TRUSTEES OF OPERATING ENGINEERS 49 HEALTH AND WELFARE FUND has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OPERATING ENGINEERS #49 HEALTH AND WELFARE FUND
401k plan membership statisitcs for OPERATING ENGINEERS #49 HEALTH AND WELFARE FUND
| Measure | Date | Value |
|---|
| 2016 : OPERATING ENGINEERS #49 HEALTH AND WELFARE FUND 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-05-31 | $449,108 |
| Total unrealized appreciation/depreciation of assets | 2016-05-31 | $449,108 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $22,089,320 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $15,458,965 |
| Total income from all sources (including contributions) | 2016-05-31 | $160,277,824 |
| Total of all expenses incurred | 2016-05-31 | $162,645,247 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-05-31 | $158,002,387 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-05-31 | $160,859,982 |
| Value of total assets at end of year | 2016-05-31 | $244,910,257 |
| Value of total assets at beginning of year | 2016-05-31 | $240,647,325 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-05-31 | $4,642,860 |
| Total interest from all sources | 2016-05-31 | $40 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-05-31 | $4,058,571 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-05-31 | $4,058,571 |
| Administrative expenses professional fees incurred | 2016-05-31 | $655,966 |
| Was this plan covered by a fidelity bond | 2016-05-31 | Yes |
| Value of fidelity bond cover | 2016-05-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-05-31 | No |
| Contributions received from participants | 2016-05-31 | $11,379,481 |
| Participant contributions at end of year | 2016-05-31 | $241,897 |
| Participant contributions at beginning of year | 2016-05-31 | $116,634 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-05-31 | $4,154,420 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-05-31 | $893,664 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-05-31 | $675,644 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-05-31 | $3,349,192 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-05-31 | $3,492,099 |
| Other income not declared elsewhere | 2016-05-31 | $1,428,929 |
| Administrative expenses (other) incurred | 2016-05-31 | $1,223,318 |
| Liabilities. Value of operating payables at end of year | 2016-05-31 | $927,871 |
| Liabilities. Value of operating payables at beginning of year | 2016-05-31 | $1,114,713 |
| Total non interest bearing cash at end of year | 2016-05-31 | $11,628,325 |
| Total non interest bearing cash at beginning of year | 2016-05-31 | $6,366,388 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-05-31 | No |
| Value of net income/loss | 2016-05-31 | $-2,367,423 |
| Value of net assets at end of year (total assets less liabilities) | 2016-05-31 | $222,820,937 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-05-31 | $225,188,360 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-05-31 | No |
| Assets. partnership/joint venture interests at end of year | 2016-05-31 | $5,825,811 |
| Assets. partnership/joint venture interests at beginning of year | 2016-05-31 | $3,669,277 |
| Investment advisory and management fees | 2016-05-31 | $559,663 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-05-31 | $202,435,911 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-05-31 | $194,302,785 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-05-31 | $9,923,067 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-05-31 | $20,898,963 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-05-31 | $20,898,963 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-05-31 | $40 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-05-31 | $11,132,369 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-05-31 | $-6,518,806 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-05-31 | No |
| Contributions received in cash from employer | 2016-05-31 | $149,480,501 |
| Employer contributions (assets) at end of year | 2016-05-31 | $13,957,522 |
| Employer contributions (assets) at beginning of year | 2016-05-31 | $14,602,438 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-05-31 | $142,715,598 |
| Contract administrator fees | 2016-05-31 | $2,203,913 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-05-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2016-05-31 | $17,812,257 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-05-31 | $10,852,153 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2016-05-31 | $4,060 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2016-05-31 | $15,196 |
| Did the plan have assets held for investment | 2016-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-05-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-05-31 | Unqualified |
| Accountancy firm name | 2016-05-31 | LEGACY PROFESSIONALS LLP |
| Accountancy firm EIN | 2016-05-31 | 320043599 |
| 2015 : OPERATING ENGINEERS #49 HEALTH AND WELFARE FUND 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-05-31 | $56,246 |
| Total unrealized appreciation/depreciation of assets | 2015-05-31 | $56,246 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $15,458,965 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $14,303,202 |
| Total income from all sources (including contributions) | 2015-05-31 | $160,442,733 |
