401k Plan data: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN plan

JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 401k Plan overview

Plan Name	JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN
Plan identification number	011

JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.

Company Name: JOHNSON CONTROLS, INC.

Employer identification number (EIN): 390380010

NAIC Classification: 336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
011 2022-01-01
011 2021-01-01
011 2020-01-01
011 2019-01-01
011 2018-01-01 KAARE A LEIN
011 2017-01-01 KAARE A LEIN
011 2016-01-01 KAARE A LEIN KAARE A LEIN 2017-06-28
011 2015-01-01 KAARE A LEIN KAARE A LEIN 2016-09-19
011 2014-01-01 SHERRY WEINBERG SHERRY WEINBERG 2015-07-16
011 2013-01-01 SHERRY WEINBERG SHERRY WEINBERG 2014-07-28
011 2012-01-01 SHERRY WEINBERG SHERRY WEINBERG 2013-07-30
011 2011-01-01 SHERRY WEINBERG SHERRY WEINBERG 2012-07-26
011 2010-01-01 SHERRY WEINBERG SHERRY WEINBERG 2011-10-12
011 2009-01-01 SHERRY WEINBERG SHERRY WEINBERG 2010-08-22

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
011	2022-01-01
011	2021-01-01
011	2020-01-01
011	2019-01-01
011	2018-01-01	KAARE A LEIN
011	2017-01-01	KAARE A LEIN
011	2016-01-01	KAARE A LEIN	KAARE A LEIN	2017-06-28
011	2015-01-01	KAARE A LEIN	KAARE A LEIN	2016-09-19
011	2014-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2015-07-16
011	2013-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2014-07-28
011	2012-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2013-07-30
011	2011-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2012-07-26
011	2010-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2011-10-12
011	2009-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2010-08-22

Plan Statistics for JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN

401k plan membership statisitcs for JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN

