401k Plan data: L & F DISTRIBUTORS 401(K) PLAN plan

L & F DISTRIBUTORS 401(K) PLAN 401k Plan overview

Plan Name	L & F DISTRIBUTORS 401(K) PLAN
Plan identification number	001

L & F DISTRIBUTORS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

L & F DISTRIBUTORS, LLC has sponsored the creation of one or more 401k plans.

Company Name: L & F DISTRIBUTORS, LLC

Employer identification number (EIN): 742200646

NAIC Classification: 424800

Additional information about L & F DISTRIBUTORS, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2007-06-21

Company Identification Number: 0800832872

Legal Registered Office Address: 3900 N MCCOLL RD

MCALLEN
United States of America (USA)
78501

More information about L & F DISTRIBUTORS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan L & F DISTRIBUTORS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 MARY LAMANTIA 2019-10-14
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 JOE LAMANTIA III
001 2011-01-01 JOE LAMANTIA III
001 2009-01-01 JOE LAMANTIA III

Plan Statistics for L & F DISTRIBUTORS 401(K) PLAN

401k plan membership statisitcs for L & F DISTRIBUTORS 401(K) PLAN

Measure Date Value
2022: L & F DISTRIBUTORS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,400
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,346
Number of retired or separated participants receiving benefits 2022-01-01 2
Number of other retired or separated participants entitled to future benefits 2022-01-01 85
Total of all active and inactive participants 2022-01-01 1,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,433
Number of participants with account balances 2022-01-01 748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 361
2021: L & F DISTRIBUTORS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,174
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 936
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 95
Total of all active and inactive participants 2021-01-01 1,031
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,031
Number of participants with account balances 2021-01-01 727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 161
2020: L & F DISTRIBUTORS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,283
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 964
Number of retired or separated participants receiving benefits 2020-01-01 13
Number of other retired or separated participants entitled to future benefits 2020-01-01 74
Total of all active and inactive participants 2020-01-01 1,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 1,051
Number of participants with account balances 2020-01-01 737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 102
2019: L & F DISTRIBUTORS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,161
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 916
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 258
Total of all active and inactive participants 2019-01-01 1,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,175
Number of participants with account balances 2019-01-01 900
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 101
2018: L & F DISTRIBUTORS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,177
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 881
Number of retired or separated participants receiving benefits 2018-01-01 51
Number of other retired or separated participants entitled to future benefits 2018-01-01 228
Total of all active and inactive participants 2018-01-01 1,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 1,161
Number of participants with account balances 2018-01-01 919
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 63
2017: L & F DISTRIBUTORS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,294
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 885
Number of retired or separated participants receiving benefits 2017-01-01 35
Number of other retired or separated participants entitled to future benefits 2017-01-01 180
Total of all active and inactive participants 2017-01-01 1,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 1,101
Number of participants with account balances 2017-01-01 862
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 65
2016: L & F DISTRIBUTORS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,012
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 945
Number of other retired or separated participants entitled to future benefits 2016-01-01 149
Total of all active and inactive participants 2016-01-01 1,094
Total participants 2016-01-01 1,094
Number of participants with account balances 2016-01-01 770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 58
2015: L & F DISTRIBUTORS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 946
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 857
Number of other retired or separated participants entitled to future benefits 2015-01-01 155
Total of all active and inactive participants 2015-01-01 1,012
Total participants 2015-01-01 1,012
Number of participants with account balances 2015-01-01 720
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 72
2014: L & F DISTRIBUTORS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 877
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 808
Number of other retired or separated participants entitled to future benefits 2014-01-01 138
Total of all active and inactive participants 2014-01-01 946
Total participants 2014-01-01 946
Number of participants with account balances 2014-01-01 654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 59
2013: L & F DISTRIBUTORS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 753
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 747
Number of other retired or separated participants entitled to future benefits 2013-01-01 130
Total of all active and inactive participants 2013-01-01 877
Total participants 2013-01-01 877
Number of participants with account balances 2013-01-01 582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 57
2012: L & F DISTRIBUTORS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 738
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 658
Number of other retired or separated participants entitled to future benefits 2012-01-01 95
Total of all active and inactive participants 2012-01-01 753
Total participants 2012-01-01 753
Number of participants with account balances 2012-01-01 532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 43
2011: L & F DISTRIBUTORS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 744
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 660
Number of other retired or separated participants entitled to future benefits 2011-01-01 78
Total of all active and inactive participants 2011-01-01 738
Total participants 2011-01-01 738
Number of participants with account balances 2011-01-01 501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 35
2009: L & F DISTRIBUTORS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 627
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 652
Number of other retired or separated participants entitled to future benefits 2009-01-01 55
Total of all active and inactive participants 2009-01-01 707
Total participants 2009-01-01 707
Number of participants with account balances 2009-01-01 412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 35

