JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES
401k plan membership statisitcs for JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES
Measure | Date | Value |
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2017 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $136,233,691 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $19,083,236 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $25,665,858 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $25,483,778 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,730,776 |
Value of total assets at end of year | 2017-12-31 | $0 |
Value of total assets at beginning of year | 2017-12-31 | $142,816,313 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $182,080 |
Total interest from all sources | 2017-12-31 | $29,533 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Administrative expenses professional fees incurred | 2017-12-31 | $28,236 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,738,827 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $1,161,025 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $33,485 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $244,186 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $-6,582,622 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $142,816,313 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $69,137 |
Interest on participant loans | 2017-12-31 | $29,533 |
Value of interest in master investment trust accounts at end of year | 2017-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $141,604,701 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $747,763 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $17,102 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $25,483,778 |
Contract administrator fees | 2017-12-31 | $84,707 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | WIPFLI LLP |
Accountancy firm EIN | 2017-12-31 | 390758449 |
2016 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2016 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $7,987,964 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $7,987,964 |
Total transfer of assets from this plan | 2016-12-31 | $710,753 |
Total income from all sources (including contributions) | 2016-12-31 | $15,280,206 |
Total of all expenses incurred | 2016-12-31 | $46,935,383 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $46,688,148 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,717,836 |
Value of total assets at end of year | 2016-12-31 | $142,816,313 |
Value of total assets at beginning of year | 2016-12-31 | $175,182,243 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $247,235 |
Total interest from all sources | 2016-12-31 | $52,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,941,402 |
Participant contributions at end of year | 2016-12-31 | $1,161,025 |
Participant contributions at beginning of year | 2016-12-31 | $2,244,657 |
Participant contributions at end of year | 2016-12-31 | $33,485 |
Participant contributions at beginning of year | 2016-12-31 | $22,695 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-31,655,177 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $142,816,313 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $175,182,243 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $247,235 |
Interest on participant loans | 2016-12-31 | $52,000 |
Value of interest in master investment trust accounts at end of year | 2016-12-31 | $141,604,701 |
Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $172,884,035 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $776,434 |
Employer contributions (assets) at end of year | 2016-12-31 | $17,102 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $30,856 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $46,688,148 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | COLEMAN & WILLIAMS, LTD. |
Accountancy firm EIN | 2016-12-31 | 391658905 |
2015 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2015 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-9,144,565 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-9,144,565 |
Total transfer of assets to this plan | 2015-12-31 | $559,858 |
Total transfer of assets from this plan | 2015-12-31 | $1,820,753 |
Total income from all sources (including contributions) | 2015-12-31 | $8,051,770 |
Total of all expenses incurred | 2015-12-31 | $69,645,608 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $69,319,705 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $14,266,706 |
Value of total assets at end of year | 2015-12-31 | $175,182,243 |
Value of total assets at beginning of year | 2015-12-31 | $238,036,976 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $325,903 |
Total interest from all sources | 2015-12-31 | $143,418 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $10,697,765 |
Participant contributions at end of year | 2015-12-31 | $2,244,657 |
Participant contributions at beginning of year | 2015-12-31 | $5,241,970 |
Participant contributions at end of year | 2015-12-31 | $22,695 |
Participant contributions at beginning of year | 2015-12-31 | $291,848 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-61,593,838 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $175,182,243 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $238,036,976 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $325,903 |
Interest on participant loans | 2015-12-31 | $143,418 |
Value of interest in master investment trust accounts at end of year | 2015-12-31 | $172,884,035 |
Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $232,331,777 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $3,568,941 |
Employer contributions (assets) at end of year | 2015-12-31 | $30,856 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $171,381 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $69,319,705 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | COLEMAN AND WILLIAMS, LTD. |
Accountancy firm EIN | 2015-12-31 | 391658905 |
2014 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2014 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $5,996,271 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $5,996,271 |
Total transfer of assets to this plan | 2014-12-31 | $1,184,481 |
Total transfer of assets from this plan | 2014-12-31 | $1,753,304 |
Total income from all sources (including contributions) | 2014-12-31 | $30,621,343 |
Total of all expenses incurred | 2014-12-31 | $28,731,637 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $28,351,902 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $20,538,711 |
Value of total assets at end of year | 2014-12-31 | $238,036,976 |
Value of total assets at beginning of year | 2014-12-31 | $236,716,093 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $379,735 |
Total interest from all sources | 2014-12-31 | $172,111 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $15,241,249 |
Participant contributions at end of year | 2014-12-31 | $5,241,970 |
Participant contributions at beginning of year | 2014-12-31 | $5,590,099 |
Participant contributions at end of year | 2014-12-31 | $291,848 |
Participant contributions at beginning of year | 2014-12-31 | $264,104 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,889,706 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $238,036,976 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $236,716,093 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $379,735 |
Interest on participant loans | 2014-12-31 | $172,111 |
Value of interest in master investment trust accounts at end of year | 2014-12-31 | $232,331,777 |
Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $230,732,181 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $5,297,462 |
Employer contributions (assets) at end of year | 2014-12-31 | $171,381 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $129,709 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $28,351,902 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | COLEMAN AND WILLIAMS, LTD. |
Accountancy firm EIN | 2014-12-31 | 391658905 |
2013 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2013 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $45,227,670 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $45,227,670 |
