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EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 401k Plan overview

Plan NameEMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC.
Plan identification number 002

EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • The employer maintaining this ESOP is an S Corporation
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMAS Y. PICKETT & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:THOMAS Y. PICKETT & COMPANY, INC.
Employer identification number (EIN):750893951
NAIC Classification:541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01
0022015-01-01
0022015-01-01
0022014-01-01STEPHEN CAMPBELL
0022013-01-01STEPHEN CAMPBELL2014-10-13
0022012-01-01STEPHEN CAMPBELL2013-10-11
0022011-01-01STEPHEN CAMPBELL2012-10-12
0022010-01-01STEPHEN CAMPBELL2011-10-13
0022009-01-01STEPHEN CAMPBELL

Plan Statistics for EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC.

401k plan membership statisitcs for EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC.

Measure Date Value
2016: EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2016 401k membership
Total participants, beginning-of-year2016-01-0136
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2015 401k membership
Total participants, beginning-of-year2015-01-0130
Total number of active participants reported on line 7a of the Form 55002015-01-0131
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-0135
Number of participants with account balances2015-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2014 401k membership
Total participants, beginning-of-year2014-01-0128
Total number of active participants reported on line 7a of the Form 55002014-01-0128
Number of retired or separated participants receiving benefits2014-01-011
Total of all active and inactive participants2014-01-0129
Total participants2014-01-0129
Number of participants with account balances2014-01-0131
2009: EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2009 401k membership
Total participants, beginning-of-year2009-01-0132
Total number of active participants reported on line 7a of the Form 55002009-01-0130
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0130
Number of participants with account balances2009-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC.

Measure Date Value
2016 : EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2016 401k financial data
Transfers to/from the plan2016-04-01$-1,571,877
Expenses. Total of all expenses incurred2016-04-01$8,125
Benefits paid (including direct rollovers)2016-04-01$8,125
Total plan assets at end of year2016-04-01$0
Total plan assets at beginning of year2016-04-01$1,580,002
Value of fidelity bond covering the plan2016-04-01$150,000
Net income (gross income less expenses)2016-04-01$-8,125
Net plan assets at end of year (total assets less liabilities)2016-04-01$0
Net plan assets at beginning of year (total assets less liabilities)2016-04-01$1,580,002
Assets. Value of employer securities2016-04-01$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-01$8,125
2015 : EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2015 401k financial data
Total income from all sources2015-12-31$-20,559
Expenses. Total of all expenses incurred2015-12-31$29,439
Benefits paid (including direct rollovers)2015-12-31$29,439
Total plan assets at end of year2015-12-31$1,580,002
Total plan assets at beginning of year2015-12-31$1,630,000
Value of fidelity bond covering the plan2015-12-31$150,000
Other income received2015-12-31$-49,998
Noncash contributions received2015-12-31$29,439
Net income (gross income less expenses)2015-12-31$-49,998
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,580,002
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,630,000
Assets. Value of employer securities2015-12-31$1,580,002
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$29,439
2014 : EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2014 401k financial data
Total income from all sources2014-12-31$88,490
Expenses. Total of all expenses incurred2014-12-31$188,490
Benefits paid (including direct rollovers)2014-12-31$188,490
Total plan assets at end of year2014-12-31$1,630,000
Total plan assets at beginning of year2014-12-31$1,730,000
Value of fidelity bond covering the plan2014-12-31$150,000
Other income received2014-12-31$88,490
Net income (gross income less expenses)2014-12-31$-100,000
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,630,000
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,730,000
Assets. Value of employer securities2014-12-31$1,630,000
Total contributions received or receivable from employer(s)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2009 : EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC.

2016: EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2009: EMPLOYEE STOCK OWNERSHIP PLAN & TR FOR EES OF THOMAS Y PICKETT & CO. INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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