Measure	Date	Value
2022: L & F DISTRIBUTORS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,400
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,346
Number of retired or separated participants receiving benefits	2022-01-01	2
Number of other retired or separated participants entitled to future benefits	2022-01-01	85
Total of all active and inactive participants	2022-01-01	1,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,433
Number of participants with account balances	2022-01-01	748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	361
2021: L & F DISTRIBUTORS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,174
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	936
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	95
Total of all active and inactive participants	2021-01-01	1,031
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,031
Number of participants with account balances	2021-01-01	727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	161
2020: L & F DISTRIBUTORS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,283
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	964
Number of retired or separated participants receiving benefits	2020-01-01	13
Number of other retired or separated participants entitled to future benefits	2020-01-01	74
Total of all active and inactive participants	2020-01-01	1,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	1,051
Number of participants with account balances	2020-01-01	737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	102
2019: L & F DISTRIBUTORS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,161
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	916
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	258
Total of all active and inactive participants	2019-01-01	1,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,175
Number of participants with account balances	2019-01-01	900
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	101
2018: L & F DISTRIBUTORS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,177
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	881
Number of retired or separated participants receiving benefits	2018-01-01	51
Number of other retired or separated participants entitled to future benefits	2018-01-01	228
Total of all active and inactive participants	2018-01-01	1,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	1,161
Number of participants with account balances	2018-01-01	919
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	63
2017: L & F DISTRIBUTORS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,294
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	885
Number of retired or separated participants receiving benefits	2017-01-01	35
Number of other retired or separated participants entitled to future benefits	2017-01-01	180
Total of all active and inactive participants	2017-01-01	1,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	1,101
Number of participants with account balances	2017-01-01	862
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	65
2016: L & F DISTRIBUTORS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,012
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	945
Number of other retired or separated participants entitled to future benefits	2016-01-01	149
Total of all active and inactive participants	2016-01-01	1,094
Total participants	2016-01-01	1,094
Number of participants with account balances	2016-01-01	770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	58
2015: L & F DISTRIBUTORS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	946
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	857
Number of other retired or separated participants entitled to future benefits	2015-01-01	155
Total of all active and inactive participants	2015-01-01	1,012
Total participants	2015-01-01	1,012
Number of participants with account balances	2015-01-01	720
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	72
2014: L & F DISTRIBUTORS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	877
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	808
Number of other retired or separated participants entitled to future benefits	2014-01-01	138
Total of all active and inactive participants	2014-01-01	946
Total participants	2014-01-01	946
Number of participants with account balances	2014-01-01	654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	59
2013: L & F DISTRIBUTORS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	753
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	747
Number of other retired or separated participants entitled to future benefits	2013-01-01	130
Total of all active and inactive participants	2013-01-01	877
Total participants	2013-01-01	877
Number of participants with account balances	2013-01-01	582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	57
2012: L & F DISTRIBUTORS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	738
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	658
Number of other retired or separated participants entitled to future benefits	2012-01-01	95
Total of all active and inactive participants	2012-01-01	753
Total participants	2012-01-01	753
Number of participants with account balances	2012-01-01	532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	43
2011: L & F DISTRIBUTORS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	744
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	660
Number of other retired or separated participants entitled to future benefits	2011-01-01	78
Total of all active and inactive participants	2011-01-01	738
Total participants	2011-01-01	738
Number of participants with account balances	2011-01-01	501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	35
2009: L & F DISTRIBUTORS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	627
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	652
Number of other retired or separated participants entitled to future benefits	2009-01-01	55
Total of all active and inactive participants	2009-01-01	707
Total participants	2009-01-01	707
Number of participants with account balances	2009-01-01	412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	35

