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OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 401k Plan overview

Plan NameOPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN
Plan identification number 001

OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

OPERATING ENGINEERS LOCAL UNION NO.3 has sponsored the creation of one or more 401k plans.

Company Name:OPERATING ENGINEERS LOCAL UNION NO.3
Employer identification number (EIN):940577785
NAIC Classification:236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01TANISHA WILLIAMS2023-10-09
0012021-01-01TANISHA WILLIAMS2022-10-12
0012020-01-01TANISHA WILLIAMS2021-10-13
0012019-01-01
0012018-01-01MARIANO GONZALEZ2019-09-27
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01MARIANO GONZALEZ
0012013-01-01STEPHEN BENTIVOGLIO
0012012-01-01MARIANO GONZALEZ
0012011-01-01MARIANO GONZALEZ
0012009-01-01MARIANO GONZALEZ
0012009-01-01MARIANO GONZALEZ
0012009-01-01 MARIANO GONZALEZ2011-10-17
0012008-01-01MARIANO GONZALEZ

Plan Statistics for OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN

401k plan membership statisitcs for OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN

Measure Date Value
2022: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01205
Total number of active participants reported on line 7a of the Form 55002022-01-01187
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0124
Total of all active and inactive participants2022-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01211
Number of participants with account balances2022-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01212
Total number of active participants reported on line 7a of the Form 55002021-01-01185
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-0115
Total of all active and inactive participants2021-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01203
Number of participants with account balances2021-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01216
Total number of active participants reported on line 7a of the Form 55002020-01-01191
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0122
Total of all active and inactive participants2020-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01216
Number of participants with account balances2020-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01202
Total number of active participants reported on line 7a of the Form 55002019-01-01192
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0122
Total of all active and inactive participants2019-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01216
Number of participants with account balances2019-01-0176
2018: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01204
Total number of active participants reported on line 7a of the Form 55002018-01-01185
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0124
Total of all active and inactive participants2018-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01209
Number of participants with account balances2018-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01202
Total number of active participants reported on line 7a of the Form 55002017-01-01183
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01203
Number of participants with account balances2017-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01201
Total number of active participants reported on line 7a of the Form 55002016-01-01188
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0113
Total of all active and inactive participants2016-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01201
Number of participants with account balances2016-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01201
Total number of active participants reported on line 7a of the Form 55002015-01-01188
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01199
Number of participants with account balances2015-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01183
Total number of active participants reported on line 7a of the Form 55002014-01-01174
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01190
Number of participants with account balances2014-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01184
Total number of active participants reported on line 7a of the Form 55002013-01-01167
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01180
Number of participants with account balances2013-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01196
Total number of active participants reported on line 7a of the Form 55002012-01-01176
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01189
Number of participants with account balances2012-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01196
Total number of active participants reported on line 7a of the Form 55002011-01-01182
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01196
Number of participants with account balances2011-01-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01297
Total number of active participants reported on line 7a of the Form 55002009-01-01199
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0178
Total of all active and inactive participants2009-01-01279
Total participants2009-01-01279
Number of participants with account balances2009-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-01305
Total number of active participants reported on line 7a of the Form 55002008-01-01211
Number of retired or separated participants receiving benefits2008-01-014
Number of other retired or separated participants entitled to future benefits2008-01-0181
Total of all active and inactive participants2008-01-01296
Total participants2008-01-01296
Number of participants with account balances2008-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010