Measure Date Value
2022: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 12,562
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 8,052
Number of retired or separated participants receiving benefits 2022-01-01 261
Number of other retired or separated participants entitled to future benefits 2022-01-01 3,847
Total of all active and inactive participants 2022-01-01 12,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 142
Total participants 2022-01-01 12,302
Number of participants with account balances 2022-01-01 8,293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 482
2021: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 12,040
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 7,944
Number of retired or separated participants receiving benefits 2021-01-01 263
Number of other retired or separated participants entitled to future benefits 2021-01-01 4,179
Total of all active and inactive participants 2021-01-01 12,386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 176
Total participants 2021-01-01 12,562
Number of participants with account balances 2021-01-01 8,400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 380
2020: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 13,503
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 7,342
Number of retired or separated participants receiving benefits 2020-01-01 99
Number of other retired or separated participants entitled to future benefits 2020-01-01 4,430
Total of all active and inactive participants 2020-01-01 11,871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 169
Total participants 2020-01-01 12,040
Number of participants with account balances 2020-01-01 8,753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 464
2019: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 14,765
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 8,554
Number of retired or separated participants receiving benefits 2019-01-01 278
Number of other retired or separated participants entitled to future benefits 2019-01-01 4,512
Total of all active and inactive participants 2019-01-01 13,344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 159
Total participants 2019-01-01 13,503
Number of participants with account balances 2019-01-01 9,536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 452
2018: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 34,642
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 10,172
Number of retired or separated participants receiving benefits 2018-01-01 255
Number of other retired or separated participants entitled to future benefits 2018-01-01 4,185
Total of all active and inactive participants 2018-01-01 14,612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 153
Total participants 2018-01-01 14,765
Number of participants with account balances 2018-01-01 9,864
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 563
2017: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 33,993
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 23,108
Number of retired or separated participants receiving benefits 2017-01-01 329
Number of other retired or separated participants entitled to future benefits 2017-01-01 10,959
Total of all active and inactive participants 2017-01-01 34,396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 246
Total participants 2017-01-01 34,642
Number of participants with account balances 2017-01-01 29,320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 937
2016: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 43,572
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 22,674
Number of retired or separated participants receiving benefits 2016-01-01 283
Number of other retired or separated participants entitled to future benefits 2016-01-01 10,784
Total of all active and inactive participants 2016-01-01 33,741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 252
Total participants 2016-01-01 33,993
Number of participants with account balances 2016-01-01 28,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1,363
2015: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 42,173
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 30,398
Number of retired or separated participants receiving benefits 2015-01-01 266
Number of other retired or separated participants entitled to future benefits 2015-01-01 12,655
Total of all active and inactive participants 2015-01-01 43,319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 253
Total participants 2015-01-01 43,572
Number of participants with account balances 2015-01-01 37,494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2,091
2014: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 38,734
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 31,450
Number of retired or separated participants receiving benefits 2014-01-01 193
Number of other retired or separated participants entitled to future benefits 2014-01-01 10,334
Total of all active and inactive participants 2014-01-01 41,977
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 196
Total participants 2014-01-01 42,173
Number of participants with account balances 2014-01-01 33,844
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1,973
2013: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 39,307
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 28,202
Number of retired or separated participants receiving benefits 2013-01-01 182
Number of other retired or separated participants entitled to future benefits 2013-01-01 10,168
Total of all active and inactive participants 2013-01-01 38,552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 182
Total participants 2013-01-01 38,734
Number of participants with account balances 2013-01-01 34,256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1,613
2012: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 39,249
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 29,619
Number of retired or separated participants receiving benefits 2012-01-01 245
Number of other retired or separated participants entitled to future benefits 2012-01-01 9,273
Total of all active and inactive participants 2012-01-01 39,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 170
Total participants 2012-01-01 39,307
Number of participants with account balances 2012-01-01 33,431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1,098
2011: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 37,843
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 29,411
Number of retired or separated participants receiving benefits 2011-01-01 348
Number of other retired or separated participants entitled to future benefits 2011-01-01 9,330
Total of all active and inactive participants 2011-01-01 39,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 160
Total participants 2011-01-01 39,249
Number of participants with account balances 2011-01-01 32,006
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 963
2010: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 37,949
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 27,683
Number of retired or separated participants receiving benefits 2010-01-01 342
Number of other retired or separated participants entitled to future benefits 2010-01-01 9,672
Total of all active and inactive participants 2010-01-01 37,697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 146
Total participants 2010-01-01 37,843
Number of participants with account balances 2010-01-01 30,847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 941
2009: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 42,380
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 27,596
Number of retired or separated participants receiving benefits 2009-01-01 212
Number of other retired or separated participants entitled to future benefits 2009-01-01 6,458
Total of all active and inactive participants 2009-01-01 34,266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3,683
Total participants 2009-01-01 37,949
Number of participants with account balances 2009-01-01 31,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1,379