Financial Data on L & F DISTRIBUTORS 401(K) PLAN

Measure	Date	Value
2022 : L & F DISTRIBUTORS 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets	2022-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$0
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Expenses. Interest paid	2022-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-828,380
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,119,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,953,338
Expenses. Certain deemed distributions of participant loans	2022-12-31	$15,413
Value of total corrective distributions	2022-12-31	$29,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,757,605
Value of total assets at end of year	2022-12-31	$23,632,810
Value of total assets at beginning of year	2022-12-31	$26,580,226
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$121,023
Total income from rents	2022-12-31	$0
Total interest from all sources	2022-12-31	$75,102
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$148,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$148,434
Assets. Real estate other than employer real property at end of year	2022-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2022-12-31	$0
Administrative expenses professional fees incurred	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$0
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,633,711
Participant contributions at end of year	2022-12-31	$1,524,097
Participant contributions at beginning of year	2022-12-31	$1,407,560
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$189,535
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Assets. Loans (other than to participants) at end of year	2022-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$-1,326
Administrative expenses (other) incurred	2022-12-31	$0
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-2,947,416
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$23,632,810
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$26,580,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$0
Investment advisory and management fees	2022-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$4,803,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$4,603,502
Interest on participant loans	2022-12-31	$65,859
Income. Interest from loans (other than to participants)	2022-12-31	$0
Interest earned on other investments	2022-12-31	$9,243
Income. Interest from US Government securities	2022-12-31	$0
Income. Interest from corporate debt instruments	2022-12-31	$0
Value of interest in master investment trust accounts at end of year	2022-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$16,369,301
Value of interest in common/collective trusts at beginning of year	2022-12-31	$19,444,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2022-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$935,786
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$1,124,722
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$0
Asset value of US Government securities at end of year	2022-12-31	$0
Asset value of US Government securities at beginning of year	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-973,250
Net investment gain/loss from pooled separate accounts	2022-12-31	$0
Net investment gain or loss from common/collective trusts	2022-12-31	$-2,834,945
Net gain/loss from 103.12 investment entities	2022-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$0
Assets. Invements in employer securities at beginning of year	2022-12-31	$0
Assets. Value of employer real property at end of year	2022-12-31	$0
Assets. Value of employer real property at beginning of year	2022-12-31	$0
Contributions received in cash from employer	2022-12-31	$934,359
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$0
Income. Dividends from preferred stock	2022-12-31	$0
Income. Dividends from common stock	2022-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,953,338
Asset. Corporate debt instrument preferred debt at end of year	2022-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$0
Contract administrator fees	2022-12-31	$121,023
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2022-12-31	$0
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	KIMBERLIN COMPANY, PLLC
Accountancy firm EIN	2022-12-31	455497718
2021 : L & F DISTRIBUTORS 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$0
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Expenses. Interest paid	2021-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,305,114
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,711,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,560,510
Expenses. Certain deemed distributions of participant loans	2021-12-31	$17,842
Value of total corrective distributions	2021-12-31	$11,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,364,218
Value of total assets at end of year	2021-12-31	$26,580,226
Value of total assets at beginning of year	2021-12-31	$22,986,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$121,747
Total income from rents	2021-12-31	$0
Total interest from all sources	2021-12-31	$74,166
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$159,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$159,946
Assets. Real estate other than employer real property at end of year	2021-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2021-12-31	$0
Administrative expenses professional fees incurred	2021-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,466,397
Participant contributions at end of year	2021-12-31	$1,407,560
Participant contributions at beginning of year	2021-12-31	$1,331,915
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$15,950
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Assets. Loans (other than to participants) at end of year	2021-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$0
Administrative expenses (other) incurred	2021-12-31	$0
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Income. Non cash contributions	2021-12-31	$0
Value of net income/loss	2021-12-31	$3,593,358
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$26,580,226
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$22,986,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$0
Investment advisory and management fees	2021-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$4,603,502
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,313,099
Interest on participant loans	2021-12-31	$64,013
Income. Interest from loans (other than to participants)	2021-12-31	$0
Interest earned on other investments	2021-12-31	$10,153
Income. Interest from US Government securities	2021-12-31	$0
Income. Interest from corporate debt instruments	2021-12-31	$0
Value of interest in master investment trust accounts at end of year	2021-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$19,444,442
Value of interest in common/collective trusts at beginning of year	2021-12-31	$17,153,724
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$1,124,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,188,130
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Asset value of US Government securities at end of year	2021-12-31	$0
