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JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 401k Plan overview

Plan NameJOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES
Plan identification number 025

JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.

Company Name:JOHNSON CONTROLS, INC.
Employer identification number (EIN):390380010
NAIC Classification:336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0252017-01-01KAARE A LEIN
0252016-01-01KAARE A LEIN KAARE A LEIN2017-06-28
0252015-01-01KAARE A LEIN KAARE A LEIN2016-09-19
0252014-01-01SHERRY WEINBERG SHERRY WEINBERG2015-07-16
0252013-01-01SHERRY WEINBERG SHERRY2014-07-28
0252012-01-01SHERRY WEINBERG SHERRY WEINBERG2013-07-30
0252011-01-01SHERRY WEINBERG SHERRY WEINBERG2012-07-26
0252010-01-01SHERRY WEINBERG SHERRY WEINBERG2011-10-12
0252009-01-01SHERRY WEINBERG SHERRY WEINBERG2010-08-22

Plan Statistics for JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES

401k plan membership statisitcs for JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES

Measure Date Value
2017: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2017 401k membership
Total participants, beginning-of-year2017-01-012,858
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0144
2016: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2016 401k membership
Total participants, beginning-of-year2016-01-013,753
Total number of active participants reported on line 7a of the Form 55002016-01-011,005
Number of retired or separated participants receiving benefits2016-01-0125
Number of other retired or separated participants entitled to future benefits2016-01-011,811
Total of all active and inactive participants2016-01-012,841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0117
Total participants2016-01-012,858
Number of participants with account balances2016-01-012,319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0141
2015: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2015 401k membership
Total participants, beginning-of-year2015-01-015,264
Total number of active participants reported on line 7a of the Form 55002015-01-01969
Number of retired or separated participants receiving benefits2015-01-0118
Number of other retired or separated participants entitled to future benefits2015-01-012,749
Total of all active and inactive participants2015-01-013,736
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0117
Total participants2015-01-013,753
Number of participants with account balances2015-01-013,209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01736
2014: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-01-015,520
Total number of active participants reported on line 7a of the Form 55002014-01-013,826
Number of retired or separated participants receiving benefits2014-01-0116
Number of other retired or separated participants entitled to future benefits2014-01-011,408
Total of all active and inactive participants2014-01-015,250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0114
Total participants2014-01-015,264
Number of participants with account balances2014-01-013,801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01185
2013: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-01-016,624
Total number of active participants reported on line 7a of the Form 55002013-01-014,009
Number of retired or separated participants receiving benefits2013-01-0117
Number of other retired or separated participants entitled to future benefits2013-01-011,480
Total of all active and inactive participants2013-01-015,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0114
Total participants2013-01-015,520
Number of participants with account balances2013-01-013,949
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01215
2012: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-016,732
Total number of active participants reported on line 7a of the Form 55002012-01-015,412
Number of retired or separated participants receiving benefits2012-01-0122
Number of other retired or separated participants entitled to future benefits2012-01-011,177
Total of all active and inactive participants2012-01-016,611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0113
Total participants2012-01-016,624
Number of participants with account balances2012-01-013,995
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01143
2011: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-016,468
Total number of active participants reported on line 7a of the Form 55002011-01-015,485
Number of retired or separated participants receiving benefits2011-01-0137
Number of other retired or separated participants entitled to future benefits2011-01-011,197
Total of all active and inactive participants2011-01-016,719
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0113
Total participants2011-01-016,732
Number of participants with account balances2011-01-014,091
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01192
2010: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2010 401k membership
Total participants, beginning-of-year2010-01-0113,217
Total number of active participants reported on line 7a of the Form 55002010-01-015,298
Number of retired or separated participants receiving benefits2010-01-0136
Number of other retired or separated participants entitled to future benefits2010-01-011,120
Total of all active and inactive participants2010-01-016,454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0114
Total participants2010-01-016,468
Number of participants with account balances2010-01-013,881
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0178
2009: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-01-016,511
Total number of active participants reported on line 7a of the Form 55002009-01-0112,495
Number of retired or separated participants receiving benefits2009-01-0125
Number of other retired or separated participants entitled to future benefits2009-01-01697
Total of all active and inactive participants2009-01-0113,217
Total participants2009-01-0113,217
Number of participants with account balances2009-01-013,568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES

Measure Date Value
2017 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$136,233,691
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$19,083,236
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$25,665,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$25,483,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,730,776
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$142,816,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$182,080
Total interest from all sources2017-12-31$29,533
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$28,236
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,738,827
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$1,161,025
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$33,485
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$244,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-6,582,622
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$142,816,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$69,137
Interest on participant loans2017-12-31$29,533
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$141,604,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$747,763
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$17,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$25,483,778
Contract administrator fees2017-12-31$84,707
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$7,987,964
Total unrealized appreciation/depreciation of assets2016-12-31$7,987,964
Total transfer of assets from this plan2016-12-31$710,753
Total income from all sources (including contributions)2016-12-31$15,280,206
Total of all expenses incurred2016-12-31$46,935,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$46,688,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,717,836
Value of total assets at end of year2016-12-31$142,816,313
Value of total assets at beginning of year2016-12-31$175,182,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$247,235
Total interest from all sources2016-12-31$52,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,941,402
Participant contributions at end of year2016-12-31$1,161,025
Participant contributions at beginning of year2016-12-31$2,244,657
Participant contributions at end of year2016-12-31$33,485
Participant contributions at beginning of year2016-12-31$22,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-31,655,177
Value of net assets at end of year (total assets less liabilities)2016-12-31$142,816,313
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$175,182,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$247,235
Interest on participant loans2016-12-31$52,000
Value of interest in master investment trust accounts at end of year2016-12-31$141,604,701
Value of interest in master investment trust accounts at beginning of year2016-12-31$172,884,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$776,434
Employer contributions (assets) at end of year2016-12-31$17,102
Employer contributions (assets) at beginning of year2016-12-31$30,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$46,688,148
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN2016-12-31391658905
2015 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-9,144,565
Total unrealized appreciation/depreciation of assets2015-12-31$-9,144,565
Total transfer of assets to this plan2015-12-31$559,858
Total transfer of assets from this plan2015-12-31$1,820,753
Total income from all sources (including contributions)2015-12-31$8,051,770
Total of all expenses incurred2015-12-31$69,645,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$69,319,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$14,266,706
Value of total assets at end of year2015-12-31$175,182,243
Value of total assets at beginning of year2015-12-31$238,036,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$325,903
Total interest from all sources2015-12-31$143,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$10,697,765
Participant contributions at end of year2015-12-31$2,244,657
Participant contributions at beginning of year2015-12-31$5,241,970
Participant contributions at end of year2015-12-31$22,695
Participant contributions at beginning of year2015-12-31$291,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-61,593,838
Value of net assets at end of year (total assets less liabilities)2015-12-31$175,182,243
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$238,036,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$325,903
Interest on participant loans2015-12-31$143,418
Value of interest in master investment trust accounts at end of year2015-12-31$172,884,035
Value of interest in master investment trust accounts at beginning of year2015-12-31$232,331,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,568,941
Employer contributions (assets) at end of year2015-12-31$30,856
Employer contributions (assets) at beginning of year2015-12-31$171,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$69,319,705
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN2015-12-31391658905
2014 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$5,996,271
Total unrealized appreciation/depreciation of assets2014-12-31$5,996,271
Total transfer of assets to this plan2014-12-31$1,184,481
Total transfer of assets from this plan2014-12-31$1,753,304
Total income from all sources (including contributions)2014-12-31$30,621,343
Total of all expenses incurred2014-12-31$28,731,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$28,351,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$20,538,711
Value of total assets at end of year2014-12-31$238,036,976
Value of total assets at beginning of year2014-12-31$236,716,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$379,735
Total interest from all sources2014-12-31$172,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$15,241,249
Participant contributions at end of year2014-12-31$5,241,970
Participant contributions at beginning of year2014-12-31$5,590,099
Participant contributions at end of year2014-12-31$291,848
Participant contributions at beginning of year2014-12-31$264,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,889,706
Value of net assets at end of year (total assets less liabilities)2014-12-31$238,036,976
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$236,716,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$379,735
Interest on participant loans2014-12-31$172,111
Value of interest in master investment trust accounts at end of year2014-12-31$232,331,777
Value of interest in master investment trust accounts at beginning of year2014-12-31$230,732,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,297,462
Employer contributions (assets) at end of year2014-12-31$171,381
Employer contributions (assets) at beginning of year2014-12-31$129,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$28,351,902
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN2014-12-31391658905
2013 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$45,227,670
Total unrealized appreciation/depreciation of assets2013-12-31$45,227,670
Total transfer of assets to this plan2013-12-31$531,711
Total transfer of assets from this plan2013-12-31$2,016,882
Total income from all sources (including contributions)2013-12-31$69,898,179
Total of all expenses incurred2013-12-31$27,028,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$26,638,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$21,788,633
