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THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 401k Plan overview

Plan NameTHE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN
Plan identification number 003

THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE NEW YORK PRESBYTERIAN HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name:THE NEW YORK PRESBYTERIAN HOSPITAL
Employer identification number (EIN):133957095
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032019-01-01
0032018-01-01
0032017-01-01REBECCA NELSON ROBERT HOLDOM2018-10-15
0032017-01-01REBECCA NELSON ROBERT HOLDOM2019-01-23
0032016-01-01KIT YEE GHIRARDI ROBERT HOLDOM2017-10-16
0032016-01-01 ROBERT HOLDOM2019-01-23
0032015-01-01KIT YEE GHIRARDI ROBERT HOLDOM2016-10-17
0032014-01-01KIT YEE GHIRARDI ROBERT HOLDOM2015-10-15
0032013-01-01MARY FALKOWITZ
0032012-01-01MARY FALKOWITZ
0032011-01-01G THOMAS FERGUSON
0032010-01-01G THOMAS FERGUSON
0032009-01-01G. THOMAS FERGUSON
0032009-01-01G THOMAS FERGUSON
0032009-01-01G. THOMAS FERGUSON
0032009-01-01G THOMAS FERGUSON

Plan Statistics for THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN

401k plan membership statisitcs for THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN

Measure Date Value
2019: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01951
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,001
Total number of active participants reported on line 7a of the Form 55002018-01-01806
Number of retired or separated participants receiving benefits2018-01-019
Number of other retired or separated participants entitled to future benefits2018-01-01128
Total of all active and inactive participants2018-01-01943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-018
Total participants2018-01-01951
Number of participants with account balances2018-01-01951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01829
Total number of active participants reported on line 7a of the Form 55002017-01-01860
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-01130
Total of all active and inactive participants2017-01-01995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-016
Total participants2017-01-011,001
Number of participants with account balances2017-01-011,001
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,127
Total number of active participants reported on line 7a of the Form 55002016-01-01385
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-01434
Total of all active and inactive participants2016-01-01824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-01829
Number of participants with account balances2016-01-01829
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,321
Total number of active participants reported on line 7a of the Form 55002015-01-01720
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-01396
Total of all active and inactive participants2015-01-011,122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-011,127
Number of participants with account balances2015-01-011,127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,131
Total number of active participants reported on line 7a of the Form 55002014-01-01706
Number of retired or separated participants receiving benefits2014-01-019
Number of other retired or separated participants entitled to future benefits2014-01-01602
Total of all active and inactive participants2014-01-011,317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-011,321
Number of participants with account balances2014-01-011,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,162
Total number of active participants reported on line 7a of the Form 55002013-01-01704
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01421
Total of all active and inactive participants2013-01-011,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,131
Number of participants with account balances2013-01-011,131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,185
Total number of active participants reported on line 7a of the Form 55002012-01-01880
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01280
Total of all active and inactive participants2012-01-011,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-011,162
Number of participants with account balances2012-01-011,162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,360
Total number of active participants reported on line 7a of the Form 55002011-01-01958
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01225
Total of all active and inactive participants2011-01-011,183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-011,185
Number of participants with account balances2011-01-011,185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,371
Total number of active participants reported on line 7a of the Form 55002010-01-011,152
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01206
Total of all active and inactive participants2010-01-011,358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-011,360
Number of participants with account balances2010-01-011,360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01630
Total number of active participants reported on line 7a of the Form 55002009-01-01585
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-01613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01614
Number of participants with account balances2009-01-01614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN

Measure Date Value
2019 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$99,408,975
Total transfer of assets from this plan2019-12-31$99,408,975
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$17,153,445
Total income from all sources (including contributions)2019-12-31$17,153,445
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$6,368,210
Total of all expenses incurred2019-12-31$6,368,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,325,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,325,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$0
Value of total assets at end of year2019-12-31$0
Value of total assets at beginning of year2019-12-31$88,623,740
Value of total assets at beginning of year2019-12-31$88,623,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$43,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$43,050
Total interest from all sources2019-12-31$747,227
Total interest from all sources2019-12-31$747,227
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,117,550
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,117,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,117,550
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,117,550
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$640,777
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$640,777
Other income not declared elsewhere2019-12-31$3,245
Other income not declared elsewhere2019-12-31$3,245
Administrative expenses (other) incurred2019-12-31$43,050
Administrative expenses (other) incurred2019-12-31$43,050
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$4,899
Total non interest bearing cash at beginning of year2019-12-31$4,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,785,235
Value of net income/loss2019-12-31$10,785,235
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$88,623,740
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$88,623,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$68,548,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$68,548,745
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,871,838
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,871,838
Interest earned on other investments2019-12-31$703,847
Interest earned on other investments2019-12-31$703,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$26,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$26,471
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$26,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$26,471
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$43,380
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$43,380
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$17,531,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$17,531,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,179,624
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,179,624
Net investment gain/loss from pooled separate accounts2019-12-31$105,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,325,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,325,160
Did the plan have assets held for investment2019-12-31No
Did the plan have assets held for investment2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm EIN2019-12-31346565596
Accountancy firm EIN2019-12-31346565596
2018 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-3,192,527
Total of all expenses incurred2018-12-31$7,890,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,840,856
Value of total assets at end of year2018-12-31$88,623,740
Value of total assets at beginning of year2018-12-31$99,706,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$49,249
Total interest from all sources2018-12-31$788,764
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,541,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,541,513
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$640,777
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$724,415
Other income not declared elsewhere2018-12-31$-104,964
Administrative expenses (other) incurred2018-12-31$46,040
Total non interest bearing cash at end of year2018-12-31$4,899
Total non interest bearing cash at beginning of year2018-12-31$10,458
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-11,082,632
Value of net assets at end of year (total assets less liabilities)2018-12-31$88,623,740
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$99,706,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,209
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$68,548,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$79,170,318
Value of interest in pooled separate accounts at end of year2018-12-31$1,871,838
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,932,187
Interest earned on other investments2018-12-31$788,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$26,471
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$26,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$26,388
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$83
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$17,531,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$17,842,606
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$211,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,506,546
Net investment gain/loss from pooled separate accounts2018-12-31$88,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,629,518
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG LLP
Accountancy firm EIN2018-12-31346565596
2017 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$14,653,877
Total of all expenses incurred2017-12-31$9,183,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,145,024
Value of total assets at end of year2017-12-31$99,706,372
Value of total assets at beginning of year2017-12-31$94,236,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$38,611
Total interest from all sources2017-12-31$764,303
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,935,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,935,984
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$724,415
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$638,032
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$126,975
Other income not declared elsewhere2017-12-31$105,159
Administrative expenses (other) incurred2017-12-31$36,968
Total non interest bearing cash at end of year2017-12-31$10,458
Total non interest bearing cash at beginning of year2017-12-31$4,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,470,242
Value of net assets at end of year (total assets less liabilities)2017-12-31$99,706,372
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$94,236,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,643
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$79,170,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$73,214,377
Value of interest in pooled separate accounts at end of year2017-12-31$1,932,187
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,983,794
Interest earned on other investments2017-12-31$750,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$26,388
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$26,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$26,366
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$14,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$17,842,606
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$18,241,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,765,321
Net investment gain/loss from pooled separate accounts2017-12-31$83,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,145,024
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$5,405,956
Total of all expenses incurred2016-12-31$6,744,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,700,042
Value of total assets at end of year2016-12-31$94,236,130
Value of total assets at beginning of year2016-12-31$95,574,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$44,310
