401k Plan data: THE RETIREMENT PLAN OF ROCKVILLE BANK plan

THE RETIREMENT PLAN OF ROCKVILLE BANK 401k Plan overview

Plan Name	THE RETIREMENT PLAN OF ROCKVILLE BANK
Plan identification number	021

THE RETIREMENT PLAN OF ROCKVILLE BANK Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PEOPLE'S UNITED BANK, N.A. has sponsored the creation of one or more 401k plans.

Company Name: PEOPLE'S UNITED BANK, N.A.

Employer identification number (EIN): 061213065

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RETIREMENT PLAN OF ROCKVILLE BANK

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
021 2021-01-01
021 2020-01-01
021 2019-01-01

Plan Statistics for THE RETIREMENT PLAN OF ROCKVILLE BANK

401k plan membership statisitcs for THE RETIREMENT PLAN OF ROCKVILLE BANK

Measure Date Value
2021: THE RETIREMENT PLAN OF ROCKVILLE BANK 2021 401k membership
Market value of plan assets 2021-06-14 38,393,920
Acturial value of plan assets 2021-06-14 34,554,528
Funding target for retired participants and beneficiaries receiving payment 2021-06-14 13,101,375
Number of terminated vested participants 2021-06-14 85
Fundng target for terminated vested participants 2021-06-14 8,651,042
Active participant vested funding target 2021-06-14 1,666,141
Number of active participants 2021-06-14 11
Total funding liabilities for active participants 2021-06-14 1,688,552
Total participant count 2021-06-14 155
Total funding target for all participants 2021-06-14 23,440,969
Balance at beginning of prior year after applicable adjustments 2021-06-14 0
Prefunding balance at beginning of prior year after applicable adjustments 2021-06-14 0
Carryover balanced portion elected for use to offset prior years funding requirement 2021-06-14 0
Prefunding balanced used to offset prior years funding requirement 2021-06-14 0
Amount remaining of carryover balance 2021-06-14 0
Amount remaining of prefunding balance 2021-06-14 0
Present value of excess contributions 2021-06-14 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2021-06-14 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2021-06-14 0
Reductions in caryover balances due to elections or deemed elections 2021-06-14 0
Reductions in prefunding balances due to elections or deemed elections 2021-06-14 0
Balance of carryovers at beginning of current year 2021-06-14 0
Balance of prefunding at beginning of current year 2021-06-14 0
Total employer contributions 2021-06-14 0
Total employee contributions 2021-06-14 0
Contributions allocated toward unpaid minimum require contributions from prior years 2021-06-14 0
Contributions made to avoid restrictions adjusted to valuation date 2021-06-14 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2021-06-14 0
Unpaid minimum required contributions for all prior years 2021-06-14 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2021-06-14 0
Remaining amount of unpaid minimum required contributions 2021-06-14 0
Minimum required contributions for current year target normal cost 2021-06-14 100,000
Net shortfall amortization installment of oustanding balance 2021-06-14 0
Waiver amortization installment 2021-06-14 0
Total funding amount beforereflecting carryover/prefunding balances 2021-06-14 0
Carryover balance elected to use to offset funding requirement 2021-06-14 0
Prefunding balance elected to use to offset funding requirement 2021-06-14 0
Additional cash requirement 2021-06-14 0
Contributions allocatedtoward minimum required contributions for current year 2021-06-14 0
Unpaid minimum required contributions for current year 2021-06-14 0
Unpaid minimum required contributions for all years 2021-06-14 0
Total participants, beginning-of-year 2021-01-01 155
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: THE RETIREMENT PLAN OF ROCKVILLE BANK 2020 401k membership
Market value of plan assets 2020-12-31 34,006,006
Acturial value of plan assets 2020-12-31 32,070,066
Funding target for retired participants and beneficiaries receiving payment 2020-12-31 12,976,577
Number of terminated vested participants 2020-12-31 78
Fundng target for terminated vested participants 2020-12-31 8,800,272
Active participant vested funding target 2020-12-31 2,437,949
Number of active participants 2020-12-31 21
Total funding liabilities for active participants 2020-12-31 2,504,142
Total participant count 2020-12-31 157
Total funding target for all participants 2020-12-31 24,280,991
Balance at beginning of prior year after applicable adjustments 2020-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2020-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2020-12-31 0
Prefunding balanced used to offset prior years funding requirement 2020-12-31 0
Amount remaining of carryover balance 2020-12-31 0
Amount remaining of prefunding balance 2020-12-31 0
Present value of excess contributions 2020-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2020-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2020-12-31 0
