401k Plan data: JOHNSON CONTROLS PENSION PLAN plan

JOHNSON CONTROLS PENSION PLAN 401k Plan overview

Plan Name	JOHNSON CONTROLS PENSION PLAN
Plan identification number	027

JOHNSON CONTROLS PENSION PLAN Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.

Company Name: JOHNSON CONTROLS, INC.

Employer identification number (EIN): 390380010

NAIC Classification: 336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
027 2022-01-01
027 2021-01-01
027 2020-01-01
027 2019-01-01

Plan Statistics for JOHNSON CONTROLS PENSION PLAN

401k plan membership statisitcs for JOHNSON CONTROLS PENSION PLAN

Measure Date Value
2022: JOHNSON CONTROLS PENSION PLAN 2022 401k membership
Market value of plan assets 2022-12-31 2,372,744,256
Acturial value of plan assets 2022-12-31 2,372,744,256
Funding target for retired participants and beneficiaries receiving payment 2022-12-31 741,849,140
Number of terminated vested participants 2022-12-31 9,711
Fundng target for terminated vested participants 2022-12-31 570,598,786
Active participant vested funding target 2022-12-31 417,859,987
Number of active participants 2022-12-31 5,023
Total funding liabilities for active participants 2022-12-31 446,488,767
Total participant count 2022-12-31 26,505
Total funding target for all participants 2022-12-31 1,758,936,693
Balance at beginning of prior year after applicable adjustments 2022-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2022-12-31 248,982,661
Carryover balanced portion elected for use to offset prior years funding requirement 2022-12-31 0
Prefunding balanced used to offset prior years funding requirement 2022-12-31 0
Amount remaining of carryover balance 2022-12-31 0
Amount remaining of prefunding balance 2022-12-31 248,982,661
Present value of excess contributions 2022-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2022-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2022-12-31 0
Reductions in caryover balances due to elections or deemed elections 2022-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2022-12-31 0
Balance of carryovers at beginning of current year 2022-12-31 0
Balance of prefunding at beginning of current year 2022-12-31 267,955,140
Total employer contributions 2022-12-31 0
Total employee contributions 2022-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2022-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2022-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2022-12-31 0
Unpaid minimum required contributions for all prior years 2022-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2022-12-31 0
Remaining amount of unpaid minimum required contributions 2022-12-31 0
Minimum required contributions for current year target normal cost 2022-12-31 6,999,045
Net shortfall amortization installment of oustanding balance 2022-12-31 0
Waiver amortization installment 2022-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2022-12-31 0
Carryover balance elected to use to offset funding requirement 2022-12-31 0
Prefunding balance elected to use to offset funding requirement 2022-12-31 0
Additional cash requirement 2022-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2022-12-31 0
Unpaid minimum required contributions for current year 2022-12-31 0
Unpaid minimum required contributions for all years 2022-12-31 0
Total participants, beginning-of-year 2022-01-01 26,505
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 0
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 0
Number of participants with account balances 2022-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: JOHNSON CONTROLS PENSION PLAN 2021 401k membership
Market value of plan assets 2021-12-31 2,771,173,305
Acturial value of plan assets 2021-12-31 2,771,173,305
Funding target for retired participants and beneficiaries receiving payment 2021-12-31 1,061,452,141
Number of terminated vested participants 2021-12-31 10,260
Fundng target for terminated vested participants 2021-12-31 645,113,111
Active participant vested funding target 2021-12-31 459,435,856
Number of active participants 2021-12-31 5,536
Total funding liabilities for active participants 2021-12-31 492,858,795
Total participant count 2021-12-31 31,714
Total funding target for all participants 2021-12-31 2,199,424,047
Balance at beginning of prior year after applicable adjustments 2021-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2021-12-31 215,774,903