| Total of all expenses incurred | 2015-05-31 | $144,420,890 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-05-31 | $139,670,910 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-05-31 | $152,453,189 |
| Value of total assets at end of year | 2015-05-31 | $240,647,325 |
| Value of total assets at beginning of year | 2015-05-31 | $223,469,719 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-05-31 | $4,749,980 |
| Total interest from all sources | 2015-05-31 | $8 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-05-31 | $4,375,266 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-05-31 | $4,375,266 |
| Administrative expenses professional fees incurred | 2015-05-31 | $445,619 |
| Was this plan covered by a fidelity bond | 2015-05-31 | Yes |
| Value of fidelity bond cover | 2015-05-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-05-31 | No |
| Contributions received from participants | 2015-05-31 | $10,907,443 |
| Participant contributions at end of year | 2015-05-31 | $116,634 |
| Participant contributions at beginning of year | 2015-05-31 | $121,335 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-05-31 | $3,821,442 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-05-31 | $675,644 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-05-31 | $483,303 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-05-31 | $3,492,099 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-05-31 | $3,658,435 |
| Other income not declared elsewhere | 2015-05-31 | $897,791 |
| Administrative expenses (other) incurred | 2015-05-31 | $1,609,264 |
| Liabilities. Value of operating payables at end of year | 2015-05-31 | $1,114,713 |
| Liabilities. Value of operating payables at beginning of year | 2015-05-31 | $973,421 |
| Total non interest bearing cash at end of year | 2015-05-31 | $6,366,388 |
| Total non interest bearing cash at beginning of year | 2015-05-31 | $-1,344,872 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-31 | No |
| Value of net income/loss | 2015-05-31 | $16,021,843 |
| Value of net assets at end of year (total assets less liabilities) | 2015-05-31 | $225,188,360 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-05-31 | $209,166,517 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-05-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-05-31 | $3,669,277 |
| Assets. partnership/joint venture interests at beginning of year | 2015-05-31 | $1,130,366 |
| Investment advisory and management fees | 2015-05-31 | $558,546 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-05-31 | $194,302,785 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-05-31 | $190,964,954 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-05-31 | $20,898,963 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-05-31 | $20,690,166 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-05-31 | $20,690,166 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-05-31 | $8 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-05-31 | $8,720,642 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-05-31 | $2,660,233 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-05-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-05-31 | No |
| Contributions received in cash from employer | 2015-05-31 | $141,545,746 |
| Employer contributions (assets) at end of year | 2015-05-31 | $14,602,438 |
| Employer contributions (assets) at beginning of year | 2015-05-31 | $11,399,005 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-05-31 | $127,128,826 |
| Contract administrator fees | 2015-05-31 | $2,136,551 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-05-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2015-05-31 | $10,852,153 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-05-31 | $9,671,346 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2015-05-31 | $15,196 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2015-05-31 | $25,462 |
| Did the plan have assets held for investment | 2015-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-05-31 | Unqualified |
| Accountancy firm name | 2015-05-31 | LEGACY PROFESSIONALS LLP |
| Accountancy firm EIN | 2015-05-31 | 320043599 |
| 2014 : OPERATING ENGINEERS #49 HEALTH AND WELFARE FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-05-31 | $79,359 |
| Total unrealized appreciation/depreciation of assets | 2014-05-31 | $79,359 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $14,303,202 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $13,439,470 |
| Total income from all sources (including contributions) | 2014-05-31 | $149,819,260 |
| Total loss/gain on sale of assets | 2014-05-31 | $2,482,086 |
| Total of all expenses incurred | 2014-05-31 | $125,479,641 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-05-31 | $121,211,972 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-05-31 | $133,950,387 |
| Value of total assets at end of year | 2014-05-31 | $223,469,719 |
| Value of total assets at beginning of year | 2014-05-31 | $198,266,368 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-05-31 | $4,267,669 |
| Total interest from all sources | 2014-05-31 | $446,090 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-05-31 | $3,616,178 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-05-31 | $3,357,396 |
| Administrative expenses professional fees incurred | 2014-05-31 | $584,072 |
| Was this plan covered by a fidelity bond | 2014-05-31 | Yes |