Asset value of US Government securities at beginning of year	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$394,703
Net investment gain/loss from pooled separate accounts	2021-12-31	$0
Net investment gain or loss from common/collective trusts	2021-12-31	$2,312,081
Net gain/loss from 103.12 investment entities	2021-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$0
Assets. Invements in employer securities at beginning of year	2021-12-31	$0
Assets. Value of employer real property at end of year	2021-12-31	$0
Assets. Value of employer real property at beginning of year	2021-12-31	$0
Contributions received in cash from employer	2021-12-31	$881,871
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$0
Income. Dividends from preferred stock	2021-12-31	$0
Income. Dividends from common stock	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,560,510
Asset. Corporate debt instrument preferred debt at end of year	2021-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$0
Contract administrator fees	2021-12-31	$121,747
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-12-31	$0
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BURTON MCCUMBER & LONGORIA, LLP
Accountancy firm EIN	2021-12-31	742609610
2020 : L & F DISTRIBUTORS 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,578,414
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,791,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,640,301
Expenses. Certain deemed distributions of participant loans	2020-12-31	$30,852
Value of total corrective distributions	2020-12-31	$20,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,048,479
Value of total assets at end of year	2020-12-31	$22,986,868
Value of total assets at beginning of year	2020-12-31	$20,199,602
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$99,206
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$78,907
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$78,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$78,496
Assets. Real estate other than employer real property at end of year	2020-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2020-12-31	$0
Administrative expenses professional fees incurred	2020-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,232,747
Participant contributions at end of year	2020-12-31	$1,331,915
Participant contributions at beginning of year	2020-12-31	$1,170,298
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$90,548
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Assets. Loans (other than to participants) at end of year	2020-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$2,787,266
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$22,986,868
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$20,199,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,313,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$2,062,503
Interest on participant loans	2020-12-31	$66,440
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$12,467
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in master investment trust accounts at end of year	2020-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$17,153,724
Value of interest in common/collective trusts at beginning of year	2020-12-31	$15,785,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2020-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,188,130
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,181,000
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Asset value of US Government securities at end of year	2020-12-31	$0
Asset value of US Government securities at beginning of year	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$360,511
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$2,012,021
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$0
Assets. Invements in employer securities at beginning of year	2020-12-31	$0
Assets. Value of employer real property at end of year	2020-12-31	$0
Assets. Value of employer real property at beginning of year	2020-12-31	$0
Contributions received in cash from employer	2020-12-31	$725,184
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,640,301
Asset. Corporate debt instrument preferred debt at end of year	2020-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2020-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$0
Contract administrator fees	2020-12-31	$99,206
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2020-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BURTON MCCUMBER & LONGORIA, LLP
Accountancy firm EIN	2020-12-31	742609610
2019 : L & F DISTRIBUTORS 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$5,433,908
Total income from all sources (including contributions)	2019-12-31	$5,433,908
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,349,964
Total of all expenses incurred	2019-12-31	$1,349,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,191,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,191,087
Expenses. Certain deemed distributions of participant loans	2019-12-31	$31,941
Expenses. Certain deemed distributions of participant loans	2019-12-31	$31,941
Value of total corrective distributions	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,036,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,036,717
Value of total assets at end of year	2019-12-31	$20,199,602
Value of total assets at end of year	2019-12-31	$20,199,602
Value of total assets at beginning of year	2019-12-31	$16,115,658
Value of total assets at beginning of year	2019-12-31	$16,115,658
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$126,936
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$126,936
Total income from rents	2019-12-31	$0
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$79,049
Total interest from all sources	2019-12-31	$79,049
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$2,179,308
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$2,179,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$2,179,308
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$2,179,308
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,165,890
Contributions received from participants	2019-12-31	$1,165,890
Participant contributions at end of year	2019-12-31	$1,170,298
Participant contributions at end of year	2019-12-31	$1,170,298
Participant contributions at beginning of year	2019-12-31	$1,207,986
Participant contributions at beginning of year	2019-12-31	$1,207,986
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$48,967
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$48,967
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$81,544
Administrative expenses (other) incurred	2019-12-31	$81,544
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$4,083,944
Value of net income/loss	2019-12-31	$4,083,944
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,199,602
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,199,602
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$16,115,658
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$16,115,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,062,503
