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M & M REFRIGERATION, INC. 401(K) PLAN 401k Plan overview

Plan NameM & M REFRIGERATION, INC. 401(K) PLAN
Plan identification number 001

M & M REFRIGERATION, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

M & M REFRIGERATION, LLC has sponsored the creation of one or more 401k plans.

Company Name:M & M REFRIGERATION, LLC
Employer identification number (EIN):522061155
NAIC Classification:333410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan M & M REFRIGERATION, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01RICK AYERS2019-09-25
0012017-01-01MELANIE KOSKI
0012016-01-01PAMELA SCHERTZ
0012015-01-01PAMELA SCHERTZ
0012014-01-01PAMELA SCHERTZ
0012013-01-01PAMELA SCHERTZ
0012012-01-01PAMELA SCHERTZ PAMELA SCHERTZ2013-10-15
0012011-01-01PAMELA SCHERTZ PAMELA SCHERTZ2013-10-15
0012009-01-01DUFFERIN R. MCCONNELL

Plan Statistics for M & M REFRIGERATION, INC. 401(K) PLAN

401k plan membership statisitcs for M & M REFRIGERATION, INC. 401(K) PLAN

Measure Date Value
2022: M & M REFRIGERATION, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01141
Total number of active participants reported on line 7a of the Form 55002022-01-01139
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0130
Total of all active and inactive participants2022-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01169
Number of participants with account balances2022-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: M & M REFRIGERATION, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01137
Total number of active participants reported on line 7a of the Form 55002021-01-01127
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0128
Total of all active and inactive participants2021-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01155
Number of participants with account balances2021-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: M & M REFRIGERATION, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01125
Total number of active participants reported on line 7a of the Form 55002020-01-01111
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0126
Total of all active and inactive participants2020-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01137
Number of participants with account balances2020-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: M & M REFRIGERATION, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01134
Total number of active participants reported on line 7a of the Form 55002019-01-01108
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0118
Total of all active and inactive participants2019-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01126
Number of participants with account balances2019-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2017: M & M REFRIGERATION, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01106
Total number of active participants reported on line 7a of the Form 55002017-01-01100
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0110
Total of all active and inactive participants2017-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01110
Number of participants with account balances2017-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: M & M REFRIGERATION, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01110
Total number of active participants reported on line 7a of the Form 55002016-01-0197
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01106
Number of participants with account balances2016-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: M & M REFRIGERATION, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01100
Total number of active participants reported on line 7a of the Form 55002015-01-01104
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01110
Number of participants with account balances2015-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: M & M REFRIGERATION, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01105
Total number of active participants reported on line 7a of the Form 55002014-01-0196
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-014
Total of all active and inactive participants2014-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01100
Number of participants with account balances2014-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: M & M REFRIGERATION, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0195
Total number of active participants reported on line 7a of the Form 55002013-01-0199
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01105
Number of participants with account balances2013-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: M & M REFRIGERATION, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0192
Total number of active participants reported on line 7a of the Form 55002012-01-0190
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0195
Number of participants with account balances2012-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: M & M REFRIGERATION, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0191
Total number of active participants reported on line 7a of the Form 55002011-01-0187
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0192
Number of participants with account balances2011-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: M & M REFRIGERATION, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0181
Total number of active participants reported on line 7a of the Form 55002009-01-0162
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-014
Total of all active and inactive participants2009-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0166
Number of participants with account balances2009-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on M & M REFRIGERATION, INC. 401(K) PLAN

