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EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 401k Plan overview

Plan NameEMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA
Plan identification number 001

EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED WAY OF EAST CENTRAL ALABAMA, INC. has sponsored the creation of one or more 401k plans.

Company Name:UNITED WAY OF EAST CENTRAL ALABAMA, INC.
Employer identification number (EIN):630350957
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01SHANNON JENKINS2023-05-31 SHANNON JENKINS2023-05-31
0012021-01-01SHANNON JENKINS2022-06-21 SHANNON JENKINS2022-06-21
0012020-01-01SHANNON JENKINS2021-06-15 SHANNON JENKINS2021-06-15
0012019-01-01SHANNON JENKINS2020-05-28 SHANNON JENKINS2020-05-28
0012018-01-01SHANNON JENKINS2019-06-25 SHANNON JENKINS2019-06-25
0012017-01-01SHANNON JENKINS2018-06-11 SHANNON JENKINS2018-06-11
0012016-01-01SHANNON JENKINS SHANNON JENKINS2017-06-22
0012015-01-01SHANNON JENKINS SHANNON JENKINS2016-05-05
0012014-01-01SHANNON JENKINS SHANNON JENKINS2015-07-14
0012013-01-01SHANNON JENKINS SHANNON JENKINS2014-07-29
0012012-01-01CURTIS M. SIMPSON CURTIS M. SIMPSON2013-07-15
0012011-01-01CURTIS M. SIMPSON CURTIS M. SIMPSON2012-07-16
0012009-01-01CURTIS M. SIMPSON CURTIS M. SIMPSON2010-07-31

Plan Statistics for EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA

401k plan membership statisitcs for EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA

Measure Date Value
2016: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2016 401k membership
Total participants, beginning-of-year2016-01-018
Total number of active participants reported on line 7a of the Form 55002016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-019
Total participants2016-01-019
Number of participants with account balances2016-01-019
2015: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2015 401k membership
Total participants, beginning-of-year2015-01-017
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-018
Total participants2015-01-018
Number of participants with account balances2015-01-018
2014: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2014 401k membership
Total participants, beginning-of-year2014-01-017
Total number of active participants reported on line 7a of the Form 55002014-01-012
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-017
Total participants2014-01-017
Number of participants with account balances2014-01-017
2013: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2013 401k membership
Total participants, beginning-of-year2013-01-017
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-017
Total participants2013-01-017
Number of participants with account balances2013-01-016
2012: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2012 401k membership
Total participants, beginning-of-year2012-01-017
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-017
Total participants2012-01-017
Number of participants with account balances2012-01-017
2011: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2011 401k membership
Total participants, beginning-of-year2011-01-017
Total number of active participants reported on line 7a of the Form 55002011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-017
Total participants2011-01-017
Number of participants with account balances2011-01-017
2009: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2009 401k membership
Total participants, beginning-of-year2009-01-018
Total number of active participants reported on line 7a of the Form 55002009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-017
Total participants2009-01-017
Number of participants with account balances2009-01-017