| Value of fidelity bond cover | 2014-05-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-05-31 | No |
| Contributions received from participants | 2014-05-31 | $10,125,602 |
| Participant contributions at end of year | 2014-05-31 | $121,335 |
| Participant contributions at beginning of year | 2014-05-31 | $141,412 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-05-31 | $572,215 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-05-31 | $3,529,871 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-05-31 | $483,303 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-05-31 | $866,288 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-05-31 | $3,658,435 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-05-31 | $3,227,325 |
| Other income not declared elsewhere | 2014-05-31 | $747,720 |
| Administrative expenses (other) incurred | 2014-05-31 | $937,239 |
| Liabilities. Value of operating payables at end of year | 2014-05-31 | $973,421 |
| Liabilities. Value of operating payables at beginning of year | 2014-05-31 | $387,645 |
| Total non interest bearing cash at end of year | 2014-05-31 | $-1,344,872 |
| Total non interest bearing cash at beginning of year | 2014-05-31 | $5,819 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-05-31 | No |
| Value of net income/loss | 2014-05-31 | $24,339,619 |
| Value of net assets at end of year (total assets less liabilities) | 2014-05-31 | $209,166,517 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-05-31 | $184,826,898 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-05-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-05-31 | $1,130,366 |
| Assets. partnership/joint venture interests at beginning of year | 2014-05-31 | $844,790 |
| Investment advisory and management fees | 2014-05-31 | $721,161 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-05-31 | $190,964,954 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-05-31 | $114,044,597 |
| Interest earned on other investments | 2014-05-31 | $6,657 |
| Income. Interest from US Government securities | 2014-05-31 | $138,470 |
| Income. Interest from corporate debt instruments | 2014-05-31 | $299,949 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-05-31 | $20,690,166 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-05-31 | $14,870,311 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-05-31 | $14,870,311 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-05-31 | $1,014 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-05-31 | $8,970,560 |
| Asset value of US Government securities at end of year | 2014-05-31 | $0 |
| Asset value of US Government securities at beginning of year | 2014-05-31 | $17,673,224 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-05-31 | $8,497,440 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-05-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-05-31 | No |
| Contributions received in cash from employer | 2014-05-31 | $123,824,785 |
| Employer contributions (assets) at end of year | 2014-05-31 | $11,399,005 |
| Employer contributions (assets) at beginning of year | 2014-05-31 | $9,570,182 |
| Income. Dividends from common stock | 2014-05-31 | $258,782 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-05-31 | $108,711,541 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-05-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-05-31 | $14,289,327 |
| Contract administrator fees | 2014-05-31 | $2,025,197 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-05-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-05-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-05-31 | $25,349,377 |
| Liabilities. Value of benefit claims payable at end of year | 2014-05-31 | $9,671,346 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-05-31 | $9,824,500 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2014-05-31 | $25,462 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2014-05-31 | $38,826 |
| Did the plan have assets held for investment | 2014-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-05-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-05-31 | No |
| Aggregate proceeds on sale of assets | 2014-05-31 | $141,321,198 |
| Aggregate carrying amount (costs) on sale of assets | 2014-05-31 | $138,839,112 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-05-31 | Unqualified |
| Accountancy firm name | 2014-05-31 | LEGACY PROFESSIONALS LLP |
| Accountancy firm EIN | 2014-05-31 | 320043599 |
| 2013 : OPERATING ENGINEERS #49 HEALTH AND WELFARE FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-05-31 | $3,123,736 |
| Total unrealized appreciation/depreciation of assets | 2013-05-31 | $3,123,736 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $13,439,470 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $17,045,955 |
| Total income from all sources (including contributions) | 2013-05-31 | $133,241,072 |
| Total loss/gain on sale of assets | 2013-05-31 | $1,488,514 |
| Total of all expenses incurred | 2013-05-31 | $118,110,293 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-05-31 | $114,544,477 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-05-31 | $118,523,726 |
| Value of total assets at end of year | 2013-05-31 | $198,266,368 |
| Value of total assets at beginning of year | 2013-05-31 | $186,742,074 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-05-31 | $3,565,816 |