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,062,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$14,195,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$14,195,820
Interest on participant loans	2019-12-31	$62,107
Interest on participant loans	2019-12-31	$62,107
Income. Interest from loans (other than to participants)	2019-12-31	$0
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$16,942
Interest earned on other investments	2019-12-31	$16,942
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$15,785,801
Value of interest in common/collective trusts at end of year	2019-12-31	$15,785,801
Value of interest in common/collective trusts at beginning of year	2019-12-31	$711,852
Value of interest in common/collective trusts at beginning of year	2019-12-31	$711,852
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,181,000
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,181,000
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$0
Asset value of US Government securities at beginning of year	2019-12-31	$0
Asset value of US Government securities at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$115,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$115,225
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain or loss from common/collective trusts	2019-12-31	$1,023,609
Net investment gain or loss from common/collective trusts	2019-12-31	$1,023,609
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$0
Assets. Invements in employer securities at end of year	2019-12-31	$0
Assets. Invements in employer securities at beginning of year	2019-12-31	$0
Assets. Invements in employer securities at beginning of year	2019-12-31	$0
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Contributions received in cash from employer	2019-12-31	$821,860
Contributions received in cash from employer	2019-12-31	$821,860
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,191,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,191,087
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$0
Contract administrator fees	2019-12-31	$45,392
Contract administrator fees	2019-12-31	$45,392
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$0
Aggregate proceeds on sale of assets	2019-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BURTON MCCUMBER & LONGORIA, LLP
Accountancy firm name	2019-12-31	BURTON MCCUMBER & LONGORIA, LLP
Accountancy firm EIN	2019-12-31	742609610
2018 : L & F DISTRIBUTORS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$922,954
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,058,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$998,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,953,580
Value of total assets at end of year	2018-12-31	$16,115,658
Value of total assets at beginning of year	2018-12-31	$16,251,607
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$60,887
Total interest from all sources	2018-12-31	$54,195
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,014,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,014,039
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,132,314
Participant contributions at end of year	2018-12-31	$1,207,986
Participant contributions at beginning of year	2018-12-31	$1,078,887
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$890
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$60,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-135,949
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$16,115,658
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$16,251,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$14,195,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$14,506,995
Interest on participant loans	2018-12-31	$54,195
Value of interest in common/collective trusts at end of year	2018-12-31	$711,852
Value of interest in common/collective trusts at beginning of year	2018-12-31	$665,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,098,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$820,376
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$998,016
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2018-12-31	721396621
2017 : L & F DISTRIBUTORS 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$373
Total income from all sources (including contributions)	2017-12-31	$4,091,501
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,019,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$971,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,918,753
Value of total assets at end of year	2017-12-31	$16,251,607
Value of total assets at beginning of year	2017-12-31	$13,180,283
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$47,806
Total interest from all sources	2017-12-31	$48,859
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$719,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$719,856
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,111,605
Participant contributions at end of year	2017-12-31	$1,078,887
Participant contributions at beginning of year	2017-12-31	$992,970
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$34
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,654
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$373
Administrative expenses (other) incurred	2017-12-31	$47,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,071,697
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$16,251,607
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$13,179,910
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$14,506,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$11,673,624
Interest on participant loans	2017-12-31	$48,859
Value of interest in common/collective trusts at end of year	2017-12-31	$665,725
Value of interest in common/collective trusts at beginning of year	2017-12-31	$513,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,404,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$805,494
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$34
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$971,998
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2017-12-31	721396621
2016 : L & F DISTRIBUTORS 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$373
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$373
Total income from all sources (including contributions)	2016-12-31	$2,652,486
Total of all expenses incurred	2016-12-31	$767,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$708,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,767,588
Value of total assets at end of year	2016-12-31	$13,180,283
Value of total assets at beginning of year	2016-12-31	$11,295,011
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$58,697
Total interest from all sources	2016-12-31	$39,180
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$452,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$452,660
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$977,385
Participant contributions at end of year	2016-12-31	$992,970
Participant contributions at beginning of year	2016-12-31	$873,114
Participant contributions at end of year	2016-12-31	$34