Total interest from all sources2016-12-31$869,827
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,287,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,287,578
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$638,032
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$499,092
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$126,975
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$51,668
Administrative expenses (other) incurred2016-12-31$44,310
Total non interest bearing cash at end of year2016-12-31$4,851
Total non interest bearing cash at beginning of year2016-12-31$1,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,338,396
Value of net assets at end of year (total assets less liabilities)2016-12-31$94,236,130
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$95,574,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$73,214,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$74,867,009
Value of interest in pooled separate accounts at end of year2016-12-31$1,983,794
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,191,319
Interest earned on other investments2016-12-31$867,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$26,366
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$26,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$26,366
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,698
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$18,241,735
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$17,988,946
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,092,940
Net investment gain/loss from pooled separate accounts2016-12-31$103,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,700,042
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,699,947
Total of all expenses incurred2015-12-31$8,308,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,246,231
Value of total assets at end of year2015-12-31$95,574,526
Value of total assets at beginning of year2015-12-31$102,183,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$62,372
Total interest from all sources2015-12-31$2,382,086
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$236,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$236,117
Administrative expenses professional fees incurred2015-12-31$6,640
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$499,092
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$538,794
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$136,867
Other income not declared elsewhere2015-12-31$-70,805
Administrative expenses (other) incurred2015-12-31$55,732
Total non interest bearing cash at end of year2015-12-31$1,794
Total non interest bearing cash at beginning of year2015-12-31$7,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-6,608,656
Value of net assets at end of year (total assets less liabilities)2015-12-31$95,574,526
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$102,183,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$74,867,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$81,528,568
Value of interest in pooled separate accounts at end of year2015-12-31$2,191,319
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,930,767
Interest earned on other investments2015-12-31$2,382,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$26,366
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$32,858
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$32,858
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$17,988,946
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$18,008,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,013,267
Net investment gain/loss from pooled separate accounts2015-12-31$165,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,246,231
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$144,299
Total income from all sources (including contributions)2014-12-31$6,865,839
Total of all expenses incurred2014-12-31$5,267,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,194,132
Value of total assets at end of year2014-12-31$102,183,182
Value of total assets at beginning of year2014-12-31$100,440,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$73,430
Total interest from all sources2014-12-31$777,638
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,612,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,612,578
Administrative expenses professional fees incurred2014-12-31$8,787
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$538,794
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$528,155
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$136,867
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$597,360
Other income not declared elsewhere2014-12-31$22,399
Administrative expenses (other) incurred2014-12-31$62,994
Total non interest bearing cash at end of year2014-12-31$7,292
Total non interest bearing cash at beginning of year2014-12-31$19,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,598,277
Value of net assets at end of year (total assets less liabilities)2014-12-31$102,183,182
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$100,440,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,649
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$81,528,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$79,724,467
Value of interest in pooled separate accounts at end of year2014-12-31$1,930,767
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,764,374
Interest earned on other investments2014-12-31$777,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$32,858
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$32,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$32,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$322
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$18,008,036
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$17,773,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,239,248
Net investment gain/loss from pooled separate accounts2014-12-31$213,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,194,132
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$15,508,630
Total of all expenses incurred2013-12-31$4,891,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,841,218
Value of total assets at end of year2013-12-31$100,440,606
Value of total assets at beginning of year2013-12-31$89,823,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$49,812
Total interest from all sources2013-12-31$751,547
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,953,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,953,168
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$528,155
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$453,658
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$597,360
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$64,623
Administrative expenses (other) incurred2013-12-31$49,812
Total non interest bearing cash at end of year2013-12-31$19,766
Total non interest bearing cash at beginning of year2013-12-31$426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,617,600
Value of net assets at end of year (total assets less liabilities)2013-12-31$100,440,606
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$89,823,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$79,724,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$70,122,227
Value of interest in pooled separate accounts at end of year2013-12-31$1,764,374
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,300,909
Interest earned on other investments2013-12-31$751,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$32,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$32,852
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$32,852
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$17,773,633
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$17,912,934