| Total interest from all sources | 2013-05-31 | $928,587 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-05-31 | $4,156,083 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-05-31 | $3,739,716 |
| Administrative expenses professional fees incurred | 2013-05-31 | $603,380 |
| Was this plan covered by a fidelity bond | 2013-05-31 | Yes |
| Value of fidelity bond cover | 2013-05-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-05-31 | No |
| Contributions received from participants | 2013-05-31 | $10,073,179 |
| Participant contributions at end of year | 2013-05-31 | $141,412 |
| Participant contributions at beginning of year | 2013-05-31 | $195,390 |
| Assets. Other investments not covered elsewhere at end of year | 2013-05-31 | $572,215 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-05-31 | $76,101 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-05-31 | $866,288 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-05-31 | $928,864 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-05-31 | $3,227,325 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-05-31 | $3,757,107 |
| Other income not declared elsewhere | 2013-05-31 | $553,396 |
| Administrative expenses (other) incurred | 2013-05-31 | $366,209 |
| Liabilities. Value of operating payables at end of year | 2013-05-31 | $387,645 |
| Liabilities. Value of operating payables at beginning of year | 2013-05-31 | $373,283 |
| Total non interest bearing cash at end of year | 2013-05-31 | $5,819 |
| Total non interest bearing cash at beginning of year | 2013-05-31 | $7,404,417 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-05-31 | No |
| Value of net income/loss | 2013-05-31 | $15,130,779 |
| Value of net assets at end of year (total assets less liabilities) | 2013-05-31 | $184,826,898 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-05-31 | $169,696,119 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-05-31 | No |
| Assets. partnership/joint venture interests at end of year | 2013-05-31 | $844,790 |
| Assets. partnership/joint venture interests at beginning of year | 2013-05-31 | $1,356,969 |
| Investment advisory and management fees | 2013-05-31 | $650,471 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-05-31 | $114,044,597 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-05-31 | $100,583,801 |
| Interest earned on other investments | 2013-05-31 | $8,299 |
| Income. Interest from US Government securities | 2013-05-31 | $320,195 |
| Income. Interest from corporate debt instruments | 2013-05-31 | $598,034 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-05-31 | $14,870,311 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-05-31 | $13,796,449 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-05-31 | $13,796,449 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-05-31 | $2,059 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-05-31 | $10,529,949 |
| Asset value of US Government securities at end of year | 2013-05-31 | $17,673,224 |
| Asset value of US Government securities at beginning of year | 2013-05-31 | $16,927,132 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-05-31 | $4,467,030 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-05-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-05-31 | No |
| Contributions received in cash from employer | 2013-05-31 | $108,450,547 |
| Employer contributions (assets) at end of year | 2013-05-31 | $9,570,182 |
| Employer contributions (assets) at beginning of year | 2013-05-31 | $10,289,768 |
| Income. Dividends from common stock | 2013-05-31 | $416,367 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-05-31 | $104,014,528 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-05-31 | $14,289,327 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-05-31 | $14,634,979 |
| Contract administrator fees | 2013-05-31 | $1,945,756 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-05-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-05-31 | $25,349,377 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-05-31 | $20,524,363 |
| Liabilities. Value of benefit claims payable at end of year | 2013-05-31 | $9,824,500 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-05-31 | $12,915,565 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2013-05-31 | $38,826 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2013-05-31 | $23,841 |
| Did the plan have assets held for investment | 2013-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-05-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-05-31 | No |
| Aggregate proceeds on sale of assets | 2013-05-31 | $43,276,127 |
| Aggregate carrying amount (costs) on sale of assets | 2013-05-31 | $41,787,613 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-05-31 | Unqualified |
| Accountancy firm name | 2013-05-31 | LEGACY PROFESSIONALS LLP |
| Accountancy firm EIN | 2013-05-31 | 320043599 |
| 2012 : OPERATING ENGINEERS #49 HEALTH AND WELFARE FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-05-31 | $-1,662,490 |
| Total unrealized appreciation/depreciation of assets | 2012-05-31 | $-1,662,490 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-31 | $17,045,955 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-31 | $10,899,083 |
| Total income from all sources (including contributions) | 2012-05-31 | $117,758,455 |
| Total loss/gain on sale of assets | 2012-05-31 | $530,578 |
