401k Plan data: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST plan

M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 401k Plan overview

Plan Name	M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST
Plan identification number	001

M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

M & M ORTHOPAEDICS, LTD. has sponsored the creation of one or more 401k plans.

Company Name: M & M ORTHOPAEDICS, LTD.

Employer identification number (EIN): 363163610

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-06-01 STEVEN J. MASH, M.D.
001 2012-06-01 STEVEN J. MASH, M.D. STEVEN J. MASH, M.D. 2014-03-11
001 2011-06-01 STEVEN J. MASH, M.D. STEVEN J. MASH, M.D. 2013-03-07
001 2009-06-01 STEVEN J. MASH, M.D. STEVEN J. MASH, M.D. 2011-03-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-06-01	STEVEN J. MASH, M.D.
001	2012-06-01	STEVEN J. MASH, M.D.	STEVEN J. MASH, M.D.	2014-03-11
001	2011-06-01	STEVEN J. MASH, M.D.	STEVEN J. MASH, M.D.	2013-03-07
001	2009-06-01	STEVEN J. MASH, M.D.	STEVEN J. MASH, M.D.	2011-03-15

Plan Statistics for M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST

401k plan membership statisitcs for M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST

Measure Date Value
2013: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-06-01 250
Total number of active participants reported on line 7a of the Form 5500 2013-06-01 0
Number of retired or separated participants receiving benefits 2013-06-01 0
Number of other retired or separated participants entitled to future benefits 2013-06-01 0
Total of all active and inactive participants 2013-06-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-06-01 0
Total participants 2013-06-01 0
Number of participants with account balances 2013-06-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-06-01 0
2012: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-06-01 239
Total number of active participants reported on line 7a of the Form 5500 2012-06-01 176
Number of retired or separated participants receiving benefits 2012-06-01 0
Number of other retired or separated participants entitled to future benefits 2012-06-01 74
Total of all active and inactive participants 2012-06-01 250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-06-01 0
Total participants 2012-06-01 250
Number of participants with account balances 2012-06-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-06-01 2
2011: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-06-01 234
Total number of active participants reported on line 7a of the Form 5500 2011-06-01 171
Number of retired or separated participants receiving benefits 2011-06-01 67
Number of other retired or separated participants entitled to future benefits 2011-06-01 0
Total of all active and inactive participants 2011-06-01 238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-06-01 1
Total participants 2011-06-01 239
Number of participants with account balances 2011-06-01 232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-06-01 3
2009: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-06-01 231
Total number of active participants reported on line 7a of the Form 5500 2009-06-01 164
Number of retired or separated participants receiving benefits 2009-06-01 0
Number of other retired or separated participants entitled to future benefits 2009-06-01 62
Total of all active and inactive participants 2009-06-01 226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-06-01 1
Total participants 2009-06-01 227
Number of participants with account balances 2009-06-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-06-01 6

Measure	Date	Value
2013: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-06-01	250
Total number of active participants reported on line 7a of the Form 5500	2013-06-01	0
Number of retired or separated participants receiving benefits	2013-06-01	0
Number of other retired or separated participants entitled to future benefits	2013-06-01	0
Total of all active and inactive participants	2013-06-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-06-01	0
Total participants	2013-06-01	0
Number of participants with account balances	2013-06-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-06-01	0
2012: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-06-01	239
Total number of active participants reported on line 7a of the Form 5500	2012-06-01	176
Number of retired or separated participants receiving benefits	2012-06-01	0
Number of other retired or separated participants entitled to future benefits	2012-06-01	74
Total of all active and inactive participants	2012-06-01	250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-06-01	0
Total participants	2012-06-01	250
Number of participants with account balances	2012-06-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-06-01	2
2011: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-06-01	234
Total number of active participants reported on line 7a of the Form 5500	2011-06-01	171
Number of retired or separated participants receiving benefits	2011-06-01	67
Number of other retired or separated participants entitled to future benefits	2011-06-01	0
Total of all active and inactive participants	2011-06-01	238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-06-01	1
Total participants	2011-06-01	239
Number of participants with account balances	2011-06-01	232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-06-01	3
2009: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-06-01	231
Total number of active participants reported on line 7a of the Form 5500	2009-06-01	164
Number of retired or separated participants receiving benefits	2009-06-01	0
Number of other retired or separated participants entitled to future benefits	2009-06-01	62
Total of all active and inactive participants	2009-06-01	226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-06-01	1
Total participants	2009-06-01	227
Number of participants with account balances	2009-06-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-06-01	6

