SWAN DEFINED RISK AGGRESSIVE GROWTH has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SWAN DEFINED RISK AGGRESSIVE GROWTH
| Measure | Date | Value |
|---|
| 2019 : SWAN DEFINED RISK AGGRESSIVE GROWTH 2019 401k financial data |
|---|
| Total transfer of assets to this plan | 2019-12-31 | $16,633,429 |
| Total transfer of assets from this plan | 2019-12-31 | $49,476,358 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $670,750 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $3,663,125 |
| Total income from all sources (including contributions) | 2019-12-31 | $8,323,033 |
| Total of all expenses incurred | 2019-12-31 | $231,608 |
| Value of total assets at end of year | 2019-12-31 | $18,799,894 |
| Value of total assets at beginning of year | 2019-12-31 | $46,543,773 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $231,608 |
| Total interest from all sources | 2019-12-31 | $7,686 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $669,113 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $669,113 |
| Administrative expenses professional fees incurred | 2019-12-31 | $22,957 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $85,964 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $83,988 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $547,916 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $3,432,366 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $122,834 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $230,759 |
| Value of net income/loss | 2019-12-31 | $8,091,425 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $18,129,144 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $42,880,648 |
| Investment advisory and management fees | 2019-12-31 | $208,651 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $18,713,930 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $46,459,785 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $7,686 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,646,234 |
| 2018 : SWAN DEFINED RISK AGGRESSIVE GROWTH 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-12-31 | $34,168,933 |
| Total transfer of assets from this plan | 2018-12-31 | $27,913,776 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $3,663,125 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $597,956 |
| Total income from all sources (including contributions) | 2018-12-31 | $-5,470,302 |
| Total of all expenses incurred | 2018-12-31 | $332,846 |
| Value of total assets at end of year | 2018-12-31 | $46,543,773 |
| Value of total assets at beginning of year | 2018-12-31 | $43,026,595 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $332,846 |
| Total interest from all sources | 2018-12-31 | $2,360 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $842,492 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $842,492 |
| Administrative expenses professional fees incurred | 2018-12-31 | $18,044 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $83,988 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $3,432,366 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $573,945 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $230,759 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $24,011 |
| Value of net income/loss | 2018-12-31 | $-5,803,148 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $42,880,648 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $42,428,639 |
| Investment advisory and management fees | 2018-12-31 | $314,802 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $46,459,785 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $42,556,909 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $469,686 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $469,686 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $2,360 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-6,315,154 |
| 2017 : SWAN DEFINED RISK AGGRESSIVE GROWTH 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-12-31 | $18,630,981 |
| Total transfer of assets from this plan | 2017-12-31 | $8,173,291 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $597,956 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,116,692 |
| Total income from all sources (including contributions) | 2017-12-31 | $6,681,284 |
| Total of all expenses incurred | 2017-12-31 | $244,401 |
| Value of total assets at end of year | 2017-12-31 | $43,026,595 |
| Value of total assets at beginning of year | 2017-12-31 | $26,650,758 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $244,401 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $639,527 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $639,527 |
| Administrative expenses professional fees incurred | 2017-12-31 | $13,904 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $70,181 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $347,519 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $573,945 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $1,101,792 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $24,011 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $14,900 |
| Value of net income/loss | 2017-12-31 | $6,436,883 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $42,428,639 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $25,534,066 |
| Investment advisory and management fees | 2017-12-31 | $230,497 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $42,556,909 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $26,098,968 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $469,686 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $134,090 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $134,090 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $6,041,757 |
| 2016 : SWAN DEFINED RISK AGGRESSIVE GROWTH 2016 401k financial data |
|---|
| Total transfer of assets to this plan | 2016-12-31 | $19,851,047 |
| Total transfer of assets from this plan | 2016-12-31 | $7,313,808 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,116,692 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $266,363 |
| Total income from all sources (including contributions) | 2016-12-31 | $2,007,523 |
| Total of all expenses incurred | 2016-12-31 | $140,502 |
| Value of total assets at end of year | 2016-12-31 | $26,650,758 |
| Value of total assets at beginning of year | 2016-12-31 | $11,396,169 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $140,502 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $414,497 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $414,497 |
| Administrative expenses professional fees incurred | 2016-12-31 | $6,092 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $70,181 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $1,071,372 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $347,519 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $1,101,792 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $259,795 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $14,900 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $6,568 |
| Value of net income/loss | 2016-12-31 | $1,867,021 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $25,534,066 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,129,806 |
| Investment advisory and management fees | 2016-12-31 | $134,410 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $26,098,968 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $9,638,387 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $134,090 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $686,410 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $686,410 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,593,026 |
| 2015 : SWAN DEFINED RISK AGGRESSIVE GROWTH 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $11,566,991 |
| Total transfer of assets from this plan | 2015-12-31 | $619,187 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $266,363 |
| Total income from all sources (including contributions) | 2015-12-31 | $204,358 |
| Total of all expenses incurred | 2015-12-31 | $22,356 |
| Value of total assets at end of year | 2015-12-31 | $11,396,169 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $22,356 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $89,131 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $89,131 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $1,071,372 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $259,795 |
| Other income not declared elsewhere | 2015-12-31 | $634 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $6,568 |
| Value of net income/loss | 2015-12-31 | $182,002 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,129,806 |
| Investment advisory and management fees | 2015-12-31 | $22,356 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $9,638,387 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $686,410 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $114,593 |
