401k Plan data: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN plan

S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN
Plan identification number	001

S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

S & M BRANDS, INC. has sponsored the creation of one or more 401k plans.

Company Name: S & M BRANDS, INC.

Employer identification number (EIN): 541701410

NAIC Classification: 312200
NAIC Description: Tobacco Manufacturing

Additional information about S & M BRANDS, INC.

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 1993-12-06

Company Identification Number: 0418952

Legal Registered Office Address: 3662 ONTARIO RD, STE B

KEYSVILLE
United States of America (USA)
23947

More information about S & M BRANDS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 SHELLY GRILES 2022-07-08 SHELLY GRILES 2022-07-08
001 2020-01-01 SHELLY GRILES 2021-07-20 SHELLY GRILES 2021-07-20
001 2019-01-01 SHELLY GRILES 2020-03-27 SHELLY GRILES 2020-03-27
001 2018-01-01 AL DEARMAN 2019-03-15 AL DEARMAN 2019-03-15
001 2017-01-01 AL DEARMAN 2018-03-22 AL DEARMAN 2018-03-22
001 2016-01-01 AL DEARMAN 2017-04-05 AL DEARMAN 2017-04-05
001 2016-01-01 AL DEARMAN 2017-04-05 AL DEARMAN 2017-04-05
001 2015-01-01 AL DEARMAN 2016-10-17
001 2014-01-01 BRENDA BLANKENSHIP
001 2013-01-01 BRENDA BLANKENSHIP
001 2012-01-01 AL DEARMAN
001 2011-01-01 AL DEARMAN
001 2009-01-01 AL DEARMAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	SHELLY GRILES	2022-07-08	SHELLY GRILES	2022-07-08
001	2020-01-01	SHELLY GRILES	2021-07-20	SHELLY GRILES	2021-07-20
001	2019-01-01	SHELLY GRILES	2020-03-27	SHELLY GRILES	2020-03-27
001	2018-01-01	AL DEARMAN	2019-03-15	AL DEARMAN	2019-03-15
001	2017-01-01	AL DEARMAN	2018-03-22	AL DEARMAN	2018-03-22
001	2016-01-01	AL DEARMAN	2017-04-05	AL DEARMAN	2017-04-05
001	2016-01-01	AL DEARMAN	2017-04-05	AL DEARMAN	2017-04-05
001	2015-01-01	AL DEARMAN	2016-10-17
001	2014-01-01	BRENDA BLANKENSHIP
001	2013-01-01	BRENDA BLANKENSHIP
001	2012-01-01	AL DEARMAN
001	2011-01-01	AL DEARMAN
001	2009-01-01	AL DEARMAN

Plan Statistics for S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN

401k plan membership statisitcs for S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN

Measure Date Value
2014: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 98
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 89
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 9
Total of all active and inactive participants 2014-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 98
Number of participants with account balances 2014-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 92
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 86
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 12
Total of all active and inactive participants 2013-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 98
Number of participants with account balances 2013-01-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 109
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 74
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 18
Total of all active and inactive participants 2012-01-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 92
Number of participants with account balances 2012-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 95
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 14
Total of all active and inactive participants 2011-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 109
Number of participants with account balances 2011-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 143
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 14
Total of all active and inactive participants 2009-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 157
Number of participants with account balances 2009-01-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2014: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	98
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	89
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	9
Total of all active and inactive participants	2014-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	98
Number of participants with account balances	2014-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	92
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	86
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	12
Total of all active and inactive participants	2013-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	98
Number of participants with account balances	2013-01-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	109
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	74
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	18
Total of all active and inactive participants	2012-01-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	92
Number of participants with account balances	2012-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	95
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	14
Total of all active and inactive participants	2011-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	109
Number of participants with account balances	2011-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	143
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	14
Total of all active and inactive participants	2009-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	157
Number of participants with account balances	2009-01-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN

Measure	Date	Value
2014 : S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$236,187
Expenses. Total of all expenses incurred	2014-12-31	$152,730
Benefits paid (including direct rollovers)	2014-12-31	$149,333
Total plan assets at end of year	2014-12-31	$2,337,848
Total plan assets at beginning of year	2014-12-31	$2,254,391
Value of fidelity bond covering the plan	2014-12-31	$250,000
Total contributions received or receivable from participants	2014-12-31	$89,836
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$146,351
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$83,457
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,337,848
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,254,391
Assets. Value of participant loans	2014-12-31	$70,308
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$3,397
2013 : S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$531,837
Expenses. Total of all expenses incurred	2013-12-31	$267,632
Benefits paid (including direct rollovers)	2013-12-31	$264,484
Total plan assets at end of year	2013-12-31	$2,254,391
Total plan assets at beginning of year	2013-12-31	$1,990,186
Value of fidelity bond covering the plan	2013-12-31	$250,000
Total contributions received or receivable from participants	2013-12-31	$86,297
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$445,540
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$264,205
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,254,391
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,990,186
Assets. Value of participant loans	2013-12-31	$77,126
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$3,148
2012 : S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$342,782
Total of all expenses incurred	2012-12-31	$237,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$234,212
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$96,761
Value of total assets at end of year	2012-12-31	$1,990,186
Value of total assets at beginning of year	2012-12-31	$1,884,587
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,971
Total interest from all sources	2012-12-31	$4,054
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$61,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$61,414
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$200,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$96,761
Participant contributions at end of year	2012-12-31	$43,326
Participant contributions at beginning of year	2012-12-31	$70,897
Administrative expenses (other) incurred	2012-12-31	$2,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$105,599
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,990,186
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,884,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,902,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,766,344
Interest on participant loans	2012-12-31	$4,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$44,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$47,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$47,346
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$180,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$234,212
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HARRIS, HARVEY, NEAL AND CO. LLP
Accountancy firm EIN	2012-12-31	540643136
2011 : S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$109,311
Total of all expenses incurred	2011-12-31	$401,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$397,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$133,073
Value of total assets at end of year	2011-12-31	$1,884,587
Value of total assets at beginning of year	2011-12-31	$2,176,772
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,255
Total interest from all sources	2011-12-31	$4,138
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$56,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$56,108
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$200,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$133,073
Participant contributions at end of year	2011-12-31	$70,897
Participant contributions at beginning of year	2011-12-31	$65,074
Administrative expenses (other) incurred	2011-12-31	$4,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-292,185
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,884,587
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,176,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,766,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,051,652
Interest on participant loans	2011-12-31	$4,133
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$47,346
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$60,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$60,046
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-84,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$397,241
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HARRIS, HARVEY, NEAL AND CO. LLP
Accountancy firm EIN	2011-12-31	540643136
2010 : S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$407,575
Total of all expenses incurred	2010-12-31	$53,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$49,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$134,539
Value of total assets at end of year	2010-12-31	$2,176,772
Value of total assets at beginning of year	2010-12-31	$1,822,438
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,707
Total interest from all sources	2010-12-31	$2,621
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$31,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$31,274
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$200,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$134,539
Participant contributions at end of year	2010-12-31	$65,074
Participant contributions at beginning of year	2010-12-31	$37,348
Administrative expenses (other) incurred	2010-12-31	$3,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$354,334
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,176,772
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,822,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,051,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,728,333
Interest on participant loans	2010-12-31	$2,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$60,046
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$56,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$56,757
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$239,141
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$49,534
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HARRIS, HARVEY, NEAL AND CO. LLP
Accountancy firm EIN	2010-12-31	540643136
2009 : S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN

2014: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: S & M BRANDS, INC. 401(K) AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	S & M BRANDS, INC.
Employer identification number (EIN):	541701410
NAIC Classification:	312200
NAIC Description:	Tobacco Manufacturing

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	1993-12-06
Company Identification Number:	0418952
Legal Registered Office Address:	3662 ONTARIO RD, STE B KEYSVILLE United States of America (USA) 23947