Financial Data on M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST

Measure	Date	Value
2014 : M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-02-28	$0
Total transfer of assets to this plan	2014-02-28	$0
Total transfer of assets from this plan	2014-02-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-28	$0
Total income from all sources (including contributions)	2014-02-28	$1,059,629
Total loss/gain on sale of assets	2014-02-28	$0
Total of all expenses incurred	2014-02-28	$24,931,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-02-28	$24,930,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-02-28	$64,570
Value of total assets at end of year	2014-02-28	$0
Value of total assets at beginning of year	2014-02-28	$23,872,039
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-02-28	$1,367
Total interest from all sources	2014-02-28	$7,129
Total dividends received (eg from common stock, registered investment company shares)	2014-02-28	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-02-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-02-28	$0
Assets. Real estate other than employer real property at end of year	2014-02-28	$0
Assets. Real estate other than employer real property at beginning of year	2014-02-28	$59,008
Was this plan covered by a fidelity bond	2014-02-28	Yes
Value of fidelity bond cover	2014-02-28	$1,000,000
If this is an individual account plan, was there a blackout period	2014-02-28	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-02-28	$0
Were there any nonexempt tranactions with any party-in-interest	2014-02-28	No
Contributions received from participants	2014-02-28	$48,548
Participant contributions at end of year	2014-02-28	$0
Participant contributions at beginning of year	2014-02-28	$546,763
Participant contributions at end of year	2014-02-28	$0
Participant contributions at beginning of year	2014-02-28	$231,166
Assets. Other investments not covered elsewhere at end of year	2014-02-28	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-02-28	$7,051,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-28	No
Value of net income/loss	2014-02-28	$-23,872,039
Value of net assets at end of year (total assets less liabilities)	2014-02-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-02-28	$23,872,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-02-28	No
Were any leases to which the plan was party in default or uncollectible	2014-02-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-02-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-02-28	$15,386,831
Interest on participant loans	2014-02-28	$7,129
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-02-28	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-02-28	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-02-28	$987,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-02-28	No
Was there a failure to transmit to the plan any participant contributions	2014-02-28	No
Has the plan failed to provide any benefit when due under the plan	2014-02-28	No
Contributions received in cash from employer	2014-02-28	$16,022
Employer contributions (assets) at end of year	2014-02-28	$0
Employer contributions (assets) at beginning of year	2014-02-28	$596,901
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-02-28	$24,930,301
Contract administrator fees	2014-02-28	$1,367
Did the plan have assets held for investment	2014-02-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-02-28	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2014-02-28	Disclaimer
Accountancy firm name	2014-02-28	OSTROW REISIN BERK & ABRAMS, LTD
Accountancy firm EIN	2014-02-28	362938874
2013 : M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-31	$0
Total income from all sources (including contributions)	2013-05-31	$5,207,697
Total loss/gain on sale of assets	2013-05-31	$0
Total of all expenses incurred	2013-05-31	$912,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-05-31	$910,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-05-31	$1,690,181
Value of total assets at end of year	2013-05-31	$23,872,039
Value of total assets at beginning of year	2013-05-31	$19,576,555
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-05-31	$1,768
Total interest from all sources	2013-05-31	$22,410
Total dividends received (eg from common stock, registered investment company shares)	2013-05-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-05-31	No
Assets. Real estate other than employer real property at end of year	2013-05-31	$59,008
Assets. Real estate other than employer real property at beginning of year	2013-05-31	$108,766
Administrative expenses professional fees incurred	2013-05-31	$1,768
Was this plan covered by a fidelity bond	2013-05-31	Yes
Value of fidelity bond cover	2013-05-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-05-31	No
Contributions received from participants	2013-05-31	$882,054
Participant contributions at end of year	2013-05-31	$546,763
Participant contributions at beginning of year	2013-05-31	$469,546
Participant contributions at end of year	2013-05-31	$231,166
Participant contributions at beginning of year	2013-05-31	$39,761
Assets. Other investments not covered elsewhere at end of year	2013-05-31	$7,051,370
Assets. Other investments not covered elsewhere at beginning of year	2013-05-31	$6,592,645
Income. Received or receivable in cash from other sources (including rollovers)	2013-05-31	$14,383
Administrative expenses (other) incurred	2013-05-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Value of net income/loss	2013-05-31	$4,295,484
Value of net assets at end of year (total assets less liabilities)	2013-05-31	$23,872,039
Value of net assets at beginning of year (total assets less liabilities)	2013-05-31	$19,576,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-05-31	No
Were any leases to which the plan was party in default or uncollectible	2013-05-31	No
Investment advisory and management fees	2013-05-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-05-31	$15,386,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-05-31	$11,784,265
Interest on participant loans	2013-05-31	$22,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-05-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-05-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-05-31	$3,495,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-05-31	No
Was there a failure to transmit to the plan any participant contributions	2013-05-31	No
Has the plan failed to provide any benefit when due under the plan	2013-05-31	No
Contributions received in cash from employer	2013-05-31	$793,744
Employer contributions (assets) at end of year	2013-05-31	$596,901
Employer contributions (assets) at beginning of year	2013-05-31	$581,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-05-31	$910,445
Did the plan have assets held for investment	2013-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-05-31	Disclaimer