Measure	Date	Value
2022: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	12,562
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	8,052
Number of retired or separated participants receiving benefits	2022-01-01	261
Number of other retired or separated participants entitled to future benefits	2022-01-01	3,847
Total of all active and inactive participants	2022-01-01	12,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	142
Total participants	2022-01-01	12,302
Number of participants with account balances	2022-01-01	8,293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	482
2021: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	12,040
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	7,944
Number of retired or separated participants receiving benefits	2021-01-01	263
Number of other retired or separated participants entitled to future benefits	2021-01-01	4,179
Total of all active and inactive participants	2021-01-01	12,386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	176
Total participants	2021-01-01	12,562
Number of participants with account balances	2021-01-01	8,400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	380
2020: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	13,503
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	7,342
Number of retired or separated participants receiving benefits	2020-01-01	99
Number of other retired or separated participants entitled to future benefits	2020-01-01	4,430
Total of all active and inactive participants	2020-01-01	11,871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	169
Total participants	2020-01-01	12,040
Number of participants with account balances	2020-01-01	8,753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	464
2019: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	14,765
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	8,554
Number of retired or separated participants receiving benefits	2019-01-01	278
Number of other retired or separated participants entitled to future benefits	2019-01-01	4,512
Total of all active and inactive participants	2019-01-01	13,344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	159
Total participants	2019-01-01	13,503
Number of participants with account balances	2019-01-01	9,536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	452
2018: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	34,642
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	10,172
Number of retired or separated participants receiving benefits	2018-01-01	255
Number of other retired or separated participants entitled to future benefits	2018-01-01	4,185
Total of all active and inactive participants	2018-01-01	14,612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	153
Total participants	2018-01-01	14,765
Number of participants with account balances	2018-01-01	9,864
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	563
2017: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	33,993
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	23,108
Number of retired or separated participants receiving benefits	2017-01-01	329
Number of other retired or separated participants entitled to future benefits	2017-01-01	10,959
Total of all active and inactive participants	2017-01-01	34,396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	246
Total participants	2017-01-01	34,642
Number of participants with account balances	2017-01-01	29,320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	937
2016: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	43,572
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	22,674
Number of retired or separated participants receiving benefits	2016-01-01	283
Number of other retired or separated participants entitled to future benefits	2016-01-01	10,784
Total of all active and inactive participants	2016-01-01	33,741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	252
Total participants	2016-01-01	33,993
Number of participants with account balances	2016-01-01	28,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1,363
2015: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	42,173
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	30,398
Number of retired or separated participants receiving benefits	2015-01-01	266
Number of other retired or separated participants entitled to future benefits	2015-01-01	12,655
Total of all active and inactive participants	2015-01-01	43,319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	253
Total participants	2015-01-01	43,572
Number of participants with account balances	2015-01-01	37,494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2,091
2014: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	38,734
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	31,450
Number of retired or separated participants receiving benefits	2014-01-01	193
Number of other retired or separated participants entitled to future benefits	2014-01-01	10,334
Total of all active and inactive participants	2014-01-01	41,977
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	196
Total participants	2014-01-01	42,173
Number of participants with account balances	2014-01-01	33,844
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1,973
2013: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	39,307
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	28,202
Number of retired or separated participants receiving benefits	2013-01-01	182
Number of other retired or separated participants entitled to future benefits	2013-01-01	10,168
Total of all active and inactive participants	2013-01-01	38,552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	182
Total participants	2013-01-01	38,734
Number of participants with account balances	2013-01-01	34,256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1,613
2012: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	39,249
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	29,619
Number of retired or separated participants receiving benefits	2012-01-01	245
Number of other retired or separated participants entitled to future benefits	2012-01-01	9,273
Total of all active and inactive participants	2012-01-01	39,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	170
Total participants	2012-01-01	39,307
Number of participants with account balances	2012-01-01	33,431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1,098
2011: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	37,843
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	29,411
Number of retired or separated participants receiving benefits	2011-01-01	348
Number of other retired or separated participants entitled to future benefits	2011-01-01	9,330
Total of all active and inactive participants	2011-01-01	39,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	160
Total participants	2011-01-01	39,249
Number of participants with account balances	2011-01-01	32,006
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	963
2010: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	37,949
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	27,683
Number of retired or separated participants receiving benefits	2010-01-01	342
Number of other retired or separated participants entitled to future benefits	2010-01-01	9,672
Total of all active and inactive participants	2010-01-01	37,697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	146
Total participants	2010-01-01	37,843
Number of participants with account balances	2010-01-01	30,847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	941
2009: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	42,380
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	27,596
Number of retired or separated participants receiving benefits	2009-01-01	212
Number of other retired or separated participants entitled to future benefits	2009-01-01	6,458
Total of all active and inactive participants	2009-01-01	34,266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3,683
Total participants	2009-01-01	37,949
Number of participants with account balances	2009-01-01	31,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1,379