Financial Data on OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN

Measure Date Value
2022 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-456,177
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$49,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$628,452
Value of total assets at end of year2022-12-31$5,811,144
Value of total assets at beginning of year2022-12-31$6,317,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$36,803
Total interest from all sources2022-12-31$8,831
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$184,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$628,400
Participant contributions at end of year2022-12-31$79,683
Participant contributions at beginning of year2022-12-31$85,777
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$52
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-506,049
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,811,144
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,317,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$36,803
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$5,319,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,636,843
Interest on participant loans2022-12-31$8,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$17
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$17
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,278,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Income. Dividends from common stock2022-12-31$184,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$13,069
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$411,507
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$594,556
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2022-12-31952036255
2021 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,493,938
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$466,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$417,711
Expenses. Certain deemed distributions of participant loans2021-12-31$1,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$618,902
Value of total assets at end of year2021-12-31$6,317,193
Value of total assets at beginning of year2021-12-31$5,289,670
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$46,887
Total interest from all sources2021-12-31$5,391
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$421,664
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$571,141
Participant contributions at end of year2021-12-31$85,777
Participant contributions at beginning of year2021-12-31$96,161
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$47,761
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,027,523
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,317,193
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,289,670
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$46,887
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,636,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,747,178
Interest on participant loans2021-12-31$5,391
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$17
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$17
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$447,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Income. Dividends from common stock2021-12-31$421,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$417,711
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$594,556
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$446,314
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2021-12-31952036255
2020 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,265,808
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$413,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$335,847
Expenses. Certain deemed distributions of participant loans2020-12-31$40,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$528,077
Value of total assets at end of year2020-12-31$5,289,670
Value of total assets at beginning of year2020-12-31$4,437,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$37,883
Total interest from all sources2020-12-31$3,990
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$151,965
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$528,077
Participant contributions at end of year2020-12-31$96,161
Participant contributions at beginning of year2020-12-31$123,665
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$851,823
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,289,670
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,437,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$37,883
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,747,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,056,968
Interest on participant loans2020-12-31$3,698
Interest earned on other investments2020-12-31$292
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$17
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,856
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$581,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Income. Dividends from common stock2020-12-31$151,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$335,847
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$446,314
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$254,358
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2020-12-31952036255
2019 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,383,680
Total income from all sources (including contributions)2019-12-31$1,383,680
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$280,609
Total of all expenses incurred2019-12-31$280,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$248,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$248,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$615,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$615,937
Value of total assets at end of year2019-12-31$4,437,847
Value of total assets at end of year2019-12-31$4,437,847
Value of total assets at beginning of year2019-12-31$3,334,776
Value of total assets at beginning of year2019-12-31$3,334,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$31,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$31,872
Total interest from all sources2019-12-31$7,442
Total interest from all sources2019-12-31$7,442
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$109,617
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$527,140
Contributions received from participants2019-12-31$527,140
Participant contributions at end of year2019-12-31$123,665
Participant contributions at end of year2019-12-31$123,665
Participant contributions at beginning of year2019-12-31$86,418
Participant contributions at beginning of year2019-12-31$86,418
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$24,427
Participant contributions at beginning of year2019-12-31$24,427
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$88,797
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$88,797
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,103,071
Value of net income/loss2019-12-31$1,103,071
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,437,847
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,437,847
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,334,776
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,334,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$31,872
Investment advisory and management fees2019-12-31$31,872
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,056,968
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,056,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,081,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,081,871
Interest on participant loans2019-12-31$5,830
Interest on participant loans2019-12-31$5,830
Interest earned on other investments2019-12-31$1,612
Interest earned on other investments2019-12-31$1,612
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,856
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,850
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,850
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$650,684
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$650,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Income. Dividends from common stock2019-12-31$109,617
Income. Dividends from common stock2019-12-31$109,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$248,737
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$248,737
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$254,358
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$254,358
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$139,210
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$139,210
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MILLER KAPLAN ARASE LLP
Accountancy firm name2019-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2019-12-31952036255
Accountancy firm EIN2019-12-31952036255
2018 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$323,935
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$458,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$416,676
Value of total corrective distributions2018-12-31$12,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$487,573
Value of total assets at end of year2018-12-31$3,334,776