Reductions in caryover balances due to elections or deemed elections 2020-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2020-12-31 0
Balance of carryovers at beginning of current year 2020-12-31 0
Balance of prefunding at beginning of current year 2020-12-31 0
Total employer contributions 2020-12-31 0
Total employee contributions 2020-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2020-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2020-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2020-12-31 0
Unpaid minimum required contributions for all prior years 2020-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2020-12-31 0
Remaining amount of unpaid minimum required contributions 2020-12-31 0
Minimum required contributions for current year target normal cost 2020-12-31 100,000
Net shortfall amortization installment of oustanding balance 2020-12-31 0
Waiver amortization installment 2020-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2020-12-31 0
Carryover balance elected to use to offset funding requirement 2020-12-31 0
Prefunding balance elected to use to offset funding requirement 2020-12-31 0
Additional cash requirement 2020-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2020-12-31 0
Unpaid minimum required contributions for current year 2020-12-31 0
Unpaid minimum required contributions for all years 2020-12-31 0
Total participants, beginning-of-year 2020-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 13
Number of retired or separated participants receiving benefits 2020-01-01 54
Number of other retired or separated participants entitled to future benefits 2020-01-01 83
Total of all active and inactive participants 2020-01-01 150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 5
Total participants 2020-01-01 155
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THE RETIREMENT PLAN OF ROCKVILLE BANK 2019 401k membership
Market value of plan assets 2019-12-31 29,358,203
Acturial value of plan assets 2019-12-31 30,544,926
Funding target for retired participants and beneficiaries receiving payment 2019-12-31 11,088,605
Number of terminated vested participants 2019-12-31 74
Fundng target for terminated vested participants 2019-12-31 8,447,539
Active participant vested funding target 2019-12-31 4,353,589
Number of active participants 2019-12-31 31
Total funding liabilities for active participants 2019-12-31 4,461,957
Total participant count 2019-12-31 159
Total funding target for all participants 2019-12-31 23,998,101
Balance at beginning of prior year after applicable adjustments 2019-12-31 4,300,981
Prefunding balance at beginning of prior year after applicable adjustments 2019-12-31 2,179,926
Carryover balanced portion elected for use to offset prior years funding requirement 2019-12-31 0
Prefunding balanced used to offset prior years funding requirement 2019-12-31 0
Amount remaining of carryover balance 2019-12-31 4,300,981
Amount remaining of prefunding balance 2019-12-31 2,179,926
Present value of excess contributions 2019-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2019-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2019-12-31 0
Reductions in caryover balances due to elections or deemed elections 2019-12-31 4,137,544
Reductions in prefunding balances due to elections or deemed elections 2019-12-31 2,097,089
Balance of carryovers at beginning of current year 2019-12-31 0
Balance of prefunding at beginning of current year 2019-12-31 0
Total employer contributions 2019-12-31 0
Total employee contributions 2019-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2019-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2019-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2019-12-31 0
Unpaid minimum required contributions for all prior years 2019-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2019-12-31 0
Remaining amount of unpaid minimum required contributions 2019-12-31 0
Minimum required contributions for current year target normal cost 2019-12-31 100,000
Net shortfall amortization installment of oustanding balance 2019-12-31 0
Waiver amortization installment 2019-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2019-12-31 0
Carryover balance elected to use to offset funding requirement 2019-12-31 0
Prefunding balance elected to use to offset funding requirement 2019-12-31 0
Additional cash requirement 2019-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for all years 2019-12-31 0
Total participants, beginning-of-year 2019-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 21
Number of retired or separated participants receiving benefits 2019-01-01 53
Number of other retired or separated participants entitled to future benefits 2019-01-01 78
Total of all active and inactive participants 2019-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 4
Total participants 2019-01-01 156
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0