Financial Data on JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN

Measure	Date	Value
2022 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$189,139
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-99,726,252
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$57,312,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$56,627,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$17,463,330
Value of total assets at end of year	2022-12-31	$583,318,365
Value of total assets at beginning of year	2022-12-31	$740,167,631
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$684,741
Total interest from all sources	2022-12-31	$145,952
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$11,181,902
Participant contributions at end of year	2022-12-31	$3,773,863
Participant contributions at beginning of year	2022-12-31	$3,822,378
Other income not declared elsewhere	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-157,038,405
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$583,318,365
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$740,167,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Income. Interest from loans (other than to participants)	2022-12-31	$145,952
Value of interest in master investment trust accounts at end of year	2022-12-31	$574,924,605
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$732,225,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$6,281,428
Employer contributions (assets) at end of year	2022-12-31	$4,619,897
Employer contributions (assets) at beginning of year	2022-12-31	$4,119,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$56,627,412
Contract administrator fees	2022-12-31	$684,741
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WIPFLI LLP
Accountancy firm EIN	2022-12-31	390758449
2021 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$307,504
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$159,595,841
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$73,824,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$73,246,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$16,097,805
Value of total assets at end of year	2021-12-31	$740,167,631
Value of total assets at beginning of year	2021-12-31	$654,704,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$578,059
Total interest from all sources	2021-12-31	$162,337
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$10,346,595
Participant contributions at end of year	2021-12-31	$3,822,378
Participant contributions at beginning of year	2021-12-31	$3,999,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$85,771,003
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$740,167,631
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$654,704,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Income. Interest from loans (other than to participants)	2021-12-31	$162,337
Value of interest in master investment trust accounts at end of year	2021-12-31	$732,225,549
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$646,964,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$5,751,210
Employer contributions (assets) at end of year	2021-12-31	$4,119,704
Employer contributions (assets) at beginning of year	2021-12-31	$3,740,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$73,246,779
Contract administrator fees	2021-12-31	$578,059
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WIPFLI LLP
Accountancy firm EIN	2021-12-31	390758449
2020 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$88,428
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$99,104,931
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$73,704,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$73,073,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$15,258,444
Value of total assets at end of year	2020-12-31	$654,704,132
Value of total assets at beginning of year	2020-12-31	$629,391,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$630,919
Total interest from all sources	2020-12-31	$209,809
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$9,949,058
Participant contributions at end of year	2020-12-31	$3,999,619
Participant contributions at beginning of year	2020-12-31	$4,645,892
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$272,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$25,400,808
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$654,704,132
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$629,391,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Income. Interest from loans (other than to participants)	2020-12-31	$209,809
Value of interest in master investment trust accounts at end of year	2020-12-31	$646,964,475
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$620,631,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$5,309,386
Employer contributions (assets) at end of year	2020-12-31	$3,740,038
Employer contributions (assets) at beginning of year	2020-12-31	$3,842,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$73,073,204
Contract administrator fees	2020-12-31	$630,919
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	WIPFLI LLP
Accountancy firm EIN	2020-12-31	390758449
2019 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$350,235
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$143,002,371
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$76,144,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$75,137,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$16,051,330
Value of total assets at end of year	2019-12-31	$629,391,752
Value of total assets at beginning of year	2019-12-31	$562,883,722
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,006,811
Total interest from all sources	2019-12-31	$197,302
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$10,456,995
Participant contributions at end of year	2019-12-31	$4,645,892
Participant contributions at beginning of year	2019-12-31	$4,763,834
Participant contributions at end of year	2019-12-31	$272,155
Participant contributions at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$66,858,265
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$629,391,752
