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OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 401k Plan overview

Plan NameOPERATING ENGINEERS LOCAL NO. 37 VACATION FUND
Plan identification number 503

OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Other welfare benefit cover

401k Sponsoring company profile

BRD OF TRUSTEES OE 37 VACATION FUND has sponsored the creation of one or more 401k plans.

Company Name:BRD OF TRUSTEES OE 37 VACATION FUND
Employer identification number (EIN):526070524
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5032013-01-01
5032012-01-01JOSEPH F. SHANAHAN
5032011-01-01JOSEPH F SHANAHAN CHARLES M HOLUB2012-10-12
5032010-01-01JOSEPH F SHANAHAN CHARLES M HOLUB2011-10-14
5032009-01-01JOSEPH F SHANAHAN CHARLES M HOLUB2010-10-13

Plan Statistics for OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND

401k plan membership statisitcs for OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND

Measure Date Value
2013: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2013 401k membership
Total participants, beginning-of-year2013-01-01850
Total number of active participants reported on line 7a of the Form 55002013-01-010
Total of all active and inactive participants2013-01-010
Number of employers contributing to the scheme2013-01-0160
2012: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2012 401k membership
Total participants, beginning-of-year2012-01-01835
Total number of active participants reported on line 7a of the Form 55002012-01-01850
Total of all active and inactive participants2012-01-01850
Number of employers contributing to the scheme2012-01-0160
2011: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2011 401k membership
Total participants, beginning-of-year2011-01-01882
Total number of active participants reported on line 7a of the Form 55002011-01-01835
Total of all active and inactive participants2011-01-01835
Total participants2011-01-01835
Number of employers contributing to the scheme2011-01-0166
2010: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2010 401k membership
Total participants, beginning-of-year2010-01-01898
Total number of active participants reported on line 7a of the Form 55002010-01-01882
Total of all active and inactive participants2010-01-01882
Total participants2010-01-01882
Number of employers contributing to the scheme2010-01-0170
2009: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2009 401k membership
Total participants, beginning-of-year2009-01-01714
Total number of active participants reported on line 7a of the Form 55002009-01-01898
Total of all active and inactive participants2009-01-01898
Total participants2009-01-01898
Number of employers contributing to the scheme2009-01-0164

Financial Data on OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND

Measure Date Value
2013 : OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2013 401k financial data
Total transfer of assets from this plan2013-12-31$-12,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$165,305
Total income from all sources (including contributions)2013-12-31$615,679
Total of all expenses incurred2013-12-31$620,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$609,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$609,637
Value of total assets at end of year2013-12-31$0
Value of total assets at beginning of year2013-12-31$157,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,821
Total interest from all sources2013-12-31$22
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$4,621
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$609,637
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$45,638
Other income not declared elsewhere2013-12-31$6,020
Administrative expenses (other) incurred2013-12-31$1,400
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$66,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-4,779
Value of net assets at end of year (total assets less liabilities)2013-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$-7,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$45,601
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$45,601
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$22
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$609,637
Contract administrator fees2013-12-31$4,800
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$165,305
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31WEYRICH, CRONIN & SORRA, CHARTERED
Accountancy firm EIN2013-12-31521162023
2012 : OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$165,305
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$200,839
Total income from all sources (including contributions)2012-12-31$596,798
Total of all expenses incurred2012-12-31$601,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$588,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$588,188
Value of total assets at end of year2012-12-31$157,396
Value of total assets at beginning of year2012-12-31$197,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,468
Total interest from all sources2012-12-31$25
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$6,092
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$588,188
Participant contributions at end of year2012-12-31$45,638
Participant contributions at beginning of year2012-12-31$61,901
Other income not declared elsewhere2012-12-31$8,585
Administrative expenses (other) incurred2012-12-31$2,576
Total non interest bearing cash at end of year2012-12-31$66,157
Total non interest bearing cash at beginning of year2012-12-31$115,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-4,858
Value of net assets at end of year (total assets less liabilities)2012-12-31$-7,909
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$-3,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$45,601
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$20,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$20,659
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$25
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$588,188
Contract administrator fees2012-12-31$4,800
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Liabilities. Value of benefit claims payable at end of year2012-12-31$165,305
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$200,839
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MICHAEL D. SISK & COMPANY, PC
Accountancy firm EIN2012-12-31521857374
2011 : OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$200,839
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$151,539
Total income from all sources (including contributions)2011-12-31$591,255
Total of all expenses incurred2011-12-31$596,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$585,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$585,066
Value of total assets at end of year2011-12-31$197,788
Value of total assets at beginning of year2011-12-31$153,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,985
Total interest from all sources2011-12-31$21
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$4,390
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$585,066
Participant contributions at end of year2011-12-31$61,901
Participant contributions at beginning of year2011-12-31$42,859
Other income not declared elsewhere2011-12-31$6,168
Administrative expenses (other) incurred2011-12-31$1,795
Total non interest bearing cash at end of year2011-12-31$115,228
Total non interest bearing cash at beginning of year2011-12-31$89,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,797
Value of net assets at end of year (total assets less liabilities)2011-12-31$-3,051
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$20,659
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$20,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$20,638
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$21
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$585,067
Contract administrator fees2011-12-31$4,800
Liabilities. Value of benefit claims payable at end of year2011-12-31$200,839
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$151,539
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MICHAEL D. SISK & CO.
Accountancy firm EIN2011-12-31521857374
2010 : OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$151,539
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$146,306
Total income from all sources (including contributions)2010-12-31$558,649
Total of all expenses incurred2010-12-31$563,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$548,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$548,978
Value of total assets at end of year2010-12-31$153,285
Value of total assets at beginning of year2010-12-31$152,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,126
Total interest from all sources2010-12-31$1,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$6,333
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$548,978
Participant contributions at end of year2010-12-31$42,859
Participant contributions at beginning of year2010-12-31$50,500
Other income not declared elsewhere2010-12-31$8,283
Administrative expenses (other) incurred2010-12-31$2,993
Total non interest bearing cash at end of year2010-12-31$89,788
Total non interest bearing cash at beginning of year2010-12-31$46,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-4,455
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,746
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$20,638
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$55,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$55,459
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$548,978
Contract administrator fees2010-12-31$4,800
Liabilities. Value of benefit claims payable at end of year2010-12-31$151,539
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$146,306
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MICHAEL D. SISK & CO.
Accountancy firm EIN2010-12-31521857374

Form 5500 Responses for OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND

2013: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01This submission is the final filingYes
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: OPERATING ENGINEERS LOCAL NO. 37 VACATION FUND 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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