Accountancy firm name	2013-05-31	OSTROW REISIN BERK & ABRAMS, LTD
Accountancy firm EIN	2013-05-31	362938874
2012 : M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-05-31	$0
Total income from all sources (including contributions)	2012-05-31	$1,018,550
Total loss/gain on sale of assets	2012-05-31	$0
Total of all expenses incurred	2012-05-31	$645,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-05-31	$643,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-05-31	$1,611,303
Value of total assets at end of year	2012-05-31	$19,576,555
Value of total assets at beginning of year	2012-05-31	$19,203,404
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-05-31	$1,620
Total interest from all sources	2012-05-31	$20,422
Total dividends received (eg from common stock, registered investment company shares)	2012-05-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-05-31	No
Assets. Real estate other than employer real property at end of year	2012-05-31	$108,766
Assets. Real estate other than employer real property at beginning of year	2012-05-31	$108,766
Administrative expenses professional fees incurred	2012-05-31	$1,620
Was this plan covered by a fidelity bond	2012-05-31	Yes
Value of fidelity bond cover	2012-05-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-05-31	No
Contributions received from participants	2012-05-31	$759,435
Participant contributions at end of year	2012-05-31	$469,546
Participant contributions at beginning of year	2012-05-31	$415,211
Participant contributions at end of year	2012-05-31	$39,761
Participant contributions at beginning of year	2012-05-31	$69,079
Assets. Other investments not covered elsewhere at end of year	2012-05-31	$6,592,645
Assets. Other investments not covered elsewhere at beginning of year	2012-05-31	$6,470,392
Income. Received or receivable in cash from other sources (including rollovers)	2012-05-31	$15,171
Other income not declared elsewhere	2012-05-31	$-238,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-05-31	No
Value of net income/loss	2012-05-31	$373,151
Value of net assets at end of year (total assets less liabilities)	2012-05-31	$19,576,555
Value of net assets at beginning of year (total assets less liabilities)	2012-05-31	$19,203,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-05-31	No
Were any leases to which the plan was party in default or uncollectible	2012-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-05-31	$11,784,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-05-31	$11,531,594
Interest on participant loans	2012-05-31	$20,422
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-05-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-05-31	$2,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-05-31	$-374,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-05-31	No
Was there a failure to transmit to the plan any participant contributions	2012-05-31	No
Has the plan failed to provide any benefit when due under the plan	2012-05-31	No
Contributions received in cash from employer	2012-05-31	$836,697
Employer contributions (assets) at end of year	2012-05-31	$581,572
Employer contributions (assets) at beginning of year	2012-05-31	$605,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-05-31	$643,779
Did the plan have assets held for investment	2012-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-05-31	Disclaimer
Accountancy firm name	2012-05-31	OSTROW REISIN BERK & ABRAMS, LTD.
Accountancy firm EIN	2012-05-31	362938874
2011 : M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-05-31	$0
Total income from all sources (including contributions)	2011-05-31	$4,408,295
Total loss/gain on sale of assets	2011-05-31	$0
Total of all expenses incurred	2011-05-31	$170,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-05-31	$169,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-05-31	$1,600,088
Value of total assets at end of year	2011-05-31	$19,203,404
Value of total assets at beginning of year	2011-05-31	$14,965,678
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-05-31	$1,537
Total interest from all sources	2011-05-31	$22,671
Total dividends received (eg from common stock, registered investment company shares)	2011-05-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-05-31	No
Assets. Real estate other than employer real property at end of year	2011-05-31	$108,766
Assets. Real estate other than employer real property at beginning of year	2011-05-31	$108,766
Administrative expenses professional fees incurred	2011-05-31	$1,537
Was this plan covered by a fidelity bond	2011-05-31	Yes
Value of fidelity bond cover	2011-05-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-05-31	No
Contributions received from participants	2011-05-31	$772,411
Participant contributions at end of year	2011-05-31	$415,211
Participant contributions at beginning of year	2011-05-31	$368,819
Participant contributions at end of year	2011-05-31	$69,079
Participant contributions at beginning of year	2011-05-31	$117,127
Assets. Other investments not covered elsewhere at end of year	2011-05-31	$6,470,392
Assets. Other investments not covered elsewhere at beginning of year	2011-05-31	$5,423,936
Other income not declared elsewhere	2011-05-31	$734,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-05-31	No
Value of net income/loss	2011-05-31	$4,237,726
Value of net assets at end of year (total assets less liabilities)	2011-05-31	$19,203,404
Value of net assets at beginning of year (total assets less liabilities)	2011-05-31	$14,965,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-05-31	No
Were any leases to which the plan was party in default or uncollectible	2011-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-05-31	$11,531,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-05-31	$8,316,054
Interest on participant loans	2011-05-31	$22,671
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-05-31	$2,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-05-31	$2,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-05-31	$2,051,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-05-31	No
Was there a failure to transmit to the plan any participant contributions	2011-05-31	No
Has the plan failed to provide any benefit when due under the plan	2011-05-31	No
Contributions received in cash from employer	2011-05-31	$827,677
Employer contributions (assets) at end of year	2011-05-31	$605,928
Employer contributions (assets) at beginning of year	2011-05-31	$628,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-05-31	$169,032
Did the plan have assets held for investment	2011-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-05-31	Disclaimer
Accountancy firm name	2011-05-31	OSTROW REISIN BERK & ABRAMS, LTD.
Accountancy firm EIN	2011-05-31	362938874
2010 : M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-05-31	$0