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$562,883,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Income. Interest from loans (other than to participants)	2019-12-31	$197,302
Value of interest in master investment trust accounts at end of year	2019-12-31	$620,631,249
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$555,095,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$5,594,335
Employer contributions (assets) at end of year	2019-12-31	$3,842,456
Employer contributions (assets) at beginning of year	2019-12-31	$3,024,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$75,137,295
Contract administrator fees	2019-12-31	$1,006,811
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	WIPFLI LLP
Accountancy firm EIN	2019-12-31	390758449
2018 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$427,478
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-40,857,744
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$68,030,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$67,334,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$15,181,856
Value of total assets at end of year	2018-12-31	$562,883,722
Value of total assets at beginning of year	2018-12-31	$672,199,107
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$695,189
Total interest from all sources	2018-12-31	$184,228
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$695,189
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$10,577,431
Participant contributions at end of year	2018-12-31	$4,763,834
Participant contributions at beginning of year	2018-12-31	$4,596,908
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$151,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-108,887,907
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$562,883,722
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$672,199,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Interest on participant loans	2018-12-31	$184,228
Value of interest in master investment trust accounts at end of year	2018-12-31	$555,095,277
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$662,233,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$4,604,425
Employer contributions (assets) at end of year	2018-12-31	$3,024,611
Employer contributions (assets) at beginning of year	2018-12-31	$5,217,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$67,334,974
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	WIPFLI LLP
Accountancy firm EIN	2018-12-31	390758449
2017 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$2,872,797,928
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$649,696,667
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$341,182,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$338,293,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$243,608,486
Value of total assets at end of year	2017-12-31	$672,199,107
Value of total assets at beginning of year	2017-12-31	$3,236,483,304
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,889,229
Total interest from all sources	2017-12-31	$1,460,807
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$113,949,000
Participant contributions at end of year	2017-12-31	$4,596,908
Participant contributions at beginning of year	2017-12-31	$42,188,332
Participant contributions at end of year	2017-12-31	$151,176
Participant contributions at beginning of year	2017-12-31	$494,823
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$15,564,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$308,513,731
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$672,199,107
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,236,483,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$2,889,229
Income. Interest from loans (other than to participants)	2017-12-31	$1,460,807
Value of interest in master investment trust accounts at end of year	2017-12-31	$662,233,120
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$3,075,291,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$114,094,955
Employer contributions (assets) at end of year	2017-12-31	$5,217,903
Employer contributions (assets) at beginning of year	2017-12-31	$118,508,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$338,293,707
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	WIPFLI LLP
Accountancy firm EIN	2017-12-31	390758449
2016 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$201,240,641
Total unrealized appreciation/depreciation of assets	2016-12-31	$201,240,641
Total transfer of assets from this plan	2016-12-31	$684,080,897
Total income from all sources (including contributions)	2016-12-31	$557,135,379
Total of all expenses incurred	2016-12-31	$354,036,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$350,121,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$255,158,538
Value of total assets at end of year	2016-12-31	$3,236,483,304
Value of total assets at beginning of year	2016-12-31	$3,717,465,267
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,914,961
Total interest from all sources	2016-12-31	$1,694,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$135,524,926
Participant contributions at end of year	2016-12-31	$42,188,332
Participant contributions at beginning of year	2016-12-31	$63,401,248
Participant contributions at end of year	2016-12-31	$494,823
Participant contributions at beginning of year	2016-12-31	$511,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$203,098,934
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,236,483,304
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,717,465,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$3,914,961
Interest on participant loans	2016-12-31	$1,694,851
Value of interest in master investment trust accounts at end of year	2016-12-31	$3,075,291,828
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$3,495,355,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$119,633,612
Employer contributions (assets) at end of year	2016-12-31	$118,508,321
Employer contributions (assets) at beginning of year	2016-12-31	$158,197,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$350,121,484