Carryover balanced portion elected for use to offset prior years funding requirement 2021-12-31 0
Prefunding balanced used to offset prior years funding requirement 2021-12-31 0
Amount remaining of carryover balance 2021-12-31 0
Amount remaining of prefunding balance 2021-12-31 215,774,903
Present value of excess contributions 2021-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2021-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2021-12-31 0
Reductions in caryover balances due to elections or deemed elections 2021-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2021-12-31 0
Balance of carryovers at beginning of current year 2021-12-31 0
Balance of prefunding at beginning of current year 2021-12-31 248,982,661
Total employer contributions 2021-12-31 0
Total employee contributions 2021-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2021-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2021-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2021-12-31 0
Unpaid minimum required contributions for all prior years 2021-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2021-12-31 0
Remaining amount of unpaid minimum required contributions 2021-12-31 0
Minimum required contributions for current year target normal cost 2021-12-31 7,549,882
Net shortfall amortization installment of oustanding balance 2021-12-31 0
Waiver amortization installment 2021-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2021-12-31 0
Carryover balance elected to use to offset funding requirement 2021-12-31 0
Prefunding balance elected to use to offset funding requirement 2021-12-31 0
Additional cash requirement 2021-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2021-12-31 0
Unpaid minimum required contributions for current year 2021-12-31 0
Unpaid minimum required contributions for all years 2021-12-31 0
Total participants, beginning-of-year 2021-01-01 31,714
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 5,023
Number of retired or separated participants receiving benefits 2021-01-01 9,607
Number of other retired or separated participants entitled to future benefits 2021-01-01 9,349
Total of all active and inactive participants 2021-01-01 23,979
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2,526
Total participants 2021-01-01 26,505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 7
2020: JOHNSON CONTROLS PENSION PLAN 2020 401k membership
Market value of plan assets 2020-12-31 2,640,648,546
Acturial value of plan assets 2020-12-31 2,640,648,546
Funding target for retired participants and beneficiaries receiving payment 2020-12-31 1,055,824,632
Number of terminated vested participants 2020-12-31 10,431
Fundng target for terminated vested participants 2020-12-31 624,907,495
Active participant vested funding target 2020-12-31 503,348,130
Number of active participants 2020-12-31 6,437
Total funding liabilities for active participants 2020-12-31 533,390,417
Total participant count 2020-12-31 33,157
Total funding target for all participants 2020-12-31 2,214,122,544
Balance at beginning of prior year after applicable adjustments 2020-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2020-12-31 191,996,908
Carryover balanced portion elected for use to offset prior years funding requirement 2020-12-31 0
Prefunding balanced used to offset prior years funding requirement 2020-12-31 13,256,929
Amount remaining of carryover balance 2020-12-31 0
Amount remaining of prefunding balance 2020-12-31 178,739,979
Present value of excess contributions 2020-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2020-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2020-12-31 0
Reductions in caryover balances due to elections or deemed elections 2020-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2020-12-31 0
Balance of carryovers at beginning of current year 2020-12-31 0
Balance of prefunding at beginning of current year 2020-12-31 215,774,903
Total employer contributions 2020-12-31 0
Total employee contributions 2020-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2020-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2020-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2020-12-31 0
Liquidity shortfalls end of Q1 2020-12-31 0
Liquidity shortfalls end of Q2 2020-12-31 0
Liquidity shortfalls end of Q3 2020-12-31 0
Liquidity shortfalls end of Q4 2020-12-31 0
Unpaid minimum required contributions for all prior years 2020-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2020-12-31 0
