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JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 401k Plan overview

Plan NameJOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN
Plan identification number 017

JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.

Company Name:JOHNSON CONTROLS, INC.
Employer identification number (EIN):390380010
NAIC Classification:336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0172018-01-01
0172017-01-01KAARE A LEIN

Plan Statistics for JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN

401k plan membership statisitcs for JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN

Measure Date Value
2018: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2018 401k membership
Market value of plan assets2018-12-3185,046,338
Acturial value of plan assets2018-12-3185,046,338
Funding target for retired participants and beneficiaries receiving payment2018-12-3145,691,668
Number of terminated vested participants2018-12-31514
Fundng target for terminated vested participants2018-12-3110,168,370
Active participant vested funding target2018-12-31102,768
Number of active participants2018-12-315
Total funding liabilities for active participants2018-12-31102,768
Total participant count2018-12-312,119
Total funding target for all participants2018-12-3155,962,806
Balance at beginning of prior year after applicable adjustments2018-12-3123,372,873
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31960,000
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-31431,430
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-3122,941,443
Amount remaining of prefunding balance2018-12-31960,000
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-3126,678,604
Balance of prefunding at beginning of current year2018-12-311,116,384
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31389,958
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-310
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-012,119
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
2017: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2017 401k membership
Market value of plan assets2017-12-3179,384,422
Acturial value of plan assets2017-12-3179,384,422
Funding target for retired participants and beneficiaries receiving payment2017-12-3147,969,730
Number of terminated vested participants2017-12-31588
Fundng target for terminated vested participants2017-12-3110,128,795
Active participant vested funding target2017-12-31152,723
Number of active participants2017-12-316
Total funding liabilities for active participants2017-12-31188,703
Total participant count2017-12-312,274
Total funding target for all participants2017-12-3158,287,228
Balance at beginning of prior year after applicable adjustments2017-12-3121,825,473
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31880,572
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-31386,404
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-3121,439,069
Amount remaining of prefunding balance2017-12-31880,572
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-3123,372,873
Balance of prefunding at beginning of current year2017-12-31960,000
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31431,430
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31431,430
Carryover balance elected to use to offset funding requirement2017-12-31431,430
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-012,274
Total number of active participants reported on line 7a of the Form 55002017-01-015
Number of retired or separated participants receiving benefits2017-01-011,360
Number of other retired or separated participants entitled to future benefits2017-01-01497
Total of all active and inactive participants2017-01-011,862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01257
Total participants2017-01-012,119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010

Financial Data on JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN

Measure Date Value
2018 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$75,342,575
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$18,560
Total income from all sources (including contributions)2018-12-31$-3,506,902
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,196,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,788,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$0
Value of total assets at beginning of year2018-12-31$85,064,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$408,442
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$251,636
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$156,806
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$18,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,703,763
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$85,046,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$85,064,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,788,419
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI LLP
Accountancy firm EIN2018-12-31390758449
2017 : JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$18,560
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$44,057
Total income from all sources (including contributions)2017-12-31$12,356,495
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,694,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,304,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$85,064,898
Value of total assets at beginning of year2017-12-31$79,428,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$389,958
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$233,052
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$156,906
Liabilities. Value of operating payables at end of year2017-12-31$18,560
Liabilities. Value of operating payables at beginning of year2017-12-31$44,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,661,916
Value of net assets at end of year (total assets less liabilities)2017-12-31$85,046,338
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$79,384,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in master investment trust accounts at end of year2017-12-31$85,064,898
Value of interest in master investment trust accounts at beginning of year2017-12-31$79,428,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,304,621
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449

Form 5500 Responses for JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN

2018: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JOHNSON CONTROLS PRODUCTION EMPLOYEES PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes

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