| Total of all expenses incurred | 2012-05-31 | $107,543,074 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-05-31 | $104,147,333 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-05-31 | $115,869,707 |
| Value of total assets at end of year | 2012-05-31 | $186,742,074 |
| Value of total assets at beginning of year | 2012-05-31 | $170,379,821 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-05-31 | $3,395,741 |
| Total interest from all sources | 2012-05-31 | $862,788 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-05-31 | $3,996,911 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-05-31 | $3,631,982 |
| Administrative expenses professional fees incurred | 2012-05-31 | $588,700 |
| Was this plan covered by a fidelity bond | 2012-05-31 | Yes |
| Value of fidelity bond cover | 2012-05-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-05-31 | No |
| Contributions received from participants | 2012-05-31 | $9,855,321 |
| Participant contributions at end of year | 2012-05-31 | $195,390 |
| Participant contributions at beginning of year | 2012-05-31 | $328,535 |
| Assets. Other investments not covered elsewhere at end of year | 2012-05-31 | $76,101 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-05-31 | $45,442,526 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-05-31 | $928,864 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-05-31 | $1,301,807 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-05-31 | $3,757,107 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-05-31 | $3,178,352 |
| Other income not declared elsewhere | 2012-05-31 | $1,745,544 |
| Administrative expenses (other) incurred | 2012-05-31 | $378,845 |
| Liabilities. Value of operating payables at end of year | 2012-05-31 | $373,283 |
| Liabilities. Value of operating payables at beginning of year | 2012-05-31 | $350,831 |
| Total non interest bearing cash at end of year | 2012-05-31 | $7,404,417 |
| Total non interest bearing cash at beginning of year | 2012-05-31 | $-446,201 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-05-31 | No |
| Value of net income/loss | 2012-05-31 | $10,215,381 |
| Value of net assets at end of year (total assets less liabilities) | 2012-05-31 | $169,696,119 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-05-31 | $159,480,738 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-05-31 | No |
| Assets. partnership/joint venture interests at end of year | 2012-05-31 | $1,356,969 |
| Investment advisory and management fees | 2012-05-31 | $536,317 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-05-31 | $100,583,801 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-05-31 | $58,028,903 |
| Interest earned on other investments | 2012-05-31 | $5,204 |
| Income. Interest from US Government securities | 2012-05-31 | $181,492 |
| Income. Interest from corporate debt instruments | 2012-05-31 | $669,899 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-05-31 | $13,796,449 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-05-31 | $12,131,474 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-05-31 | $12,131,474 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-05-31 | $6,193 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-05-31 | $10,658,551 |
| Asset value of US Government securities at end of year | 2012-05-31 | $16,927,132 |
| Asset value of US Government securities at beginning of year | 2012-05-31 | $10,423,074 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-05-31 | $-3,584,583 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-05-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-05-31 | No |
| Contributions received in cash from employer | 2012-05-31 | $106,014,386 |
| Employer contributions (assets) at end of year | 2012-05-31 | $10,289,768 |
| Employer contributions (assets) at beginning of year | 2012-05-31 | $7,834,375 |
| Income. Dividends from common stock | 2012-05-31 | $364,929 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-05-31 | $93,488,782 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-05-31 | $14,634,979 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-05-31 | $13,340,261 |
| Contract administrator fees | 2012-05-31 | $1,891,879 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-05-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-05-31 | $20,524,363 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-05-31 | $21,990,615 |
| Liabilities. Value of benefit claims payable at end of year | 2012-05-31 | $12,915,565 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-05-31 | $7,369,900 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2012-05-31 | $23,841 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2012-05-31 | $4,452 |
| Did the plan have assets held for investment | 2012-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-05-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-05-31 | No |
| Aggregate proceeds on sale of assets | 2012-05-31 | $36,937,071 |
| Aggregate carrying amount (costs) on sale of assets | 2012-05-31 | $36,406,493 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-05-31 | Unqualified |
| Accountancy firm name | 2012-05-31 | LEGACY PROFESSIONALS LLP |
| Accountancy firm EIN | 2012-05-31 | 320043599 |
| 2011 : OPERATING ENGINEERS #49 HEALTH AND WELFARE FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-05-31 | $6,492,027 |
| Total unrealized appreciation/depreciation of assets | 2011-05-31 | $6,492,027 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-05-31 | $10,899,083 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-05-31 | $13,232,496 |