Financial Data on EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA

Measure Date Value
2016 : EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2016 401k financial data
Total income from all sources2016-12-31$25,586
Expenses. Total of all expenses incurred2016-12-31$76
Total plan assets at end of year2016-12-31$206,080
Total plan assets at beginning of year2016-12-31$180,570
Value of fidelity bond covering the plan2016-12-31$25,000
Expenses. Other expenses not covered elsewhere2016-12-31$76
Other income received2016-12-31$13,557
Net income (gross income less expenses)2016-12-31$25,510
Net plan assets at end of year (total assets less liabilities)2016-12-31$206,080
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$180,570
Total contributions received or receivable from employer(s)2016-12-31$12,029
2015 : EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2015 401k financial data
Total income from all sources2015-12-31$5,475
Expenses. Total of all expenses incurred2015-12-31$1,734
Total plan assets at end of year2015-12-31$180,570
Total plan assets at beginning of year2015-12-31$176,829
Value of fidelity bond covering the plan2015-12-31$25,000
Expenses. Other expenses not covered elsewhere2015-12-31$1,734
Other income received2015-12-31$-2,689
Net income (gross income less expenses)2015-12-31$3,741
Net plan assets at end of year (total assets less liabilities)2015-12-31$180,570
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$176,829
Total contributions received or receivable from employer(s)2015-12-31$8,164
2014 : EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2014 401k financial data
Total income from all sources2014-12-31$17,021
Expenses. Total of all expenses incurred2014-12-31$89
Total plan assets at end of year2014-12-31$176,829
Total plan assets at beginning of year2014-12-31$159,897
Value of fidelity bond covering the plan2014-12-31$25,000
Expenses. Other expenses not covered elsewhere2014-12-31$89
Other income received2014-12-31$7,404
Net income (gross income less expenses)2014-12-31$16,932
Net plan assets at end of year (total assets less liabilities)2014-12-31$176,829
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$159,897
Total contributions received or receivable from employer(s)2014-12-31$9,617
2013 : EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2013 401k financial data
Total income from all sources2013-12-31$41,094
Expenses. Total of all expenses incurred2013-12-31$7,799
Benefits paid (including direct rollovers)2013-12-31$7,701
Total plan assets at end of year2013-12-31$159,897
Total plan assets at beginning of year2013-12-31$126,602
Value of fidelity bond covering the plan2013-12-31$25,000
Expenses. Other expenses not covered elsewhere2013-12-31$98
Other income received2013-12-31$27,501
Net income (gross income less expenses)2013-12-31$33,295
Net plan assets at end of year (total assets less liabilities)2013-12-31$159,897
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$126,602
Total contributions received or receivable from employer(s)2013-12-31$13,593
2012 : EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2012 401k financial data
Total income from all sources2012-12-31$23,496
Expenses. Total of all expenses incurred2012-12-31$113
Total plan assets at end of year2012-12-31$126,602
Total plan assets at beginning of year2012-12-31$103,219
Value of fidelity bond covering the plan2012-12-31$25,000
Expenses. Other expenses not covered elsewhere2012-12-31$113
Other income received2012-12-31$10,876
Net income (gross income less expenses)2012-12-31$23,383
Net plan assets at end of year (total assets less liabilities)2012-12-31$126,602
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$103,219
Total contributions received or receivable from employer(s)2012-12-31$12,620
2011 : EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2011 401k financial data
Total income from all sources2011-12-31$11,849
Expenses. Total of all expenses incurred2011-12-31$112
Total plan assets at end of year2011-12-31$103,219
Total plan assets at beginning of year2011-12-31$91,482
Value of fidelity bond covering the plan2011-12-31$25,000
Other income received2011-12-31$-2,243
Net income (gross income less expenses)2011-12-31$11,737
Net plan assets at end of year (total assets less liabilities)2011-12-31$103,219
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$91,482
Total contributions received or receivable from employer(s)2011-12-31$14,092
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$112
2010 : EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2010 401k financial data
Total income from all sources2010-12-31$22,372
Expenses. Total of all expenses incurred2010-12-31$104
Total plan assets at end of year2010-12-31$91,482
Total plan assets at beginning of year2010-12-31$69,214
Value of fidelity bond covering the plan2010-12-31$25,000
Expenses. Other expenses not covered elsewhere2010-12-31$104
Other income received2010-12-31$10,584
Net income (gross income less expenses)2010-12-31$22,268
Net plan assets at end of year (total assets less liabilities)2010-12-31$91,482
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$69,214
Total contributions received or receivable from employer(s)2010-12-31$11,788

Form 5500 Responses for EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA

2016: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: EMPLOYEE BENEFITS PLAN OF UNITED WAY OF EAST CENTRAL ALABAMA 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051489-E
Policy instance 1
Insurance contract or identification number051489-E
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameNASHVILLE REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051489-E
Policy instance 1
Insurance contract or identification number051489-E
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $24
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees24
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameNASHVILLE REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051489-E
Policy instance 1
Insurance contract or identification number051489-E
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $20
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees20
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameNASHVILLE REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051489-E
Policy instance 1
Insurance contract or identification number051489-E
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $45
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees13
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameJAY H MCFADDEN
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051489-E
Policy instance 1
Insurance contract or identification number051489-E
Number of Individuals Covered7
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $34
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051489-E
Policy instance 1
Insurance contract or identification number051489-E
Number of Individuals Covered7
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of fees paid to insurance companyUSD $41
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees11
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameDEENA MARIE TURNER

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