Remaining amount of unpaid minimum required contributions 2020-12-31 0
Minimum required contributions for current year target normal cost 2020-12-31 7,223,962
Net shortfall amortization installment of oustanding balance 2020-12-31 0
Waiver amortization installment 2020-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2020-12-31 0
Carryover balance elected to use to offset funding requirement 2020-12-31 0
Prefunding balance elected to use to offset funding requirement 2020-12-31 0
Additional cash requirement 2020-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2020-12-31 0
Unpaid minimum required contributions for current year 2020-12-31 0
Unpaid minimum required contributions for all years 2020-12-31 0
Total participants, beginning-of-year 2020-01-01 31,985
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 5,536
Number of retired or separated participants receiving benefits 2020-01-01 13,070
Number of other retired or separated participants entitled to future benefits 2020-01-01 9,906
Total of all active and inactive participants 2020-01-01 28,512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 3,202
Total participants 2020-01-01 31,714
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 24
2019: JOHNSON CONTROLS PENSION PLAN 2019 401k membership
Market value of plan assets 2019-12-31 2,350,373,341
Acturial value of plan assets 2019-12-31 2,350,373,341
Funding target for retired participants and beneficiaries receiving payment 2019-12-31 1,048,070,015
Number of terminated vested participants 2019-12-31 9,913
Fundng target for terminated vested participants 2019-12-31 550,635,462
Active participant vested funding target 2019-12-31 572,196,524
Number of active participants 2019-12-31 6,712
Total funding liabilities for active participants 2019-12-31 610,751,704
Total participant count 2019-12-31 33,020
Total funding target for all participants 2019-12-31 2,209,457,181
Balance at beginning of prior year after applicable adjustments 2019-12-31 29,152,894
Prefunding balance at beginning of prior year after applicable adjustments 2019-12-31 344,406,703
Carryover balanced portion elected for use to offset prior years funding requirement 2019-12-31 0
Prefunding balanced used to offset prior years funding requirement 2019-12-31 433,292
Amount remaining of carryover balance 2019-12-31 29,152,894
Amount remaining of prefunding balance 2019-12-31 343,973,411
Present value of excess contributions 2019-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2019-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2019-12-31 0
Reductions in caryover balances due to elections or deemed elections 2019-12-31 27,904,656
Reductions in prefunding balances due to elections or deemed elections 2019-12-31 137,495,344
Balance of carryovers at beginning of current year 2019-12-31 0
Balance of prefunding at beginning of current year 2019-12-31 191,996,908
Total employer contributions 2019-12-31 0
Total employee contributions 2019-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2019-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2019-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2019-12-31 0
Unpaid minimum required contributions for all prior years 2019-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2019-12-31 0
Remaining amount of unpaid minimum required contributions 2019-12-31 0
Minimum required contributions for current year target normal cost 2019-12-31 4,956,931
Net shortfall amortization installment of oustanding balance 2019-12-31 51,080,748
Waiver amortization installment 2019-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2019-12-31 13,256,929
Carryover balance elected to use to offset funding requirement 2019-12-31 0
Prefunding balance elected to use to offset funding requirement 2019-12-31 13,256,929
Additional cash requirement 2019-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for all years 2019-12-31 0
Total participants, beginning-of-year 2019-01-01 32,841
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 5,752
Number of retired or separated participants receiving benefits 2019-01-01 13,374
Number of other retired or separated participants entitled to future benefits 2019-01-01 9,740
Total of all active and inactive participants 2019-01-01 28,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 3,119
Total participants 2019-01-01 31,985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 3

