OPERATING ENGINEERS LOCAL 9 401 K has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OPERATING ENGINEERS LOCAL 9 SECTION 401(K) PLAN
401k plan membership statisitcs for OPERATING ENGINEERS LOCAL 9 SECTION 401(K) PLAN
| Measure | Date | Value |
|---|
| 2010: OPERATING ENGINEERS LOCAL 9 SECTION 401(K) PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-09-01 | 761 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-09-01 | 0 |
| Number of retired or separated participants receiving benefits | 2010-09-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-09-01 | 0 |
| Total of all active and inactive participants | 2010-09-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-09-01 | 0 |
| Total participants | 2010-09-01 | 0 |
| Number of participants with account balances | 2010-09-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-09-01 | 0 |
| Number of employers contributing to the scheme | 2010-09-01 | 74 |
| 2009: OPERATING ENGINEERS LOCAL 9 SECTION 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-09-01 | 1,280 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-09-01 | 745 |
| Number of retired or separated participants receiving benefits | 2009-09-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-09-01 | 16 |
| Total of all active and inactive participants | 2009-09-01 | 761 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-09-01 | 0 |
| Total participants | 2009-09-01 | 761 |
| Number of participants with account balances | 2009-09-01 | 70 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-09-01 | 0 |
| Number of employers contributing to the scheme | 2009-09-01 | 74 |
| Measure | Date | Value |
|---|
| 2011 : OPERATING ENGINEERS LOCAL 9 SECTION 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $7,500 |
| Total income from all sources (including contributions) | 2011-06-30 | $228,340 |
| Total loss/gain on sale of assets | 2011-06-30 | $0 |
| Total of all expenses incurred | 2011-06-30 | $1,162,190 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $1,154,041 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $86,469 |
| Value of total assets at end of year | 2011-06-30 | $0 |
| Value of total assets at beginning of year | 2011-06-30 | $941,350 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $8,149 |
| Total interest from all sources | 2011-06-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-06-30 | $0 |
| Administrative expenses professional fees incurred | 2011-06-30 | $5,666 |
| Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
| Value of fidelity bond cover | 2011-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-06-30 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
| Other income not declared elsewhere | 2011-06-30 | $7,517 |
| Administrative expenses (other) incurred | 2011-06-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2011-06-30 | $7,500 |
| Total non interest bearing cash at beginning of year | 2011-06-30 | $238 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Value of net income/loss | 2011-06-30 | $-933,850 |
| Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $933,850 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
| Investment advisory and management fees | 2011-06-30 | $233 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-06-30 | $911,689 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-06-30 | $134,354 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
| Contributions received in cash from employer | 2011-06-30 | $86,469 |
| Employer contributions (assets) at beginning of year | 2011-06-30 | $29,423 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $1,154,041 |
| Contract administrator fees | 2011-06-30 | $2,250 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-06-30 | Yes |
| Did the plan have assets held for investment | 2011-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Disclaimer |
| Accountancy firm name | 2011-06-30 | NEEDLES & ASSOCIATES, LLC |
| Accountancy firm EIN | 2011-06-30 | 510435869 |
| 2010: OPERATING ENGINEERS LOCAL 9 SECTION 401(K) PLAN 2010 form 5500 responses |
|---|
| 2010-09-01 | Type of plan entity | Multi-employer plan |
| 2010-09-01 | Submission has been amended | No |
| 2010-09-01 | This submission is the final filing | Yes |
| 2010-09-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2010-09-01 | Plan is a collectively bargained plan | Yes |
| 2010-09-01 | Plan funding arrangement – Insurance | Yes |
| 2010-09-01 | Plan funding arrangement – Trust | Yes |
| 2010-09-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-09-01 | Plan benefit arrangement - Trust | Yes |
| 2009: OPERATING ENGINEERS LOCAL 9 SECTION 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-09-01 | Type of plan entity | Multi-employer plan |
| 2009-09-01 | Submission has been amended | Yes |
| 2009-09-01 | This submission is the final filing | No |
| 2009-09-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-09-01 | Plan is a collectively bargained plan | Yes |
| 2009-09-01 | Plan funding arrangement – Trust | Yes |
| 2009-09-01 | Plan benefit arrangement - Trust | Yes |