Measure	Date	Value
2021: THE RETIREMENT PLAN OF ROCKVILLE BANK 2021 401k membership
Market value of plan assets	2021-06-14	38,393,920
Acturial value of plan assets	2021-06-14	34,554,528
Funding target for retired participants and beneficiaries receiving payment	2021-06-14	13,101,375
Number of terminated vested participants	2021-06-14	85
Fundng target for terminated vested participants	2021-06-14	8,651,042
Active participant vested funding target	2021-06-14	1,666,141
Number of active participants	2021-06-14	11
Total funding liabilities for active participants	2021-06-14	1,688,552
Total participant count	2021-06-14	155
Total funding target for all participants	2021-06-14	23,440,969
Balance at beginning of prior year after applicable adjustments	2021-06-14	0
Prefunding balance at beginning of prior year after applicable adjustments	2021-06-14	0
Carryover balanced portion elected for use to offset prior years funding requirement	2021-06-14	0
Prefunding balanced used to offset prior years funding requirement	2021-06-14	0
Amount remaining of carryover balance	2021-06-14	0
Amount remaining of prefunding balance	2021-06-14	0
Present value of excess contributions	2021-06-14	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2021-06-14	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2021-06-14	0
Reductions in caryover balances due to elections or deemed elections	2021-06-14	0
Reductions in prefunding balances due to elections or deemed elections	2021-06-14	0
Balance of carryovers at beginning of current year	2021-06-14	0
Balance of prefunding at beginning of current year	2021-06-14	0
Total employer contributions	2021-06-14	0
Total employee contributions	2021-06-14	0
Contributions allocated toward unpaid minimum require contributions from prior years	2021-06-14	0
Contributions made to avoid restrictions adjusted to valuation date	2021-06-14	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2021-06-14	0
Unpaid minimum required contributions for all prior years	2021-06-14	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2021-06-14	0
Remaining amount of unpaid minimum required contributions	2021-06-14	0
Minimum required contributions for current year target normal cost	2021-06-14	100,000
Net shortfall amortization installment of oustanding balance	2021-06-14	0
Waiver amortization installment	2021-06-14	0
Total funding amount beforereflecting carryover/prefunding balances	2021-06-14	0
Carryover balance elected to use to offset funding requirement	2021-06-14	0
Prefunding balance elected to use to offset funding requirement	2021-06-14	0
Additional cash requirement	2021-06-14	0
Contributions allocatedtoward minimum required contributions for current year	2021-06-14	0
Unpaid minimum required contributions for current year	2021-06-14	0
Unpaid minimum required contributions for all years	2021-06-14	0
Total participants, beginning-of-year	2021-01-01	155
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: THE RETIREMENT PLAN OF ROCKVILLE BANK 2020 401k membership
Market value of plan assets	2020-12-31	34,006,006
Acturial value of plan assets	2020-12-31	32,070,066
Funding target for retired participants and beneficiaries receiving payment	2020-12-31	12,976,577
Number of terminated vested participants	2020-12-31	78
Fundng target for terminated vested participants	2020-12-31	8,800,272
Active participant vested funding target	2020-12-31	2,437,949
Number of active participants	2020-12-31	21
Total funding liabilities for active participants	2020-12-31	2,504,142
Total participant count	2020-12-31	157
Total funding target for all participants	2020-12-31	24,280,991
Balance at beginning of prior year after applicable adjustments	2020-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2020-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2020-12-31	0
Prefunding balanced used to offset prior years funding requirement	2020-12-31	0
Amount remaining of carryover balance	2020-12-31	0
Amount remaining of prefunding balance	2020-12-31	0
Present value of excess contributions	2020-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2020-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2020-12-31	0
Reductions in caryover balances due to elections or deemed elections	2020-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2020-12-31	0
Balance of carryovers at beginning of current year	2020-12-31	0
Balance of prefunding at beginning of current year	2020-12-31	0
Total employer contributions	2020-12-31	0