Participant contributions at beginning of year	2016-12-31	$34
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$71,040
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$373
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$373
Administrative expenses (other) incurred	2016-12-31	$58,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,885,272
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$13,179,910
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$11,294,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$11,673,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,053,940
Interest on participant loans	2016-12-31	$39,180
Value of interest in common/collective trusts at end of year	2016-12-31	$513,621
Value of interest in common/collective trusts at beginning of year	2016-12-31	$367,889
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$393,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$719,163
Employer contributions (assets) at end of year	2016-12-31	$34
Employer contributions (assets) at beginning of year	2016-12-31	$34
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$708,517
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CARR RIGGS & INGRAM, LLC
Accountancy firm EIN	2016-12-31	721396621
2015 : L & F DISTRIBUTORS 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$373
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$373
Total income from all sources (including contributions)	2015-12-31	$1,430,818
Total of all expenses incurred	2015-12-31	$1,150,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,099,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,469,258
Value of total assets at end of year	2015-12-31	$11,295,011
Value of total assets at beginning of year	2015-12-31	$11,014,703
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$51,476
Total interest from all sources	2015-12-31	$37,808
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$528,249
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$528,249
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$888,150
Participant contributions at end of year	2015-12-31	$873,114
Participant contributions at beginning of year	2015-12-31	$894,538
Participant contributions at end of year	2015-12-31	$34
Participant contributions at beginning of year	2015-12-31	$34
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$373
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$373
Administrative expenses (other) incurred	2015-12-31	$51,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$280,308
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,294,638
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$11,014,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$10,053,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$9,729,977
Interest on participant loans	2015-12-31	$37,808
Value of interest in common/collective trusts at end of year	2015-12-31	$367,889
Value of interest in common/collective trusts at beginning of year	2015-12-31	$390,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-604,497
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$581,108
Employer contributions (assets) at end of year	2015-12-31	$34
Employer contributions (assets) at beginning of year	2015-12-31	$34
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,099,034
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LONG CHILTON LLP
Accountancy firm EIN	2015-12-31	741154721
2014 : L & F DISTRIBUTORS 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$12
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$373
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$694
Total income from all sources (including contributions)	2014-12-31	$2,025,051
Total of all expenses incurred	2014-12-31	$1,179,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,130,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,376,853
Value of total assets at end of year	2014-12-31	$11,014,703
Value of total assets at beginning of year	2014-12-31	$10,169,789
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$49,399
Total interest from all sources	2014-12-31	$37,495
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$576,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$576,786
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$803,769
Participant contributions at end of year	2014-12-31	$894,538
Participant contributions at beginning of year	2014-12-31	$888,162
Participant contributions at end of year	2014-12-31	$34
Participant contributions at beginning of year	2014-12-31	$112
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$373
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$694
Administrative expenses (other) incurred	2014-12-31	$49,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$845,223
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$11,014,330
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,169,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$9,729,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$9,263,559
Interest on participant loans	2014-12-31	$37,495
Value of interest in common/collective trusts at end of year	2014-12-31	$390,120
Value of interest in common/collective trusts at beginning of year	2014-12-31	$17,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$33,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$573,084
Employer contributions (assets) at end of year	2014-12-31	$34
Employer contributions (assets) at beginning of year	2014-12-31	$204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,130,429
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LONG CHILTON LLP
Accountancy firm EIN	2014-12-31	741154721
2013 : L & F DISTRIBUTORS 401(K) PLAN 2013 401k financial data
Total transfer of assets to this plan	2013-12-31	$11,871
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$694
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$432
Total income from all sources (including contributions)	2013-12-31	$2,709,584
Total of all expenses incurred	2013-12-31	$850,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$809,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,233,486
Value of total assets at end of year	2013-12-31	$10,169,789
Value of total assets at beginning of year	2013-12-31	$8,298,954
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$41,258
Total interest from all sources	2013-12-31	$29,591
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$431,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$431,728
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$733,499
Participant contributions at end of year	2013-12-31	$888,162
Participant contributions at beginning of year	2013-12-31	$631,347
Participant contributions at end of year	2013-12-31	$112
Participant contributions at beginning of year	2013-12-31	$2,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$694
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$432
Administrative expenses (other) incurred	2013-12-31	$41,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,858,702
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,169,095