Value of total assets at beginning of year2018-12-31$3,469,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$28,975
Total interest from all sources2018-12-31$4,260
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$109,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$107,849
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$450,519
Participant contributions at end of year2018-12-31$86,418
Participant contributions at beginning of year2018-12-31$29,998
Participant contributions at end of year2018-12-31$24,427
Participant contributions at beginning of year2018-12-31$5,563
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$37,054
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-134,444
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,334,776
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,469,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$28,975
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,081,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,275,096
Interest on participant loans2018-12-31$3,066
Interest earned on other investments2018-12-31$1,194
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,850
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,622
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-277,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from common stock2018-12-31$1,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$416,676
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$139,210
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$154,941
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2018-12-31952036255
2017 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$873,827
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$57,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$34,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$416,568
Value of total assets at end of year2017-12-31$3,469,220
Value of total assets at beginning of year2017-12-31$2,652,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$23,513
Total interest from all sources2017-12-31$1,795
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$83,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$81,712
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$416,568
Participant contributions at end of year2017-12-31$29,998
Participant contributions at beginning of year2017-12-31$36,394
Participant contributions at end of year2017-12-31$5,563
Participant contributions at beginning of year2017-12-31$20,042
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$816,269
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,469,220
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,652,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$23,513
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,275,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,490,539
Interest on participant loans2017-12-31$1,795
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3,622
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$11,491
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$11,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$372,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from common stock2017-12-31$1,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$34,045
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$154,941
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$94,485
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2017-12-31952036255
2016 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$536,302
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$37,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$26,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$350,773
Value of total assets at end of year2016-12-31$2,652,951
Value of total assets at beginning of year2016-12-31$2,154,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,931
Total interest from all sources2016-12-31$1,247
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$112,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$111,036
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$350,773
Participant contributions at end of year2016-12-31$36,394
Participant contributions at beginning of year2016-12-31$27,710
Participant contributions at end of year2016-12-31$20,042
Participant contributions at beginning of year2016-12-31$5,396
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$498,628
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,652,951
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,154,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$10,931
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,490,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,016,583
Interest on participant loans2016-12-31$1,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$11,491
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$19,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$19,984
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$71,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from common stock2016-12-31$1,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$26,743
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$94,485
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$84,650
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2016-12-31952036255
2015 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-3,687
Total unrealized appreciation/depreciation of assets2015-12-31$-3,687
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$391,264
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$644,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$632,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$445,611
Value of total assets at end of year2015-12-31$2,154,323
Value of total assets at beginning of year2015-12-31$2,407,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,270
Total interest from all sources2015-12-31$1,424
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$127,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$126,604
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$363,983
Participant contributions at end of year2015-12-31$27,710
Participant contributions at beginning of year2015-12-31$35,984
Participant contributions at end of year2015-12-31$5,396
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$81,628
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-252,946
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,154,323
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,407,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$11,270
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,016,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,296,198
Interest on participant loans2015-12-31$1,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$19,984
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-180,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from common stock2015-12-31$1,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$632,940
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$84,650
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$74,011
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2015-12-31952036255
2014 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$417,136
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$12,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$334,455
Value of total assets at end of year2014-12-31$2,407,269
Value of total assets at beginning of year2014-12-31$2,002,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,326
Total interest from all sources2014-12-31$1,502
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$140,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$138,856
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$334,455
Participant contributions at end of year2014-12-31$35,984
Participant contributions at beginning of year2014-12-31$36,044
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$5,495
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$404,810
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,407,269
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,002,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$12,326
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,296,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,909,104
Interest on participant loans2014-12-31$1,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,076
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$763
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$763
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-58,880
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from common stock2014-12-31$1,203
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$74,011
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$51,053
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2014-12-31952036255
2013 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$3,642
Total unrealized appreciation/depreciation of assets2013-12-31$3,642
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$1,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,000
Total income from all sources (including contributions)2013-12-31$466,936
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$952,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$940,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$258,150