Measure Date Value
2022 : M & M REFRIGERATION, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,034,071
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$486,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$393,350
Value of total corrective distributions2022-12-31$50,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$795,390
Value of total assets at end of year2022-12-31$8,902,879
Value of total assets at beginning of year2022-12-31$10,423,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$43,305
Total interest from all sources2022-12-31$2,683
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$676,761
Participant contributions at end of year2022-12-31$40,668
Participant contributions at beginning of year2022-12-31$70,612
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$956
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,520,785
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,902,879
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,423,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$43,305
Value of interest in pooled separate accounts at end of year2022-12-31$8,544,821
Value of interest in pooled separate accounts at beginning of year2022-12-31$10,089,090
Interest on participant loans2022-12-31$2,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,048
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$307,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$263,962
Net investment gain/loss from pooled separate accounts2022-12-31$-1,832,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$117,673
Employer contributions (assets) at end of year2022-12-31$7,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$393,350
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BENNET THRASHER LLP
Accountancy firm EIN2022-12-31581673613
2021 : M & M REFRIGERATION, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,075,901
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,573,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,538,833
Value of total corrective distributions2021-12-31$32,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$687,582
Value of total assets at end of year2021-12-31$10,423,664
Value of total assets at beginning of year2021-12-31$9,921,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,462
Total interest from all sources2021-12-31$6,006
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$564,688
Participant contributions at end of year2021-12-31$70,612
Participant contributions at beginning of year2021-12-31$75,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$501,917
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,423,664
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,921,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$10,089,090
Value of interest in pooled separate accounts at beginning of year2021-12-31$9,530,343
Interest on participant loans2021-12-31$4,071
Interest earned on other investments2021-12-31$1,935
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$263,962
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$315,718
Net investment gain/loss from pooled separate accounts2021-12-31$1,382,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$122,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,538,833
Contract administrator fees2021-12-31$2,462
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BENNETT THRASHER LLP
Accountancy firm EIN2021-12-31581673613
2020 : M & M REFRIGERATION, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,695,561
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,051,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,006,107
Value of total corrective distributions2020-12-31$32,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$586,003
Value of total assets at end of year2020-12-31$9,921,747
Value of total assets at beginning of year2020-12-31$9,277,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$13,234
Total interest from all sources2020-12-31$7,693
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$11,200
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$467,411
Participant contributions at end of year2020-12-31$75,686
Participant contributions at beginning of year2020-12-31$62,198
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$84,165
Other income not declared elsewhere2020-12-31$1,251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$643,774
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,921,747
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,277,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$9,530,343
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,941,440
Interest on participant loans2020-12-31$4,320
Interest earned on other investments2020-12-31$3,373
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$315,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$274,335
Net investment gain/loss from pooled separate accounts2020-12-31$1,100,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$34,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,006,107
Contract administrator fees2020-12-31$2,034
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BENNETT THRASHER LLP
Accountancy firm EIN2020-12-31581673613
2019 : M & M REFRIGERATION, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,152,806
Total income from all sources (including contributions)2019-12-31$2,152,806
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$220,827
Total of all expenses incurred2019-12-31$220,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$200,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$200,024
Expenses. Certain deemed distributions of participant loans2019-12-31$7,013
Expenses. Certain deemed distributions of participant loans2019-12-31$7,013
Value of total corrective distributions2019-12-31$12,407
Value of total corrective distributions2019-12-31$12,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$655,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$655,685
Value of total assets at end of year2019-12-31$9,277,973
Value of total assets at end of year2019-12-31$9,277,973
Value of total assets at beginning of year2019-12-31$7,345,994
Value of total assets at beginning of year2019-12-31$7,345,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,383
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,383
Total interest from all sources2019-12-31$7,599
Total interest from all sources2019-12-31$7,599
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$577,765
Contributions received from participants2019-12-31$577,765
Participant contributions at end of year2019-12-31$62,198
Participant contributions at end of year2019-12-31$62,198
Participant contributions at beginning of year2019-12-31$42,133
Participant contributions at beginning of year2019-12-31$42,133
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,867
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,931,979
Value of net income/loss2019-12-31$1,931,979
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,277,973
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,277,973
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,345,994
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,345,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$8,941,440
Value of interest in pooled separate accounts at end of year2019-12-31$8,941,440
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,068,808
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,068,808
Interest on participant loans2019-12-31$2,405
Interest on participant loans2019-12-31$2,405
Interest earned on other investments2019-12-31$5,194
Interest earned on other investments2019-12-31$5,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$274,335
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$274,335
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$235,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$235,053
Net investment gain/loss from pooled separate accounts2019-12-31$1,489,522
Net investment gain/loss from pooled separate accounts2019-12-31$1,489,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$72,053
Contributions received in cash from employer2019-12-31$72,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$200,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$200,024
Contract administrator fees2019-12-31$1,383
Contract administrator fees2019-12-31$1,383
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BENNETT THRASHER
Accountancy firm name2019-12-31BENNETT THRASHER
Accountancy firm EIN2019-12-31581673613
Accountancy firm EIN2019-12-31581673613
2017 : M & M REFRIGERATION, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$1,699,668
Expenses. Total of all expenses incurred2017-12-31$226,200
Benefits paid (including direct rollovers)2017-12-31$213,418
Total plan assets at end of year2017-12-31$9,303,254
Total plan assets at beginning of year2017-12-31$7,829,786
Value of fidelity bond covering the plan2017-12-31$500,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$416,354
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$8,054
Other income received2017-12-31$1,217,758
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$1,473,468