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN	2016-12-31	391658905
2015 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-176,082,688
Total unrealized appreciation/depreciation of assets	2015-12-31	$-176,082,688
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$40,815,159
Total income from all sources (including contributions)	2015-12-31	$210,711,431
Total of all expenses incurred	2015-12-31	$380,937,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$376,812,436
Expenses. Certain deemed distributions of participant loans	2015-12-31	$278,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$325,967,375
Value of total assets at end of year	2015-12-31	$3,717,465,267
Value of total assets at beginning of year	2015-12-31	$3,928,506,151
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,846,375
Total interest from all sources	2015-12-31	$2,097,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$165,693,448
Participant contributions at end of year	2015-12-31	$63,401,248
Participant contributions at beginning of year	2015-12-31	$63,538,586
Participant contributions at end of year	2015-12-31	$511,132
Participant contributions at beginning of year	2015-12-31	$1,141,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-170,225,725
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,717,465,267
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,928,506,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$3,846,375
Interest on participant loans	2015-12-31	$2,097,157
Value of interest in master investment trust accounts at end of year	2015-12-31	$3,495,355,264
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$3,739,925,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$160,273,927
Employer contributions (assets) at end of year	2015-12-31	$158,197,623
Employer contributions (assets) at beginning of year	2015-12-31	$123,900,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$376,812,436
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN	2015-12-31	391658905
2014 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$77,287,127
Total unrealized appreciation/depreciation of assets	2014-12-31	$77,287,127
Total transfer of assets to this plan	2014-12-31	$3,170,800
Total transfer of assets from this plan	2014-12-31	$3,051,755
Total income from all sources (including contributions)	2014-12-31	$431,648,362
Total of all expenses incurred	2014-12-31	$325,818,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$322,121,132
Expenses. Certain deemed distributions of participant loans	2014-12-31	$215,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$280,265,406
Value of total assets at end of year	2014-12-31	$3,928,506,151
Value of total assets at beginning of year	2014-12-31	$3,822,557,494
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,481,775
Total interest from all sources	2014-12-31	$2,042,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$156,004,886
Participant contributions at end of year	2014-12-31	$63,538,586
Participant contributions at beginning of year	2014-12-31	$64,165,235
Participant contributions at end of year	2014-12-31	$1,141,952
Participant contributions at beginning of year	2014-12-31	$750,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$105,829,612
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,928,506,151
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,822,557,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$3,481,775
Interest on participant loans	2014-12-31	$2,042,989
Value of interest in master investment trust accounts at end of year	2014-12-31	$3,739,925,489
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$3,646,381,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$124,260,520
Employer contributions (assets) at end of year	2014-12-31	$123,900,124
Employer contributions (assets) at beginning of year	2014-12-31	$111,259,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$322,121,132
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN	2014-12-31	391658905
2013 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$775,059,587
Total unrealized appreciation/depreciation of assets	2013-12-31	$775,059,587
Total transfer of assets to this plan	2013-12-31	$2,712,664
Total transfer of assets from this plan	2013-12-31	$3,223,075
Total income from all sources (including contributions)	2013-12-31	$1,089,945,561
Total of all expenses incurred	2013-12-31	$293,330,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$289,728,108
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$264,856,940
Value of total assets at end of year	2013-12-31	$3,822,557,494
Value of total assets at beginning of year	2013-12-31	$3,026,452,690
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,602,238
Total interest from all sources	2013-12-31	$1,967,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$153,302,080
Participant contributions at end of year	2013-12-31	$64,165,235
Participant contributions at beginning of year	2013-12-31	$59,186,191
Participant contributions at end of year	2013-12-31	$750,803
Participant contributions at beginning of year	2013-12-31	$621,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$796,615,215
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,822,557,494
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,026,452,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$3,602,238
Interest on participant loans	2013-12-31	$1,967,601
Value of interest in master investment trust accounts at end of year	2013-12-31	$3,646,381,662
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$2,875,296,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$111,554,860
Employer contributions (assets) at end of year	2013-12-31	$111,259,794
Employer contributions (assets) at beginning of year	2013-12-31	$91,349,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$289,728,108
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN	2013-12-31	391658905
2012 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$177,369,983
Total unrealized appreciation/depreciation of assets	2012-12-31	$177,369,983