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,298,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$9,263,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$7,664,345
Interest on participant loans	2013-12-31	$29,591
Value of interest in common/collective trusts at end of year	2013-12-31	$17,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,014,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$499,987
Employer contributions (assets) at end of year	2013-12-31	$204
Employer contributions (assets) at beginning of year	2013-12-31	$1,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$809,624
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LONG CHILTON LLP
Accountancy firm EIN	2013-12-31	741154721
2012 : L & F DISTRIBUTORS 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$432
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$22,316
Total income from all sources (including contributions)	2012-12-31	$1,929,015
Total of all expenses incurred	2012-12-31	$792,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$753,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,137,310
Value of total assets at end of year	2012-12-31	$8,298,954
Value of total assets at beginning of year	2012-12-31	$7,184,760
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$39,113
Total interest from all sources	2012-12-31	$30,782
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$184,476
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$184,476
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$702,657
Participant contributions at end of year	2012-12-31	$631,347
Participant contributions at beginning of year	2012-12-31	$769,101
Participant contributions at end of year	2012-12-31	$2,000
Participant contributions at beginning of year	2012-12-31	$5,114
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$432
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$22,316
Administrative expenses (other) incurred	2012-12-31	$39,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,136,078
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,298,522
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,162,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$7,664,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,685,023
Interest on participant loans	2012-12-31	$30,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$721,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$721,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$576,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$434,653
Employer contributions (assets) at end of year	2012-12-31	$1,262
Employer contributions (assets) at beginning of year	2012-12-31	$3,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$753,824
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LONG CHILTON LLP
Accountancy firm EIN	2012-12-31	741154721
2011 : L & F DISTRIBUTORS 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$22,316
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$237
Total income from all sources (including contributions)	2011-12-31	$969,482
Total of all expenses incurred	2011-12-31	$611,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$571,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,091,500
Value of total assets at end of year	2011-12-31	$7,184,760
Value of total assets at beginning of year	2011-12-31	$6,804,909
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$40,288
Total interest from all sources	2011-12-31	$30,614
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$127,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$127,474
Administrative expenses professional fees incurred	2011-12-31	$2,808
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$662,377
Participant contributions at end of year	2011-12-31	$769,101
Participant contributions at beginning of year	2011-12-31	$652,864
Participant contributions at end of year	2011-12-31	$5,114
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$22,316
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$237
Administrative expenses (other) incurred	2011-12-31	$37,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$357,772
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,162,444
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,804,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,685,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,528,964
Interest on participant loans	2011-12-31	$30,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$721,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$623,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$623,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-280,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$429,123
Employer contributions (assets) at end of year	2011-12-31	$3,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$571,422
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	ROGER G. BURTON CPA
Accountancy firm EIN	2011-12-31	454746386
2010 : L & F DISTRIBUTORS 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$237
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$33,880
Total income from all sources (including contributions)	2010-12-31	$1,565,222
Total of all expenses incurred	2010-12-31	$419,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$386,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$973,276
Value of total assets at end of year	2010-12-31	$6,804,909
Value of total assets at beginning of year	2010-12-31	$5,692,568
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$32,601
Total interest from all sources	2010-12-31	$30,967
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$79,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$79,986
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$590,296
Participant contributions at end of year	2010-12-31	$652,864
Participant contributions at beginning of year	2010-12-31	$550,916
Participant contributions at beginning of year	2010-12-31	$13,737
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$13,216
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$237
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$33,880
Administrative expenses (other) incurred	2010-12-31	$32,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,145,984
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,804,672
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,658,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,528,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,578,852
Income. Interest from loans (other than to participants)	2010-12-31	$30,967
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$623,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$540,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$540,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$480,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$369,764
Employer contributions (assets) at beginning of year	2010-12-31	$8,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$386,637
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	ROGER G. BURTON CPA
Accountancy firm EIN	2010-12-31	454746386