Measure	Date	Value
2022: JOHNSON CONTROLS PENSION PLAN 2022 401k membership
Market value of plan assets	2022-12-31	2,372,744,256
Acturial value of plan assets	2022-12-31	2,372,744,256
Funding target for retired participants and beneficiaries receiving payment	2022-12-31	741,849,140
Number of terminated vested participants	2022-12-31	9,711
Fundng target for terminated vested participants	2022-12-31	570,598,786
Active participant vested funding target	2022-12-31	417,859,987
Number of active participants	2022-12-31	5,023
Total funding liabilities for active participants	2022-12-31	446,488,767
Total participant count	2022-12-31	26,505
Total funding target for all participants	2022-12-31	1,758,936,693
Balance at beginning of prior year after applicable adjustments	2022-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2022-12-31	248,982,661
Carryover balanced portion elected for use to offset prior years funding requirement	2022-12-31	0
Prefunding balanced used to offset prior years funding requirement	2022-12-31	0
Amount remaining of carryover balance	2022-12-31	0
Amount remaining of prefunding balance	2022-12-31	248,982,661
Present value of excess contributions	2022-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2022-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2022-12-31	0
Reductions in caryover balances due to elections or deemed elections	2022-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2022-12-31	0
Balance of carryovers at beginning of current year	2022-12-31	0
Balance of prefunding at beginning of current year	2022-12-31	267,955,140
Total employer contributions	2022-12-31	0
Total employee contributions	2022-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2022-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2022-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2022-12-31	0
Unpaid minimum required contributions for all prior years	2022-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2022-12-31	0
Remaining amount of unpaid minimum required contributions	2022-12-31	0
Minimum required contributions for current year target normal cost	2022-12-31	6,999,045
Net shortfall amortization installment of oustanding balance	2022-12-31	0
Waiver amortization installment	2022-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2022-12-31	0
Carryover balance elected to use to offset funding requirement	2022-12-31	0
Prefunding balance elected to use to offset funding requirement	2022-12-31	0
Additional cash requirement	2022-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2022-12-31	0
Unpaid minimum required contributions for current year	2022-12-31	0
Unpaid minimum required contributions for all years	2022-12-31	0
Total participants, beginning-of-year	2022-01-01	26,505
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	0
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	0
Number of participants with account balances	2022-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: JOHNSON CONTROLS PENSION PLAN 2021 401k membership
Market value of plan assets	2021-12-31	2,771,173,305
Acturial value of plan assets	2021-12-31	2,771,173,305
Funding target for retired participants and beneficiaries receiving payment	2021-12-31	1,061,452,141
Number of terminated vested participants	2021-12-31	10,260
Fundng target for terminated vested participants	2021-12-31	645,113,111
Active participant vested funding target	2021-12-31	459,435,856
Number of active participants	2021-12-31	5,536
Total funding liabilities for active participants	2021-12-31	492,858,795
Total participant count	2021-12-31	31,714
Total funding target for all participants	2021-12-31	2,199,424,047
Balance at beginning of prior year after applicable adjustments	2021-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2021-12-31	215,774,903
Carryover balanced portion elected for use to offset prior years funding requirement	2021-12-31	0
Prefunding balanced used to offset prior years funding requirement	2021-12-31	0
Amount remaining of carryover balance	2021-12-31	0
Amount remaining of prefunding balance	2021-12-31	215,774,903
Present value of excess contributions	2021-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2021-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2021-12-31	0
Reductions in caryover balances due to elections or deemed elections	2021-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2021-12-31	0
Balance of carryovers at beginning of current year	2021-12-31	0
Balance of prefunding at beginning of current year	2021-12-31	248,982,661
Total employer contributions	2021-12-31	0
Total employee contributions	2021-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2021-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2021-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2021-12-31	0
Unpaid minimum required contributions for all prior years	2021-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2021-12-31	0
Remaining amount of unpaid minimum required contributions	2021-12-31	0
Minimum required contributions for current year target normal cost	2021-12-31	7,549,882
Net shortfall amortization installment of oustanding balance	2021-12-31	0
Waiver amortization installment	2021-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2021-12-31	0
Carryover balance elected to use to offset funding requirement	2021-12-31	0
Prefunding balance elected to use to offset funding requirement	2021-12-31	0
Additional cash requirement	2021-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2021-12-31	0
Unpaid minimum required contributions for current year	2021-12-31	0
Unpaid minimum required contributions for all years	2021-12-31	0
Total participants, beginning-of-year	2021-01-01	31,714
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	5,023
Number of retired or separated participants receiving benefits	2021-01-01	9,607
Number of other retired or separated participants entitled to future benefits	2021-01-01	9,349
Total of all active and inactive participants	2021-01-01	23,979
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2,526
Total participants	2021-01-01	26,505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	7
2020: JOHNSON CONTROLS PENSION PLAN 2020 401k membership
Market value of plan assets	2020-12-31	2,640,648,546
Acturial value of plan assets	2020-12-31	2,640,648,546