Value of total assets at end of year2013-12-31$2,002,459
Value of total assets at beginning of year2013-12-31$2,489,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,429
Total interest from all sources2013-12-31$1,040
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$75,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$75,082
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$300,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$253,210
Participant contributions at end of year2013-12-31$36,044
Participant contributions at beginning of year2013-12-31$25,417
Participant contributions at end of year2013-12-31$5,495
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,940
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,000
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-485,071
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,002,459
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,488,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$11,429
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,909,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,463,113
Interest on participant loans2013-12-31$1,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$763
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$128,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from common stock2013-12-31$278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$940,578
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$51,053
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2013-12-31952036255
2012 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$4,750
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$584,704
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$20,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$9,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$374,308
Value of total assets at end of year2012-12-31$2,489,530
Value of total assets at beginning of year2012-12-31$1,919,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,301
Total interest from all sources2012-12-31$737
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$65,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$208,802
Participant contributions at end of year2012-12-31$25,417
Participant contributions at beginning of year2012-12-31$35,856
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$8,594
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$165,506
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$1,000
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$564,029
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,488,530
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,919,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$11,301
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,463,113
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,875,301
Interest on participant loans2012-12-31$737
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$144,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from common stock2012-12-31$65,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$9,374
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2012-12-31952036255
2011 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,910
Total income from all sources (including contributions)2011-12-31$98,934
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$16,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$210,571
Value of total assets at end of year2011-12-31$1,919,751
Value of total assets at beginning of year2011-12-31$1,842,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,078
Total interest from all sources2011-12-31$1,325
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$200,116
Participant contributions at end of year2011-12-31$35,856
Participant contributions at beginning of year2011-12-31$23,108
Participant contributions at end of year2011-12-31$8,594
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$10,455
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$5,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$82,755
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,919,751
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,836,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$10,078
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,875,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,819,798
Interest on participant loans2011-12-31$1,325
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-112,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,101
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MILLER, KAPLAN, ARASE & CO., LLP
Accountancy firm EIN2011-12-31952036255
2010 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$53,967
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,910
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,910
Total income from all sources (including contributions)2010-12-31$419,161
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$31,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$0
Expenses. Certain deemed distributions of participant loans2010-12-31$22,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$204,328
Value of total assets at end of year2010-12-31$1,842,906
Value of total assets at beginning of year2010-12-31$1,455,282
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9,037
Total interest from all sources2010-12-31$1,016
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$33,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$33,834
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$204,328
Participant contributions at end of year2010-12-31$23,108
Participant contributions at beginning of year2010-12-31$39,589
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$744,118
Assets. Loans (other than to participants) at end of year2010-12-31$22,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$5,910
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$5,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$387,624
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,836,996
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,449,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,819,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,412,649
Interest on participant loans2010-12-31$1,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$179,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at end of year2010-12-31$3,704
Employer contributions (assets) at beginning of year2010-12-31$3,044
Contract administrator fees2010-12-31$9,037
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MILLER, KAPLAN, ARASE & CO., LLP
Accountancy firm EIN2010-12-31952036255
2008 : OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2008 401k financial data
Total transfer of assets to this plan2008-12-31$53,967
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$5,910
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$5,910
Total income from all sources (including contributions)2008-12-31$673,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-12-31$981,245
Value of total assets at end of year2008-12-31$934,701
Value of total assets at beginning of year2008-12-31$207,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31No
Was this plan covered by a fidelity bond2008-12-31Yes
Value of fidelity bond cover2008-12-31$10,000,000
If this is an individual account plan, was there a blackout period2008-12-31No
Were there any nonexempt tranactions with any party-in-interest2008-12-31No
Contributions received from participants2008-12-31$237,127
Income. Received or receivable in cash from other sources (including rollovers)2008-12-31$744,118
Assets. Loans (other than to participants) at end of year2008-12-31$22,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2008-12-31$5,910
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2008-12-31$5,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$673,454
Value of net assets at end of year (total assets less liabilities)2008-12-31$928,791
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$201,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-12-31$908,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-12-31$207,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)2008-12-31$-307,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31No
Was there a failure to transmit to the plan any participant contributions2008-12-31No
Has the plan failed to provide any benefit when due under the plan2008-12-31No
Employer contributions (assets) at end of year2008-12-31$3,704
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32008-12-31No
Did the plan have assets held for investment2008-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31No
Opinion of an independent qualified public accountant for this plan2008-12-31Unqualified
Accountancy firm name2008-12-31MILLER, KAPLAN ARASE & CO., LLP
Accountancy firm EIN2008-12-31952036255

Form 5500 Responses for OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN

2022: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: OPERATING ENGINEERS LOCAL UNION NO.3 401-K PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes

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