Net plan assets at end of year (total assets less liabilities)2017-12-31$9,303,254
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$7,829,786
Assets. Value of participant loans2017-12-31$66,170
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$57,502
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$12,232
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$550
2016 : M & M REFRIGERATION, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$1,211,367
Expenses. Total of all expenses incurred2016-12-31$176,580
Benefits paid (including direct rollovers)2016-12-31$172,614
Total plan assets at end of year2016-12-31$7,829,786
Total plan assets at beginning of year2016-12-31$6,794,999
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$379,103
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$72,614
Other income received2016-12-31$707,918
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$1,034,787
Net plan assets at end of year (total assets less liabilities)2016-12-31$7,829,786
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$6,794,999
Assets. Value of participant loans2016-12-31$53,353
Total contributions received or receivable from employer(s)2016-12-31$51,732
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$3,891
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$75
2015 : M & M REFRIGERATION, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$528,240
Expenses. Total of all expenses incurred2015-12-31$266,325
Benefits paid (including direct rollovers)2015-12-31$255,339
Total plan assets at end of year2015-12-31$6,794,999
Total plan assets at beginning of year2015-12-31$6,533,084
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$405,574
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$99,745
Other income received2015-12-31$-40,669
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$261,915
Net plan assets at end of year (total assets less liabilities)2015-12-31$6,794,999
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$6,533,084
Assets. Value of participant loans2015-12-31$82,775
Total contributions received or receivable from employer(s)2015-12-31$63,590
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$10,236
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$750
2014 : M & M REFRIGERATION, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$754,452
Expenses. Total of all expenses incurred2014-12-31$267,737
Benefits paid (including direct rollovers)2014-12-31$255,994
Total plan assets at end of year2014-12-31$6,533,084
Total plan assets at beginning of year2014-12-31$6,046,369
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$372,810
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$334,384
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$486,715
Net plan assets at end of year (total assets less liabilities)2014-12-31$6,533,084
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$6,046,369
Assets. Value of participant loans2014-12-31$80,936
Total contributions received or receivable from employer(s)2014-12-31$47,258
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$11,492
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$251
2013 : M & M REFRIGERATION, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$1,538,944
Expenses. Total of all expenses incurred2013-12-31$48,738
Benefits paid (including direct rollovers)2013-12-31$38,147
Total plan assets at end of year2013-12-31$6,046,369
Total plan assets at beginning of year2013-12-31$4,556,163
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$345,964
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$1,141,020
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$1,490,206
Net plan assets at end of year (total assets less liabilities)2013-12-31$6,046,369
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,556,163
Assets. Value of participant loans2013-12-31$46,721
Total contributions received or receivable from employer(s)2013-12-31$51,960
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$10,334
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$257
2012 : M & M REFRIGERATION, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,045,874
Expenses. Total of all expenses incurred2012-12-31$229,430
Benefits paid (including direct rollovers)2012-12-31$223,325
Total plan assets at end of year2012-12-31$4,556,163
Total plan assets at beginning of year2012-12-31$3,739,719
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$353,497
Contributions received from other sources (not participants or employers)2012-12-31$100,739
Other income received2012-12-31$539,092
Net income (gross income less expenses)2012-12-31$816,444
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,556,163
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,739,719
Assets. Value of participant loans2012-12-31$56,869
Total contributions received or receivable from employer(s)2012-12-31$52,546
Value of corrective distributions2012-12-31$5,769
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$336
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : M & M REFRIGERATION, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$88,207
Expenses. Total of all expenses incurred2011-12-31$68,500
Benefits paid (including direct rollovers)2011-12-31$56,495
Total plan assets at end of year2011-12-31$3,739,719
Total plan assets at beginning of year2011-12-31$3,720,012
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$289,741
Contributions received from other sources (not participants or employers)2011-12-31$9,218
Other income received2011-12-31$-247,121
Net income (gross income less expenses)2011-12-31$19,707
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,739,719
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,720,012
Assets. Value of participant loans2011-12-31$69,159
Total contributions received or receivable from employer(s)2011-12-31$36,369
Value of corrective distributions2011-12-31$11,028
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$977
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : M & M REFRIGERATION, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$1,534,761
Expenses. Total of all expenses incurred2010-12-31$727,815
Benefits paid (including direct rollovers)2010-12-31$696,302
Total plan assets at end of year2010-12-31$3,720,012
Total plan assets at beginning of year2010-12-31$2,913,066
Value of fidelity bond covering the plan2010-12-31$250,000
Total contributions received or receivable from participants2010-12-31$261,199
Contributions received from other sources (not participants or employers)2010-12-31$792,274
Other income received2010-12-31$442,144
Net income (gross income less expenses)2010-12-31$806,946
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,720,012
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,913,066
Assets. Value of participant loans2010-12-31$18,786
Total contributions received or receivable from employer(s)2010-12-31$39,144
Value of corrective distributions2010-12-31$31,145
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$368
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : M & M REFRIGERATION, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for M & M REFRIGERATION, INC. 401(K) PLAN

2022: M & M REFRIGERATION, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: M & M REFRIGERATION, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: M & M REFRIGERATION, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: M & M REFRIGERATION, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2017: M & M REFRIGERATION, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: M & M REFRIGERATION, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: M & M REFRIGERATION, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: M & M REFRIGERATION, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: M & M REFRIGERATION, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: M & M REFRIGERATION, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: M & M REFRIGERATION, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: M & M REFRIGERATION, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81J259
Policy instance 1
Insurance contract or identification number81J259
Number of Individuals Covered124
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number069587
Policy instance 1
Insurance contract or identification number069587
Number of Individuals Covered155
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $49,257
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,898
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number069587
Policy instance 1
Insurance contract or identification number069587
Number of Individuals Covered137
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $44,773
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44,773
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number069587
Policy instance 1
Insurance contract or identification number069587
Number of Individuals Covered126
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $42,687
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,687
Insurance broker organization code?3

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