Funding target for retired participants and beneficiaries receiving payment	2020-12-31	1,055,824,632
Number of terminated vested participants	2020-12-31	10,431
Fundng target for terminated vested participants	2020-12-31	624,907,495
Active participant vested funding target	2020-12-31	503,348,130
Number of active participants	2020-12-31	6,437
Total funding liabilities for active participants	2020-12-31	533,390,417
Total participant count	2020-12-31	33,157
Total funding target for all participants	2020-12-31	2,214,122,544
Balance at beginning of prior year after applicable adjustments	2020-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2020-12-31	191,996,908
Carryover balanced portion elected for use to offset prior years funding requirement	2020-12-31	0
Prefunding balanced used to offset prior years funding requirement	2020-12-31	13,256,929
Amount remaining of carryover balance	2020-12-31	0
Amount remaining of prefunding balance	2020-12-31	178,739,979
Present value of excess contributions	2020-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2020-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2020-12-31	0
Reductions in caryover balances due to elections or deemed elections	2020-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2020-12-31	0
Balance of carryovers at beginning of current year	2020-12-31	0
Balance of prefunding at beginning of current year	2020-12-31	215,774,903
Total employer contributions	2020-12-31	0
Total employee contributions	2020-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2020-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2020-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2020-12-31	0
Liquidity shortfalls end of Q1	2020-12-31	0
Liquidity shortfalls end of Q2	2020-12-31	0
Liquidity shortfalls end of Q3	2020-12-31	0
Liquidity shortfalls end of Q4	2020-12-31	0
Unpaid minimum required contributions for all prior years	2020-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2020-12-31	0
Remaining amount of unpaid minimum required contributions	2020-12-31	0
Minimum required contributions for current year target normal cost	2020-12-31	7,223,962
Net shortfall amortization installment of oustanding balance	2020-12-31	0
Waiver amortization installment	2020-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2020-12-31	0
Carryover balance elected to use to offset funding requirement	2020-12-31	0
Prefunding balance elected to use to offset funding requirement	2020-12-31	0
Additional cash requirement	2020-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2020-12-31	0
Unpaid minimum required contributions for current year	2020-12-31	0
Unpaid minimum required contributions for all years	2020-12-31	0
Total participants, beginning-of-year	2020-01-01	31,985
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	5,536
Number of retired or separated participants receiving benefits	2020-01-01	13,070
Number of other retired or separated participants entitled to future benefits	2020-01-01	9,906
Total of all active and inactive participants	2020-01-01	28,512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3,202
Total participants	2020-01-01	31,714
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	24
2019: JOHNSON CONTROLS PENSION PLAN 2019 401k membership
Market value of plan assets	2019-12-31	2,350,373,341
Acturial value of plan assets	2019-12-31	2,350,373,341
Funding target for retired participants and beneficiaries receiving payment	2019-12-31	1,048,070,015
Number of terminated vested participants	2019-12-31	9,913
Fundng target for terminated vested participants	2019-12-31	550,635,462
Active participant vested funding target	2019-12-31	572,196,524
Number of active participants	2019-12-31	6,712
Total funding liabilities for active participants	2019-12-31	610,751,704
Total participant count	2019-12-31	33,020
Total funding target for all participants	2019-12-31	2,209,457,181
Balance at beginning of prior year after applicable adjustments	2019-12-31	29,152,894
Prefunding balance at beginning of prior year after applicable adjustments	2019-12-31	344,406,703
Carryover balanced portion elected for use to offset prior years funding requirement	2019-12-31	0
Prefunding balanced used to offset prior years funding requirement	2019-12-31	433,292
Amount remaining of carryover balance	2019-12-31	29,152,894
Amount remaining of prefunding balance	2019-12-31	343,973,411
Present value of excess contributions	2019-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2019-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2019-12-31	0
Reductions in caryover balances due to elections or deemed elections	2019-12-31	27,904,656
Reductions in prefunding balances due to elections or deemed elections	2019-12-31	137,495,344
Balance of carryovers at beginning of current year	2019-12-31	0
Balance of prefunding at beginning of current year	2019-12-31	191,996,908
Total employer contributions	2019-12-31	0
Total employee contributions	2019-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2019-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2019-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2019-12-31	0
Unpaid minimum required contributions for all prior years	2019-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2019-12-31	0
Remaining amount of unpaid minimum required contributions	2019-12-31	0
Minimum required contributions for current year target normal cost	2019-12-31	4,956,931
Net shortfall amortization installment of oustanding balance	2019-12-31	51,080,748
Waiver amortization installment	2019-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2019-12-31	13,256,929
Carryover balance elected to use to offset funding requirement	2019-12-31	0
Prefunding balance elected to use to offset funding requirement	2019-12-31	13,256,929
Additional cash requirement	2019-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for all years	2019-12-31	0
Total participants, beginning-of-year	2019-01-01	32,841
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	5,752
Number of retired or separated participants receiving benefits	2019-01-01	13,374
Number of other retired or separated participants entitled to future benefits	2019-01-01	9,740
Total of all active and inactive participants	2019-01-01	28,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	3,119
Total participants	2019-01-01	31,985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	3