Total employee contributions	2020-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2020-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2020-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2020-12-31	0
Unpaid minimum required contributions for all prior years	2020-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2020-12-31	0
Remaining amount of unpaid minimum required contributions	2020-12-31	0
Minimum required contributions for current year target normal cost	2020-12-31	100,000
Net shortfall amortization installment of oustanding balance	2020-12-31	0
Waiver amortization installment	2020-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2020-12-31	0
Carryover balance elected to use to offset funding requirement	2020-12-31	0
Prefunding balance elected to use to offset funding requirement	2020-12-31	0
Additional cash requirement	2020-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2020-12-31	0
Unpaid minimum required contributions for current year	2020-12-31	0
Unpaid minimum required contributions for all years	2020-12-31	0
Total participants, beginning-of-year	2020-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	13
Number of retired or separated participants receiving benefits	2020-01-01	54
Number of other retired or separated participants entitled to future benefits	2020-01-01	83
Total of all active and inactive participants	2020-01-01	150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	5
Total participants	2020-01-01	155
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THE RETIREMENT PLAN OF ROCKVILLE BANK 2019 401k membership
Market value of plan assets	2019-12-31	29,358,203
Acturial value of plan assets	2019-12-31	30,544,926
Funding target for retired participants and beneficiaries receiving payment	2019-12-31	11,088,605
Number of terminated vested participants	2019-12-31	74
Fundng target for terminated vested participants	2019-12-31	8,447,539
Active participant vested funding target	2019-12-31	4,353,589
Number of active participants	2019-12-31	31
Total funding liabilities for active participants	2019-12-31	4,461,957
Total participant count	2019-12-31	159
Total funding target for all participants	2019-12-31	23,998,101
Balance at beginning of prior year after applicable adjustments	2019-12-31	4,300,981
Prefunding balance at beginning of prior year after applicable adjustments	2019-12-31	2,179,926
Carryover balanced portion elected for use to offset prior years funding requirement	2019-12-31	0
Prefunding balanced used to offset prior years funding requirement	2019-12-31	0
Amount remaining of carryover balance	2019-12-31	4,300,981
Amount remaining of prefunding balance	2019-12-31	2,179,926
Present value of excess contributions	2019-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2019-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2019-12-31	0
Reductions in caryover balances due to elections or deemed elections	2019-12-31	4,137,544
Reductions in prefunding balances due to elections or deemed elections	2019-12-31	2,097,089
Balance of carryovers at beginning of current year	2019-12-31	0
Balance of prefunding at beginning of current year	2019-12-31	0
Total employer contributions	2019-12-31	0
Total employee contributions	2019-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2019-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2019-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2019-12-31	0
Unpaid minimum required contributions for all prior years	2019-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2019-12-31	0
Remaining amount of unpaid minimum required contributions	2019-12-31	0
Minimum required contributions for current year target normal cost	2019-12-31	100,000
Net shortfall amortization installment of oustanding balance	2019-12-31	0
Waiver amortization installment	2019-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2019-12-31	0
Carryover balance elected to use to offset funding requirement	2019-12-31	0
Prefunding balance elected to use to offset funding requirement	2019-12-31	0
Additional cash requirement	2019-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for all years	2019-12-31	0
Total participants, beginning-of-year	2019-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	21
Number of retired or separated participants receiving benefits	2019-01-01	53
Number of other retired or separated participants entitled to future benefits	2019-01-01	78
Total of all active and inactive participants	2019-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	4
Total participants	2019-01-01	156
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0