Form 5500 Responses for L & F DISTRIBUTORS 401(K) PLAN

2022: L & F DISTRIBUTORS 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: L & F DISTRIBUTORS 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: L & F DISTRIBUTORS 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: L & F DISTRIBUTORS 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: L & F DISTRIBUTORS 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: L & F DISTRIBUTORS 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: L & F DISTRIBUTORS 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: L & F DISTRIBUTORS 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: L & F DISTRIBUTORS 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: L & F DISTRIBUTORS 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: L & F DISTRIBUTORS 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: L & F DISTRIBUTORS 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: L & F DISTRIBUTORS 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

506668-01

Policy instance

Insurance contract or identification number	506668-01
Number of Individuals Covered	187
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

506668-01

Policy instance

Insurance contract or identification number	506668-01
Number of Individuals Covered	178
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

506668-01

Policy instance

Insurance contract or identification number	506668-01
Number of Individuals Covered	201
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

506668-01

Policy instance

Insurance contract or identification number	506668-01
Number of Individuals Covered	212
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-830956

Policy instance

Insurance contract or identification number	GA-830956
Number of Individuals Covered	910
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $37,060
Total amount of fees paid to insurance company	USD $5,945
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $37,060
Insurance broker organization code?	3
Amount paid for insurance broker fees	5945
Additional information about fees paid to insurance broker	TPA ADMINISTRATION ALLOWANCE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-830956

Policy instance

Insurance contract or identification number	GA-830956
Number of Individuals Covered	885
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $38,929
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $24,555
Insurance broker organization code?	3
Insurance broker name	EDWARD D JONES & CO

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-830956

Policy instance

Insurance contract or identification number	GA-830956
Number of Individuals Covered	720
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $24,206
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $24,206
Insurance broker organization code?	3
Insurance broker name	EDWARD D JONES & CO

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-830956

Policy instance

Insurance contract or identification number	GA-830956
Number of Individuals Covered	654
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $22,066
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $22,066
Insurance broker organization code?	3
Insurance broker name	EDWARD D JONES & CO

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-830956

Policy instance

Insurance contract or identification number	GA-830956
Number of Individuals Covered	580
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $19,528
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,528
Insurance broker organization code?	3
Insurance broker name	EDWARD D JONES & CO

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-830956

Policy instance

Insurance contract or identification number	GA-830956
Number of Individuals Covered	532
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $18,082
Total amount of fees paid to insurance company	USD $2,411
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $18,082
Amount paid for insurance broker fees	2411
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker organization code?	3
Insurance broker name	EDWARD D JONES & CO

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Company Name:	L & F DISTRIBUTORS, LLC
Employer identification number (EIN):	742200646
NAIC Classification:	424800

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2007-06-21
Company Identification Number:	0800832872
Legal Registered Office Address:	3900 N MCCOLL RD MCALLEN United States of America (USA) 78501