Total transfer of assets to this plan	2012-12-31	$31,579,196
Total transfer of assets from this plan	2012-12-31	$18,015,575
Total income from all sources (including contributions)	2012-12-31	$457,366,627
Total of all expenses incurred	2012-12-31	$223,164,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$219,807,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$231,770,493
Value of total assets at end of year	2012-12-31	$3,026,452,690
Value of total assets at beginning of year	2012-12-31	$2,778,686,856
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,356,929
Total interest from all sources	2012-12-31	$2,004,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$140,138,326
Participant contributions at end of year	2012-12-31	$59,186,191
Participant contributions at beginning of year	2012-12-31	$59,309,399
Participant contributions at end of year	2012-12-31	$621,154
Participant contributions at beginning of year	2012-12-31	$454,609
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$234,202,213
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,026,452,690
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,778,686,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$3,356,929
Interest on participant loans	2012-12-31	$2,004,182
Value of interest in master investment trust accounts at end of year	2012-12-31	$2,875,296,196
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$2,618,783,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$91,632,167
Employer contributions (assets) at end of year	2012-12-31	$91,349,149
Employer contributions (assets) at beginning of year	2012-12-31	$100,139,735
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$219,807,485
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	COLEMAN AND WILLIAMS, LTD
Accountancy firm EIN	2012-12-31	391658905
2011 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-210,050,741
Total unrealized appreciation/depreciation of assets	2011-12-31	$-210,050,741
Total transfer of assets to this plan	2011-12-31	$25,522,375
Total transfer of assets from this plan	2011-12-31	$21,033,174
Total income from all sources (including contributions)	2011-12-31	$59,946,968
Total of all expenses incurred	2011-12-31	$226,656,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$224,225,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$229,580,792
Value of total assets at end of year	2011-12-31	$2,778,686,856
Value of total assets at beginning of year	2011-12-31	$2,940,906,894
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,430,420
Total interest from all sources	2011-12-31	$2,163,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$129,169,606
Participant contributions at end of year	2011-12-31	$59,309,399
Participant contributions at beginning of year	2011-12-31	$57,919,415
Participant contributions at end of year	2011-12-31	$454,609
Participant contributions at beginning of year	2011-12-31	$408,549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-166,709,239
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,778,686,856
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,940,906,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$2,430,420
Interest on participant loans	2011-12-31	$2,163,237
Value of interest in master investment trust accounts at end of year	2011-12-31	$2,618,783,113
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$2,814,088,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$100,411,186
Employer contributions (assets) at end of year	2011-12-31	$100,139,735
Employer contributions (assets) at beginning of year	2011-12-31	$68,490,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$224,225,787
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	COLEMAN & WILLIAMS, LTD
Accountancy firm EIN	2011-12-31	391658905
2010 : JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$469,199,990
Total unrealized appreciation/depreciation of assets	2010-12-31	$469,199,990
Total transfer of assets to this plan	2010-12-31	$3,036,739
Total transfer of assets from this plan	2010-12-31	$1,853,309
Total income from all sources (including contributions)	2010-12-31	$695,724,516
Total of all expenses incurred	2010-12-31	$222,853,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$220,832,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$183,644,115
Value of total assets at end of year	2010-12-31	$2,940,906,894
Value of total assets at beginning of year	2010-12-31	$2,466,851,967
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,020,166
Total interest from all sources	2010-12-31	$2,680,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$114,891,375
Participant contributions at end of year	2010-12-31	$57,919,415
Participant contributions at beginning of year	2010-12-31	$58,899,092
Participant contributions at end of year	2010-12-31	$408,549
Participant contributions at beginning of year	2010-12-31	$255,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$472,871,497
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,940,906,894
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,466,851,967
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$2,020,166
Interest on participant loans	2010-12-31	$2,680,063
Value of interest in master investment trust accounts at end of year	2010-12-31	$2,814,088,528
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$2,363,353,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$68,752,740
Employer contributions (assets) at end of year	2010-12-31	$68,490,402
Employer contributions (assets) at beginning of year	2010-12-31	$44,343,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$220,832,853
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	COLEMAN & WILLIAMS, LTD
Accountancy firm EIN	2010-12-31	391658905

Form 5500 Responses for JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN

2022: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: JOHNSON CONTROLS SAVINGS AND INVESTMENT 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	JOHNSON CONTROLS, INC.
Employer identification number (EIN):	390380010
NAIC Classification:	336300