Value of total assets at end of year2013-12-31$236,716,093
Value of total assets at beginning of year2013-12-31$195,332,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$390,286
Total interest from all sources2013-12-31$175,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$16,085,082
Participant contributions at end of year2013-12-31$5,590,099
Participant contributions at beginning of year2013-12-31$5,402,554
Participant contributions at end of year2013-12-31$264,104
Participant contributions at beginning of year2013-12-31$240,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$42,869,190
Value of net assets at end of year (total assets less liabilities)2013-12-31$236,716,093
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$195,332,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$390,286
Interest on participant loans2013-12-31$175,523
Value of interest in master investment trust accounts at end of year2013-12-31$230,732,181
Value of interest in master investment trust accounts at beginning of year2013-12-31$189,590,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,703,551
Employer contributions (assets) at end of year2013-12-31$129,709
Employer contributions (assets) at beginning of year2013-12-31$99,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$26,638,703
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN2013-12-31391658905
2012 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$12,543,518
Total unrealized appreciation/depreciation of assets2012-12-31$12,543,518
Total transfer of assets to this plan2012-12-31$3,375,068
Total transfer of assets from this plan2012-12-31$6,135,013
Total income from all sources (including contributions)2012-12-31$37,486,970
Total of all expenses incurred2012-12-31$17,218,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$16,834,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$22,242,285
Value of total assets at end of year2012-12-31$195,332,074
Value of total assets at beginning of year2012-12-31$177,823,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$383,245
Total interest from all sources2012-12-31$171,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$16,684,780
Participant contributions at end of year2012-12-31$5,402,554
Participant contributions at beginning of year2012-12-31$5,057,224
Participant contributions at end of year2012-12-31$240,296
Participant contributions at beginning of year2012-12-31$199,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$20,268,931
Value of net assets at end of year (total assets less liabilities)2012-12-31$195,332,074
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$177,823,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$383,245
Interest on participant loans2012-12-31$171,295
Value of interest in master investment trust accounts at end of year2012-12-31$189,590,116
Value of interest in master investment trust accounts at beginning of year2012-12-31$172,483,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,557,505
Employer contributions (assets) at end of year2012-12-31$99,108
Employer contributions (assets) at beginning of year2012-12-31$82,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$16,834,794
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31COLEMAN & WILLIAMS, LTD
Accountancy firm EIN2012-12-31391658905
2011 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$2,092,669
Total unrealized appreciation/depreciation of assets2011-12-31$2,092,669
Total transfer of assets to this plan2011-12-31$4,294,662
Total transfer of assets from this plan2011-12-31$3,020,155
Total income from all sources (including contributions)2011-12-31$13,655,213
Total of all expenses incurred2011-12-31$20,036,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$19,671,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$21,968,447
Value of total assets at end of year2011-12-31$177,823,088
Value of total assets at beginning of year2011-12-31$182,929,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$364,806
Total interest from all sources2011-12-31$177,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$16,514,332
Participant contributions at end of year2011-12-31$5,057,224
Participant contributions at beginning of year2011-12-31$5,095,939
Participant contributions at end of year2011-12-31$199,343
Participant contributions at beginning of year2011-12-31$184,515
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-6,381,291
Value of net assets at end of year (total assets less liabilities)2011-12-31$177,823,088
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$182,929,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$364,806
Interest on participant loans2011-12-31$177,269
Value of interest in master investment trust accounts at end of year2011-12-31$172,483,806
Value of interest in master investment trust accounts at beginning of year2011-12-31$177,576,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$5,454,115
Employer contributions (assets) at end of year2011-12-31$82,715
Employer contributions (assets) at beginning of year2011-12-31$72,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$19,671,698
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31COLEMAN & WILLIAMS, LTD
Accountancy firm EIN2011-12-31391658905
2010 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$26,295,298
Total unrealized appreciation/depreciation of assets2010-12-31$26,295,298
Total transfer of assets to this plan2010-12-31$161,240
Total transfer of assets from this plan2010-12-31$2,018,309
Total income from all sources (including contributions)2010-12-31$47,556,489
Total of all expenses incurred2010-12-31$14,631,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$14,339,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$18,493,500
Value of total assets at end of year2010-12-31$182,929,872
Value of total assets at beginning of year2010-12-31$151,862,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$292,684
Total interest from all sources2010-12-31$199,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$13,814,867
Participant contributions at end of year2010-12-31$5,095,939
Participant contributions at beginning of year2010-12-31$4,392,417
Participant contributions at end of year2010-12-31$184,515
Participant contributions at beginning of year2010-12-31$131,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$32,924,704
Value of net assets at end of year (total assets less liabilities)2010-12-31$182,929,872
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$151,862,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$292,684
Interest on participant loans2010-12-31$199,806
Value of interest in master investment trust accounts at end of year2010-12-31$177,576,618
Value of interest in master investment trust accounts at beginning of year2010-12-31$147,283,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,678,633
Employer contributions (assets) at end of year2010-12-31$72,800
Employer contributions (assets) at beginning of year2010-12-31$55,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$14,339,101
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31COLEMAN & WILLIAMS, LTD
Accountancy firm EIN2010-12-31391658905

Form 5500 Responses for JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES

2017: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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