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JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan NameJOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN
Plan identification number 026

JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.

Company Name:JOHNSON CONTROLS, INC.
Employer identification number (EIN):390380010

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0262022-01-01
0262021-01-01
0262020-01-01
0262019-01-01
0262018-01-01KAARE A LEIN
0262017-12-31KAARE A LEIN2018-06-30

Plan Statistics for JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN

Measure Date Value
2022: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0145,219
Total number of active participants reported on line 7a of the Form 55002022-01-0128,904
Number of retired or separated participants receiving benefits2022-01-01502
Number of other retired or separated participants entitled to future benefits2022-01-0115,723
Total of all active and inactive participants2022-01-0145,129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01299
Total participants2022-01-0145,428
Number of participants with account balances2022-01-0143,633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011,799
2021: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0143,915
Total number of active participants reported on line 7a of the Form 55002021-01-0128,701
Number of retired or separated participants receiving benefits2021-01-01480
Number of other retired or separated participants entitled to future benefits2021-01-0115,787
Total of all active and inactive participants2021-01-0144,968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01251
Total participants2021-01-0145,219
Number of participants with account balances2021-01-0143,293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011,790
2020: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0146,972
Total number of active participants reported on line 7a of the Form 55002020-01-0128,151
Number of retired or separated participants receiving benefits2020-01-01179
Number of other retired or separated participants entitled to future benefits2020-01-0115,345
Total of all active and inactive participants2020-01-0143,675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01240
Total participants2020-01-0143,915
Number of participants with account balances2020-01-0142,346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011,564
2019: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0149,105
Total number of active participants reported on line 7a of the Form 55002019-01-0131,277
Number of retired or separated participants receiving benefits2019-01-01495
Number of other retired or separated participants entitled to future benefits2019-01-0115,021
Total of all active and inactive participants2019-01-0146,793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01179
Total participants2019-01-0146,972
Number of participants with account balances2019-01-0145,060
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011,731
2018: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0163,080
Total number of active participants reported on line 7a of the Form 55002018-01-0133,688
Number of retired or separated participants receiving benefits2018-01-01449
Number of other retired or separated participants entitled to future benefits2018-01-0114,810
Total of all active and inactive participants2018-01-0148,947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01158
Total participants2018-01-0149,105
Number of participants with account balances2018-01-0146,402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01787