Financial Data on JOHNSON CONTROLS PENSION PLAN

Measure	Date	Value
2022 : JOHNSON CONTROLS PENSION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$1,585,576,764
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$781,664
Total income from all sources (including contributions)	2022-12-31	$-437,329,615
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$349,837,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$344,514,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$0
Value of total assets at end of year	2022-12-31	$0
Value of total assets at beginning of year	2022-12-31	$2,373,525,920
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$5,322,934
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2022-12-31	$0
Administrative expenses professional fees incurred	2022-12-31	$2,990,494
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Other income not declared elsewhere	2022-12-31	$6,470,441
Administrative expenses (other) incurred	2022-12-31	$2,332,440
Liabilities. Value of operating payables at end of year	2022-12-31	$0
Liabilities. Value of operating payables at beginning of year	2022-12-31	$781,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-787,167,492
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$2,372,744,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in master investment trust accounts at end of year	2022-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$2,373,525,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$344,514,943
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WIPFLI LLP
Accountancy firm EIN	2022-12-31	390758449
2021 : JOHNSON CONTROLS PENSION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$781,664
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$308,784
Total income from all sources (including contributions)	2021-12-31	$188,956,888
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$587,385,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$579,993,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$0
Value of total assets at end of year	2021-12-31	$2,373,525,920
Value of total assets at beginning of year	2021-12-31	$2,771,482,089
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$7,392,587
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$4,665,183
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Administrative expenses (other) incurred	2021-12-31	$2,727,404
Liabilities. Value of operating payables at end of year	2021-12-31	$781,664
Liabilities. Value of operating payables at beginning of year	2021-12-31	$308,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-398,429,049
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$2,372,744,256
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$2,771,173,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in master investment trust accounts at end of year	2021-12-31	$2,373,525,920
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$2,771,482,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$579,993,350
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WIPFLI LLP
Accountancy firm EIN	2021-12-31	390758449
2020 : JOHNSON CONTROLS PENSION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$35,163,638
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$308,784
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,385,598
Total income from all sources (including contributions)	2020-12-31	$387,342,990
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$256,818,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$249,342,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$0
Value of total assets at end of year	2020-12-31	$2,771,482,089
Value of total assets at beginning of year	2020-12-31	$2,606,870,506
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$7,475,688
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$4,820,933
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Administrative expenses (other) incurred	2020-12-31	$2,654,755
Liabilities. Value of operating payables at end of year	2020-12-31	$308,784
Liabilities. Value of operating payables at beginning of year	2020-12-31	$1,385,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$130,524,759
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$2,771,173,305
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$2,605,484,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in master investment trust accounts at end of year	2020-12-31	$2,771,482,089
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$2,606,870,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$249,342,543
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	WIPFLI LLP
Accountancy firm EIN	2020-12-31	390758449
2019 : JOHNSON CONTROLS PENSION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$2,339,656,338
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,385,598
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$20,524
Total income from all sources (including contributions)	2019-12-31	$465,977,387
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$210,865,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$206,344,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$0
Value of total assets at end of year	2019-12-31	$2,606,870,506
Value of total assets at beginning of year	2019-12-31	$10,737,527
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,521,249
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$4,400,154
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Administrative expenses (other) incurred	2019-12-31	$121,095
Liabilities. Value of operating payables at end of year	2019-12-31	$1,385,598
Liabilities. Value of operating payables at beginning of year	2019-12-31	$20,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$255,111,567
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,605,484,908
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,717,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in master investment trust accounts at end of year	2019-12-31	$2,606,870,506
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$10,737,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$206,344,571
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WIPFLI LLP
Accountancy firm EIN	2019-12-31	390758449

Form 5500 Responses for JOHNSON CONTROLS PENSION PLAN

2022: JOHNSON CONTROLS PENSION PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	Yes
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: JOHNSON CONTROLS PENSION PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: JOHNSON CONTROLS PENSION PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: JOHNSON CONTROLS PENSION PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	JOHNSON CONTROLS, INC.
Employer identification number (EIN):	390380010
NAIC Classification:	336300