401k Plan data: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN plan

OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN
Plan identification number	003

OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

BOARD OF TRUSTEES, OPERATING ENGINEERS ANNUITY PLAN has sponsored the creation of one or more 401k plans.

Company Name: BOARD OF TRUSTEES, OPERATING ENGINEERS ANNUITY PLAN

Employer identification number (EIN): 946090764

NAIC Classification: 237990
NAIC Description: Other Heavy and Civil Engineering Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2014-01-01 SANDY S. GARCIA SANDY S. GARCIA 2015-04-30
003 2013-01-01
003 2012-01-01 RICHARD PIOMBO
003 2011-01-01 F. G. CROSTHWAITE
003 2009-01-01 RUSSELL BURNS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2014-01-01	SANDY S. GARCIA	SANDY S. GARCIA	2015-04-30
003	2013-01-01
003	2012-01-01	RICHARD PIOMBO
003	2011-01-01	F. G. CROSTHWAITE
003	2009-01-01	RUSSELL BURNS

Plan Statistics for OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN

Measure Date Value
2014: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 52
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Total participants 2014-01-01 0
Number of employers contributing to the scheme 2014-01-01 0
2013: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 75
Number of other retired or separated participants entitled to future benefits 2013-01-01 50
Total of all active and inactive participants 2013-01-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 52
Number of employers contributing to the scheme 2013-01-01 0
2012: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 71
Number of other retired or separated participants entitled to future benefits 2012-01-01 73
Total of all active and inactive participants 2012-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 75
Number of employers contributing to the scheme 2012-01-01 0
2011: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Number of other retired or separated participants entitled to future benefits 2011-01-01 66
Total of all active and inactive participants 2011-01-01 70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 71
Number of employers contributing to the scheme 2011-01-01 0
2009: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 6
Number of other retired or separated participants entitled to future benefits 2009-01-01 111
Total of all active and inactive participants 2009-01-01 117
Total participants 2009-01-01 117
Number of employers contributing to the scheme 2009-01-01 3

Measure	Date	Value
2014: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	52
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Total participants	2014-01-01	0
Number of employers contributing to the scheme	2014-01-01	0
2013: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	75
Number of other retired or separated participants entitled to future benefits	2013-01-01	50
Total of all active and inactive participants	2013-01-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	52
Number of employers contributing to the scheme	2013-01-01	0
2012: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	71
Number of other retired or separated participants entitled to future benefits	2012-01-01	73
Total of all active and inactive participants	2012-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	75
Number of employers contributing to the scheme	2012-01-01	0
2011: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Number of other retired or separated participants entitled to future benefits	2011-01-01	66
Total of all active and inactive participants	2011-01-01	70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	71
Number of employers contributing to the scheme	2011-01-01	0
2009: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	6
Number of other retired or separated participants entitled to future benefits	2009-01-01	111
Total of all active and inactive participants	2009-01-01	117
Total participants	2009-01-01	117
Number of employers contributing to the scheme	2009-01-01	3

Financial Data on OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN

Measure	Date	Value
2014 : OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$92
Expenses. Total of all expenses incurred	2014-12-31	$109,648
Benefits paid (including direct rollovers)	2014-12-31	$109,628
Total plan assets at end of year	2014-12-31	$0
Total plan assets at beginning of year	2014-12-31	$109,556
Value of fidelity bond covering the plan	2014-12-31	$15,000,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$20
Other income received	2014-12-31	$92
Net income (gross income less expenses)	2014-12-31	$-109,556
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$109,556
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2014-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$127
Expenses. Total of all expenses incurred	2013-12-31	$19,677
Benefits paid (including direct rollovers)	2013-12-31	$17,677
Total plan assets at end of year	2013-12-31	$109,556
Total plan assets at beginning of year	2013-12-31	$129,106
Value of fidelity bond covering the plan	2013-12-31	$15,000,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$2,000
Other income received	2013-12-31	$127
Net income (gross income less expenses)	2013-12-31	$-19,550
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$109,556
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$129,106
2012 : OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$203
Expenses. Total of all expenses incurred	2012-12-31	$2,730
Benefits paid (including direct rollovers)	2012-12-31	$2,730
Total plan assets at end of year	2012-12-31	$129,106
Total plan assets at beginning of year	2012-12-31	$131,633
Value of fidelity bond covering the plan	2012-12-31	$15,000,000
Other income received	2012-12-31	$203
Net income (gross income less expenses)	2012-12-31	$-2,527
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$129,106
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$131,633
2011 : OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$255
Total of all expenses incurred	2011-12-31	$13,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$13,635
Value of total assets at end of year	2011-12-31	$131,633
Value of total assets at beginning of year	2011-12-31	$145,013
Total interest from all sources	2011-12-31	$255
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$118,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-13,380
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$131,633
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$145,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$131,633
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$26,574
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$26,574
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$13,635
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	HEMMING MORSE CPAS AND CONSULTANTS
Accountancy firm EIN	2011-12-31	300702322
2010 : OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$17,366
Total of all expenses incurred	2010-12-31	$245,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$244,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$9,521
Value of total assets at end of year	2010-12-31	$145,013
Value of total assets at beginning of year	2010-12-31	$373,190
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,180
Total interest from all sources	2010-12-31	$460
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$1,180
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Total non interest bearing cash at end of year	2010-12-31	$118,439
Total non interest bearing cash at beginning of year	2010-12-31	$46,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-228,177
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$145,013
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$373,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$310,184
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$26,574
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$11,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$11,610
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$460
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$7,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$9,521
Employer contributions (assets) at beginning of year	2010-12-31	$5,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$244,363
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	HEMMING MORSE CPAS AND CONSULTANTS
Accountancy firm EIN	2010-12-31	942723629

Form 5500 Responses for OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN

2014: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Multi-employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Multi-employer plan
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Multi-employer plan
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Multi-employer plan
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: OPERATING ENGINEERS 401K RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Multi-employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BOARD OF TRUSTEES, OPERATING ENGINEERS ANNUITY PLAN
Employer identification number (EIN):	946090764
NAIC Classification:	237990
NAIC Description:	Other Heavy and Civil Engineering Construction