| Total income from all sources (including contributions) | 2011-05-31 | $122,172,711 |
| Total loss/gain on sale of assets | 2011-05-31 | $4,147,207 |
| Total of all expenses incurred | 2011-05-31 | $95,642,996 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-05-31 | $92,279,344 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-05-31 | $100,518,478 |
| Value of total assets at end of year | 2011-05-31 | $170,379,821 |
| Value of total assets at beginning of year | 2011-05-31 | $146,183,519 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-05-31 | $3,363,652 |
| Total interest from all sources | 2011-05-31 | $1,794,817 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-05-31 | $1,911,563 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-05-31 | $1,604,047 |
| Administrative expenses professional fees incurred | 2011-05-31 | $555,500 |
| Was this plan covered by a fidelity bond | 2011-05-31 | Yes |
| Value of fidelity bond cover | 2011-05-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-05-31 | No |
| Contributions received from participants | 2011-05-31 | $9,808,913 |
| Participant contributions at end of year | 2011-05-31 | $328,535 |
| Participant contributions at beginning of year | 2011-05-31 | $189,383 |
| Assets. Other investments not covered elsewhere at end of year | 2011-05-31 | $45,442,526 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-05-31 | $45,283,611 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-05-31 | $1,301,807 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-05-31 | $1,149,007 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-05-31 | $3,178,352 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-05-31 | $2,822,731 |
| Other income not declared elsewhere | 2011-05-31 | $1,976,181 |
| Administrative expenses (other) incurred | 2011-05-31 | $382,476 |
| Liabilities. Value of operating payables at end of year | 2011-05-31 | $350,831 |
| Liabilities. Value of operating payables at beginning of year | 2011-05-31 | $347,965 |
| Total non interest bearing cash at end of year | 2011-05-31 | $-446,201 |
| Total non interest bearing cash at beginning of year | 2011-05-31 | $-2,443,829 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-05-31 | No |
| Value of net income/loss | 2011-05-31 | $26,529,715 |
| Value of net assets at end of year (total assets less liabilities) | 2011-05-31 | $159,480,738 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-05-31 | $132,951,023 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-05-31 | No |
| Investment advisory and management fees | 2011-05-31 | $616,932 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-05-31 | $58,028,903 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-05-31 | $24,411,471 |
| Interest earned on other investments | 2011-05-31 | $1,243,000 |
| Income. Interest from US Government securities | 2011-05-31 | $182,975 |
| Income. Interest from corporate debt instruments | 2011-05-31 | $318,356 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-05-31 | $12,131,474 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-05-31 | $45,056,214 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-05-31 | $45,056,214 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-05-31 | $50,486 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-05-31 | $10,432,842 |
| Asset value of US Government securities at end of year | 2011-05-31 | $10,423,074 |
| Asset value of US Government securities at beginning of year | 2011-05-31 | $7,320,389 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-05-31 | $5,332,438 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-05-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-05-31 | No |
| Contributions received in cash from employer | 2011-05-31 | $90,709,565 |
| Employer contributions (assets) at end of year | 2011-05-31 | $7,834,375 |
| Employer contributions (assets) at beginning of year | 2011-05-31 | $6,874,054 |
| Income. Dividends from common stock | 2011-05-31 | $307,516 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-05-31 | $81,846,502 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-05-31 | $13,340,261 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-05-31 | $4,262,183 |
| Contract administrator fees | 2011-05-31 | $1,808,744 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-05-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-05-31 | $21,990,615 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-05-31 | $14,069,514 |
| Liabilities. Value of benefit claims payable at end of year | 2011-05-31 | $7,369,900 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-05-31 | $10,061,800 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2011-05-31 | $4,452 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-05-31 | $11,522 |
| Did the plan have assets held for investment | 2011-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-05-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-05-31 | No |
| Aggregate proceeds on sale of assets | 2011-05-31 | $79,371,540 |
| Aggregate carrying amount (costs) on sale of assets | 2011-05-31 | $75,224,333 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-05-31 | Unqualified |
| Accountancy firm name | 2011-05-31 | LEGACY PROFESSIONALS LLP |
| Accountancy firm EIN | 2011-05-31 | 320043599 |
