2015-12-31 | $54,071 |
| Value of total assets at end of year | 2015-12-31 | $25,983,118 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $54,071 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $407,548 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $407,548 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $1,412,685 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $239,261 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $15,661 |
| Value of net income/loss | 2015-12-31 | $44,416 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $25,728,196 |
| Investment advisory and management fees | 2015-12-31 | $54,071 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $24,193,718 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $376,715 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-309,061 |