Total transfer of assets to this plan | 2013-12-31 | $531,711 |
Total transfer of assets from this plan | 2013-12-31 | $2,016,882 |
Total income from all sources (including contributions) | 2013-12-31 | $69,898,179 |
Total of all expenses incurred | 2013-12-31 | $27,028,989 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $26,638,703 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $21,788,633 |
Value of total assets at end of year | 2013-12-31 | $236,716,093 |
Value of total assets at beginning of year | 2013-12-31 | $195,332,074 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $390,286 |
Total interest from all sources | 2013-12-31 | $175,523 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $16,085,082 |
Participant contributions at end of year | 2013-12-31 | $5,590,099 |
Participant contributions at beginning of year | 2013-12-31 | $5,402,554 |
Participant contributions at end of year | 2013-12-31 | $264,104 |
Participant contributions at beginning of year | 2013-12-31 | $240,296 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $42,869,190 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $236,716,093 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $195,332,074 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $390,286 |
Interest on participant loans | 2013-12-31 | $175,523 |
Value of interest in master investment trust accounts at end of year | 2013-12-31 | $230,732,181 |
Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $189,590,116 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $5,703,551 |
Employer contributions (assets) at end of year | 2013-12-31 | $129,709 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $99,108 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $26,638,703 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | COLEMAN & WILLIAMS, LTD. |
Accountancy firm EIN | 2013-12-31 | 391658905 |
2012 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2012 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $12,543,518 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $12,543,518 |
Total transfer of assets to this plan | 2012-12-31 | $3,375,068 |
Total transfer of assets from this plan | 2012-12-31 | $6,135,013 |
Total income from all sources (including contributions) | 2012-12-31 | $37,486,970 |
Total of all expenses incurred | 2012-12-31 | $17,218,039 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $16,834,794 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $22,242,285 |
Value of total assets at end of year | 2012-12-31 | $195,332,074 |
Value of total assets at beginning of year | 2012-12-31 | $177,823,088 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $383,245 |
Total interest from all sources | 2012-12-31 | $171,295 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $16,684,780 |
Participant contributions at end of year | 2012-12-31 | $5,402,554 |
Participant contributions at beginning of year | 2012-12-31 | $5,057,224 |
Participant contributions at end of year | 2012-12-31 | $240,296 |
Participant contributions at beginning of year | 2012-12-31 | $199,343 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $20,268,931 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $195,332,074 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $177,823,088 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $383,245 |
Interest on participant loans | 2012-12-31 | $171,295 |
Value of interest in master investment trust accounts at end of year | 2012-12-31 | $189,590,116 |
Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $172,483,806 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $5,557,505 |
Employer contributions (assets) at end of year | 2012-12-31 | $99,108 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $82,715 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $16,834,794 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | COLEMAN & WILLIAMS, LTD |
Accountancy firm EIN | 2012-12-31 | 391658905 |
2011 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2011 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $2,092,669 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $2,092,669 |
Total transfer of assets to this plan | 2011-12-31 | $4,294,662 |
Total transfer of assets from this plan | 2011-12-31 | $3,020,155 |
Total income from all sources (including contributions) | 2011-12-31 | $13,655,213 |
Total of all expenses incurred | 2011-12-31 | $20,036,504 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $19,671,698 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $21,968,447 |
Value of total assets at end of year | 2011-12-31 | $177,823,088 |
Value of total assets at beginning of year | 2011-12-31 | $182,929,872 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $364,806 |
Total interest from all sources | 2011-12-31 | $177,269 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $16,514,332 |
Participant contributions at end of year | 2011-12-31 | $5,057,224 |
Participant contributions at beginning of year | 2011-12-31 | $5,095,939 |
Participant contributions at end of year | 2011-12-31 | $199,343 |
Participant contributions at beginning of year | 2011-12-31 | $184,515 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-6,381,291 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $177,823,088 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $182,929,872 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $364,806 |
Interest on participant loans | 2011-12-31 | $177,269 |
Value of interest in master investment trust accounts at end of year | 2011-12-31 | $172,483,806 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $177,576,618 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $5,454,115 |
Employer contributions (assets) at end of year | 2011-12-31 | $82,715 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $72,800 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $19,671,698 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | COLEMAN & WILLIAMS, LTD |
Accountancy firm EIN | 2011-12-31 | 391658905 |
2010 : JOHNSON CONTROLS BUILDING EFFICIENCY RETIREMENT SAVINGS PLAN/ACCOUNT LEVEL EMPLOYEES 2010 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $26,295,298 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $26,295,298 |
Total transfer of assets to this plan | 2010-12-31 | $161,240 |
Total transfer of assets from this plan | 2010-12-31 | $2,018,309 |
Total income from all sources (including contributions) | 2010-12-31 | $47,556,489 |
Total of all expenses incurred | 2010-12-31 | $14,631,785 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $14,339,101 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $18,493,500 |
Value of total assets at end of year | 2010-12-31 | $182,929,872 |
Value of total assets at beginning of year | 2010-12-31 | $151,862,237 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $292,684 |
Total interest from all sources | 2010-12-31 | $199,806 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $13,814,867 |
Participant contributions at end of year | 2010-12-31 | $5,095,939 |
Participant contributions at beginning of year | 2010-12-31 | $4,392,417 |
Participant contributions at end of year | 2010-12-31 | $184,515 |
Participant contributions at beginning of year | 2010-12-31 | $131,307 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $32,924,704 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $182,929,872 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $151,862,237 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $292,684 |
Interest on participant loans | 2010-12-31 | $199,806 |
Value of interest in master investment trust accounts at end of year | 2010-12-31 | $177,576,618 |
Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $147,283,350 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $4,678,633 |
Employer contributions (assets) at end of year | 2010-12-31 | $72,800 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $55,163 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $14,339,101 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | COLEMAN & WILLIAMS, LTD |
Accountancy firm EIN | 2010-12-31 | 391658905 |