SWAN DEFINED RISK MODERATE GROWTH has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SWAN DEFINED RISK MODERATE GROWTH
| Measure | Date | Value |
|---|
| 2019 : SWAN DEFINED RISK MODERATE GROWTH 2019 401k financial data |
|---|
| Total transfer of assets to this plan | 2019-12-31 | $31,203,843 |
| Total transfer of assets from this plan | 2019-12-31 | $98,882,482 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $672,686 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $5,198,867 |
| Total income from all sources (including contributions) | 2019-12-31 | $10,856,543 |
| Total of all expenses incurred | 2019-12-31 | $329,345 |
| Value of total assets at end of year | 2019-12-31 | $15,611,646 |
| Value of total assets at beginning of year | 2019-12-31 | $77,289,268 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $329,345 |
| Total interest from all sources | 2019-12-31 | $18,149 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,152,382 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,152,382 |
| Administrative expenses professional fees incurred | 2019-12-31 | $31,137 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $110,763 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $125,149 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $664,991 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $5,163,796 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $7,695 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $35,071 |
| Value of net income/loss | 2019-12-31 | $10,527,198 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $14,938,960 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $72,090,401 |
| Investment advisory and management fees | 2019-12-31 | $298,208 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,498,535 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $76,641,105 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $2,348 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $523,014 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $523,014 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $18,149 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $9,686,012 |
| 2018 : SWAN DEFINED RISK MODERATE GROWTH 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-12-31 | $75,308,387 |
| Total transfer of assets from this plan | 2018-12-31 | $70,009,118 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $5,198,867 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,043,406 |
| Total income from all sources (including contributions) | 2018-12-31 | $-8,255,074 |
| Total of all expenses incurred | 2018-12-31 | $553,995 |
| Value of total assets at end of year | 2018-12-31 | $77,289,268 |
| Value of total assets at beginning of year | 2018-12-31 | $76,643,607 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $553,995 |
| Total interest from all sources | 2018-12-31 | $765 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,532,011 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,532,011 |
| Administrative expenses professional fees incurred | 2018-12-31 | $21,549 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $125,149 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $5,163,796 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $1,000,315 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $35,071 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $43,091 |
| Value of net income/loss | 2018-12-31 | $-8,809,069 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $72,090,401 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $75,600,201 |
| Investment advisory and management fees | 2018-12-31 | $532,446 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $76,641,105 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $75,863,160 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $523,014 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $780,447 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $780,447 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $765 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-9,787,850 |
| 2017 : SWAN DEFINED RISK MODERATE GROWTH 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-12-31 | $24,319,454 |
| Total transfer of assets from this plan | 2017-12-31 | $9,289,635 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,043,406 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,433,155 |
| Total income from all sources (including contributions) | 2017-12-31 | $9,814,356 |
| Total of all expenses incurred | 2017-12-31 | $456,050 |
| Value of total assets at end of year | 2017-12-31 | $76,643,607 |
| Value of total assets at beginning of year | 2017-12-31 | $52,645,231 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $456,050 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,256,165 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,256,165 |
| Administrative expenses professional fees incurred | 2017-12-31 | $17,871 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $88,553 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $641,345 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $1,000,315 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $1,404,059 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $43,091 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $29,096 |
| Value of net income/loss | 2017-12-31 | $9,358,306 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $75,600,201 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $51,212,076 |
| Investment advisory and management fees | 2017-12-31 | $438,179 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $75,863,160 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $51,894,199 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $780,447 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $21,134 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $21,134 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $8,558,191 |
| 2016 : SWAN DEFINED RISK MODERATE GROWTH 2016 401k financial data |
|---|
| Total transfer of assets to this plan | 2016-12-31 | $22,102,817 |
| Total transfer of assets from this plan | 2016-12-31 | $13,545,097 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,433,155 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $981,342 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,927,553 |
| Total of all expenses incurred | 2016-12-31 | $307,909 |
| Value of total assets at end of year | 2016-12-31 | $52,645,231 |
| Value of total assets at beginning of year | 2016-12-31 | $40,016,054 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $307,909 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $921,332 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $921,332 |
| Administrative expenses professional fees incurred | 2016-12-31 | $8,889 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $88,553 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $4,365,150 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $641,345 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $1,404,059 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $957,885 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $29,096 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $23,457 |
| Value of net income/loss | 2016-12-31 | $3,619,644 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $51,212,076 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $39,034,712 |
| Investment advisory and management fees | 2016-12-31 | $299,020 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $51,894,199 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $34,991,874 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $21,134 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $659,030 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $659,030 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,006,221 |
| 2015 : SWAN DEFINED RISK MODERATE GROWTH 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $40,992,586 |
| Total transfer of assets from this plan | 2015-12-31 | $2,242,900 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $981,342 |
| Total income from all sources (including contributions) | 2015-12-31 | $360,108 |
| Total of all expenses incurred | 2015-12-31 | $75,082 |
| Value of total assets at end of year | 2015-12-31 | $40,016,054 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $75,082 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $286,601 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $286,601 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $4,365,150 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $957,885 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $23,457 |
| Value of net income/loss | 2015-12-31 | $285,026 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $39,034,712 |
| Investment advisory and management fees | 2015-12-31 | $75,082 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $34,991,874 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $659,030 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $73,507 |