Financial Data on JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN

Measure Date Value
2023 : JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets from this plan2023-12-31$24,070
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$1,270,387,092
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$659,066,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$655,587,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$423,223,838
Value of total assets at end of year2023-12-31$6,160,116,767
Value of total assets at beginning of year2023-12-31$5,548,820,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$3,479,688
Total interest from all sources2023-12-31$3,445,999
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$254,326,198
Participant contributions at end of year2023-12-31$72,331,061
Participant contributions at beginning of year2023-12-31$68,259,516
Administrative expenses (other) incurred2023-12-31$162,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$611,320,330
Value of net assets at end of year (total assets less liabilities)2023-12-31$6,160,116,767
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$5,548,820,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$1,793,921
Income. Interest from loans (other than to participants)2023-12-31$3,445,999
Value of interest in master investment trust accounts at end of year2023-12-31$5,918,928,485
Value of interest in master investment trust accounts at beginning of year2023-12-31$5,311,704,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$168,897,640
Employer contributions (assets) at end of year2023-12-31$168,857,221
Employer contributions (assets) at beginning of year2023-12-31$168,856,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$655,587,074
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31WIPFLI LLP
Accountancy firm EIN2023-12-31390758449
2022 : JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$1,199,954
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-647,603,628
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$580,817,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$576,600,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$417,007,271
Value of total assets at end of year2022-12-31$5,548,820,507
Value of total assets at beginning of year2022-12-31$6,776,041,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,217,185
Total interest from all sources2022-12-31$2,720,528
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$248,149,924
Participant contributions at end of year2022-12-31$68,259,516
Participant contributions at beginning of year2022-12-31$70,686,221
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,228,421,226
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,548,820,507
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,776,041,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Income. Interest from loans (other than to participants)2022-12-31$2,720,528
Value of interest in master investment trust accounts at end of year2022-12-31$5,311,704,411
Value of interest in master investment trust accounts at beginning of year2022-12-31$6,599,437,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$168,857,347
Employer contributions (assets) at end of year2022-12-31$168,856,580
Employer contributions (assets) at beginning of year2022-12-31$105,918,497
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$576,600,413
Contract administrator fees2022-12-31$4,217,185
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$8,792,157
Total transfer of assets from this plan2021-12-31$110,432
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,357,907,184
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$665,346,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$661,162,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$340,341,732
Value of total assets at end of year2021-12-31$6,776,041,779
Value of total assets at beginning of year2021-12-31$6,074,798,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$4,183,654
Total interest from all sources2021-12-31$3,429,415
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$234,414,571
Participant contributions at end of year2021-12-31$70,686,221
Participant contributions at beginning of year2021-12-31$79,363,213
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$541,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$692,561,113
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,776,041,779
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,074,798,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Income. Interest from loans (other than to participants)2021-12-31$3,429,415
Value of interest in master investment trust accounts at end of year2021-12-31$6,599,437,061
Value of interest in master investment trust accounts at beginning of year2021-12-31$5,943,051,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$105,927,161
Employer contributions (assets) at end of year2021-12-31$105,918,497
Employer contributions (assets) at beginning of year2021-12-31$51,842,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$661,162,417
Contract administrator fees2021-12-31$4,183,654
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI LLP
Accountancy firm EIN2021-12-31390758449
2020 : JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$308,947
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,012,881,425
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$752,911,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$748,367,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$253,050,760
Value of total assets at end of year2020-12-31$6,074,798,941
Value of total assets at beginning of year2020-12-31$5,814,520,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,544,038
Total interest from all sources2020-12-31$3,886,973
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$201,199,057
Participant contributions at end of year2020-12-31$79,363,213
Participant contributions at beginning of year2020-12-31$92,712,369
Participant contributions at end of year2020-12-31$541,764
Participant contributions at beginning of year2020-12-31$7,541,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$259,969,729
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,074,798,941
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,814,520,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Income. Interest from loans (other than to participants)2020-12-31$3,886,973
Value of interest in master investment trust accounts at end of year2020-12-31$5,943,051,699
Value of interest in master investment trust accounts at beginning of year2020-12-31$5,551,709,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$51,851,703
Employer contributions (assets) at end of year2020-12-31$51,842,265
Employer contributions (assets) at beginning of year2020-12-31$162,557,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$748,367,658
Contract administrator fees2020-12-31$4,544,038
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WIPFLI LLP
Accountancy firm EIN2020-12-31390758449
2019 : JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$132,340,457
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,482,755,823
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$600,897,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$596,937,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$384,676,390
Value of total assets at end of year2019-12-31$5,814,520,265
Value of total assets at beginning of year2019-12-31$5,065,002,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,959,523
Total interest from all sources2019-12-31$4,062,185
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$221,847,673
Participant contributions at end of year2019-12-31$92,712,369
Participant contributions at beginning of year2019-12-31$98,353,297
Participant contributions at end of year2019-12-31$7,541,127
Participant contributions at beginning of year2019-12-31$2,273,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$881,858,302
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,814,520,265
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,065,002,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Income. Interest from loans (other than to participants)2019-12-31$4,062,185
Value of interest in master investment trust accounts at end of year2019-12-31$5,551,709,374
Value of interest in master investment trust accounts at beginning of year2019-12-31$4,792,092,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$162,828,717
Employer contributions (assets) at end of year2019-12-31$162,557,395
Employer contributions (assets) at beginning of year2019-12-31$172,282,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$596,937,998
Contract administrator fees2019-12-31$3,959,523
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm EIN2019-12-31390758449
2018 : JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$114,258
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$63,719,264
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$503,906,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$499,944,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$395,159,029
Value of total assets at end of year2018-12-31$5,065,002,420
Value of total assets at beginning of year2018-12-31$5,505,303,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,961,669
Total interest from all sources2018-12-31$3,770,796
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$3,961,669
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$222,938,069
Participant contributions at end of year2018-12-31$98,353,297
Participant contributions at beginning of year2018-12-31$101,801,154
Participant contributions at end of year2018-12-31$2,273,944
Participant contributions at beginning of year2018-12-31$405,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-440,187,115
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,065,002,420
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,505,303,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest on participant loans2018-12-31$3,770,796
Value of interest in master investment trust accounts at end of year2018-12-31$4,792,092,355
Value of interest in master investment trust accounts at beginning of year2018-12-31$5,296,203,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$172,220,960
Employer contributions (assets) at end of year2018-12-31$172,282,824
Employer contributions (assets) at beginning of year2018-12-31$106,894,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$499,944,710
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31WIPFLI LLP
Accountancy firm EIN2018-12-31390758449

Form 5500 Responses for JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN

2022: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes

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