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,608,088
Net investment gain/loss from pooled separate accounts2013-12-31$131,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,841,218
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,852,029
Total unrealized appreciation/depreciation of assets2012-12-31$2,852,029
Total income from all sources (including contributions)2012-12-31$9,434,889
Total of all expenses incurred2012-12-31$6,253,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,209,309
Value of total assets at end of year2012-12-31$89,823,006
Value of total assets at beginning of year2012-12-31$86,641,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$43,787
Total interest from all sources2012-12-31$731,829
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,034,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,034,859
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$453,658
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$408,168
Administrative expenses (other) incurred2012-12-31$43,787
Total non interest bearing cash at end of year2012-12-31$426
Total non interest bearing cash at beginning of year2012-12-31$3,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,181,793
Value of net assets at end of year (total assets less liabilities)2012-12-31$89,823,006
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$86,641,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$70,122,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$67,266,647
Value of interest in pooled separate accounts at end of year2012-12-31$1,300,909
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,219,453
Interest earned on other investments2012-12-31$731,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$32,852
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$32,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$32,848
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$17,912,934
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$17,710,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,696,699
Net investment gain/loss from pooled separate accounts2012-12-31$119,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,209,309
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$-305,378
Total of all expenses incurred2011-12-31$3,645,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,604,110
Value of total assets at end of year2011-12-31$86,641,213
Value of total assets at beginning of year2011-12-31$90,591,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$41,132
Total interest from all sources2011-12-31$717,576
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$997,154
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$997,154
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$408,168
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$411,352
Other income not declared elsewhere2011-12-31$-13,495
Administrative expenses (other) incurred2011-12-31$41,132
Total non interest bearing cash at end of year2011-12-31$3,577
Total non interest bearing cash at beginning of year2011-12-31$123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-3,950,620
Value of net assets at end of year (total assets less liabilities)2011-12-31$86,641,213
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$90,591,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$67,266,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$71,412,318
Value of interest in pooled separate accounts at end of year2011-12-31$1,219,453
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,017,899
Interest earned on other investments2011-12-31$717,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$32,848
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$32,844
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$32,844
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$17,710,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$17,717,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,145,781
Net investment gain/loss from pooled separate accounts2011-12-31$139,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,604,110
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$1,170,257
Total income from all sources (including contributions)2010-12-31$8,951,672
Total of all expenses incurred2010-12-31$4,691,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,654,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$69,714
Value of total assets at end of year2010-12-31$90,591,833
Value of total assets at beginning of year2010-12-31$85,161,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$37,229
Total interest from all sources2010-12-31$677,346
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$785,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$785,156
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$411,352
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$368,243
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$67,852
Other income not declared elsewhere2010-12-31$43,109
Administrative expenses (other) incurred2010-12-31$35,966
Total non interest bearing cash at end of year2010-12-31$123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,260,441
Value of net assets at end of year (total assets less liabilities)2010-12-31$90,591,833
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$85,161,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$1,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$71,412,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$66,073,885
Value of interest in pooled separate accounts at end of year2010-12-31$1,017,899
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,005,599
Interest earned on other investments2010-12-31$677,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$32,844
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$32,943
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$32,943
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$17,717,297
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$17,680,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,255,825
Net investment gain/loss from pooled separate accounts2010-12-31$120,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,654,002
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN

2019: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE NEW YORK-PRESBYTERIAN HOSPITAL ANNUITY PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100780
Policy instance 1
Insurance contract or identification number100780
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100780
Policy instance 1
Insurance contract or identification number100780
Number of Individuals Covered487
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100780
Policy instance 1
Insurance contract or identification number100780
Number of Individuals Covered507
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100780
Policy instance 1
Insurance contract or identification number100780
Number of Individuals Covered531
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100780
Policy instance 1
Insurance contract or identification number100780
Number of Individuals Covered553
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100780
Policy instance 1
Insurance contract or identification number100780
Number of Individuals Covered567
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100780
Policy instance 1
Insurance contract or identification number100780
Number of Individuals Covered588
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100780
Policy instance 1
Insurance contract or identification number100780
Number of Individuals Covered604
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100780
Policy instance 1
Insurance contract or identification number100780
Number of Individuals Covered804
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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