Form 5500 Responses for M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST

2013: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-06-01	Type of plan entity	Single employer plan
2013-06-01	Submission has been amended	No
2013-06-01	This submission is the final filing	Yes
2013-06-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-06-01	Plan is a collectively bargained plan	No
2013-06-01	Plan funding arrangement – Insurance	Yes
2013-06-01	Plan funding arrangement – Trust	Yes
2013-06-01	Plan benefit arrangement – Insurance	Yes
2013-06-01	Plan benefit arrangement - Trust	Yes
2012: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-06-01	Type of plan entity	Single employer plan
2012-06-01	Submission has been amended	No
2012-06-01	This submission is the final filing	No
2012-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-06-01	Plan is a collectively bargained plan	No
2012-06-01	Plan funding arrangement – Insurance	Yes
2012-06-01	Plan funding arrangement – Trust	Yes
2012-06-01	Plan benefit arrangement – Insurance	Yes
2012-06-01	Plan benefit arrangement - Trust	Yes
2011: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2011 form 5500 responses
2011-06-01	Type of plan entity	Single employer plan
2011-06-01	Submission has been amended	No
2011-06-01	This submission is the final filing	No
2011-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-06-01	Plan is a collectively bargained plan	No
2011-06-01	Plan funding arrangement – Insurance	Yes
2011-06-01	Plan funding arrangement – Trust	Yes
2011-06-01	Plan benefit arrangement – Insurance	Yes
2011-06-01	Plan benefit arrangement - Trust	Yes
2009: M & M ORTHOPAEDICS, LTD. RETIREMENT & INCENTIVE SAVINGS PLAN AND TRUST 2009 form 5500 responses
2009-06-01	Type of plan entity	Single employer plan
2009-06-01	Submission has been amended	No
2009-06-01	This submission is the final filing	No
2009-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-06-01	Plan is a collectively bargained plan	No
2009-06-01	Plan funding arrangement – Insurance	Yes
2009-06-01	Plan funding arrangement – Trust	Yes
2009-06-01	Plan benefit arrangement – Insurance	Yes
2009-06-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA7850

Policy instance

Insurance contract or identification number	GA7850
Insurance policy start date	2013-06-01
Insurance policy end date	2013-11-30
Total amount of commissions paid to insurance broker	USD $14,245
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $6,880
Insurance broker name	TOWER SQUARE SECURITIES, INC.

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA7850

Policy instance

Insurance contract or identification number	GA7850
Number of Individuals Covered	235
Insurance policy start date	2012-06-01
Insurance policy end date	2013-05-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA7850

Policy instance

Insurance contract or identification number	GA7850
Number of Individuals Covered	221
Insurance policy start date	2011-06-01
Insurance policy end date	2012-05-31
Total amount of commissions paid to insurance broker	USD $21,193
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA7850

Policy instance

Insurance contract or identification number	GA7850
Number of Individuals Covered	223
Insurance policy start date	2010-06-01
Insurance policy end date	2011-05-31
Total amount of commissions paid to insurance broker	USD $18,310
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	M & M ORTHOPAEDICS, LTD.
Employer identification number (EIN):	363163610
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)