Financial Data on THE RETIREMENT PLAN OF ROCKVILLE BANK

Measure	Date	Value
2021 : THE RETIREMENT PLAN OF ROCKVILLE BANK 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-06-14	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-06-14	$-2,960,200
Total unrealized appreciation/depreciation of assets	2021-06-14	$-2,960,200
Total transfer of assets to this plan	2021-06-14	$0
Total transfer of assets from this plan	2021-06-14	$33,954,543
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-14	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-14	$0
Expenses. Interest paid	2021-06-14	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-06-14	$0
Total income from all sources (including contributions)	2021-06-14	$-3,730,323
Total loss/gain on sale of assets	2021-06-14	$0
Total of all expenses incurred	2021-06-14	$709,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-14	$642,605
Value of total corrective distributions	2021-06-14	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-14	$0
Value of total assets at end of year	2021-06-14	$0
Value of total assets at beginning of year	2021-06-14	$38,393,921
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-14	$66,450
Total income from rents	2021-06-14	$0
Total interest from all sources	2021-06-14	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-06-14	$67,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-06-14	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2021-06-14	$0
Total dividends received from registered investment company shares (eg mutual funds)	2021-06-14	$67,508
Administrative expenses professional fees incurred	2021-06-14	$0
Was this plan covered by a fidelity bond	2021-06-14	Yes
Value of fidelity bond cover	2021-06-14	$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-06-14	$0
Were there any nonexempt tranactions with any party-in-interest	2021-06-14	No
Amount of non-exempt transactions with any party-in-interest	2021-06-14	$0
Contributions received from participants	2021-06-14	$0
Participant contributions at end of year	2021-06-14	$0
Participant contributions at beginning of year	2021-06-14	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-06-14	$28,032,002
Income. Received or receivable in cash from other sources (including rollovers)	2021-06-14	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-06-14	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-06-14	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-06-14	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-06-14	$0
Other income not declared elsewhere	2021-06-14	$0
Administrative expenses (other) incurred	2021-06-14	$0
Liabilities. Value of operating payables at beginning of year	2021-06-14	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-14	No
Income. Non cash contributions	2021-06-14	$0
Value of net income/loss	2021-06-14	$-4,439,378
Value of net assets at end of year (total assets less liabilities)	2021-06-14	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-06-14	$38,393,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-14	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-14	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2021-06-14	$0
Were any leases to which the plan was party in default or uncollectible	2021-06-14	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2021-06-14	$0
Investment advisory and management fees	2021-06-14	$46,236
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-14	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-14	$10,248,473
Value of interest in pooled separate accounts at end of year	2021-06-14	$0
Value of interest in pooled separate accounts at beginning of year	2021-06-14	$113,446
Income. Interest from loans (other than to participants)	2021-06-14	$0
Interest earned on other investments	2021-06-14	$0
Income. Interest from US Government securities	2021-06-14	$0
Income. Interest from corporate debt instruments	2021-06-14	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-06-14	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2021-06-14	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-06-14	$-837,567
Net investment gain/loss from pooled separate accounts	2021-06-14	$-64
Net investment gain or loss from common/collective trusts	2021-06-14	$0
Net gain/loss from 103.12 investment entities	2021-06-14	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-14	Yes
Was there a failure to transmit to the plan any participant contributions	2021-06-14	No
Has the plan failed to provide any benefit when due under the plan	2021-06-14	No
Contributions received in cash from employer	2021-06-14	$0
Employer contributions (assets) at end of year	2021-06-14	$0
Employer contributions (assets) at beginning of year	2021-06-14	$0
Income. Dividends from preferred stock	2021-06-14	$0
Income. Dividends from common stock	2021-06-14	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-14	$642,605
Contract administrator fees	2021-06-14	$20,214
Liabilities. Value of benefit claims payable at beginning of year	2021-06-14	$0
Did the plan have assets held for investment	2021-06-14	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-14	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-14	Yes
Aggregate proceeds on sale of assets	2021-06-14	$0
Aggregate carrying amount (costs) on sale of assets	2021-06-14	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-06-14	$0
Opinion of an independent qualified public accountant for this plan	2021-06-14	Disclaimer
Accountancy firm name	2021-06-14	PUE, CHICK, LEIBOWITZ & BLEZARD,LLC
Accountancy firm EIN	2021-06-14	061442902
2020 : THE RETIREMENT PLAN OF ROCKVILLE BANK 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$4,664,701
Total unrealized appreciation/depreciation of assets	2020-12-31	$4,664,701
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$5,835,372
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,439,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,246,003
Value of total corrective distributions	2020-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$0
Value of total assets at end of year	2020-12-31	$38,393,921
Value of total assets at beginning of year	2020-12-31	$33,998,544
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$193,992
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$292,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$292,333
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$0
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$28,032,002
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$23,458,323
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$12,948
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$4,395,377
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$38,393,921
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$33,998,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$91,022
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$10,248,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$10,321,119
Value of interest in pooled separate accounts at end of year	2020-12-31	$113,446
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$219,102
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$877,020
Net investment gain/loss from pooled separate accounts	2020-12-31	$1,318
Net investment gain or loss from common/collective trusts	2020-12-31	$0
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$0
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,246,003
Contract administrator fees	2020-12-31	$90,022
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
2019 : THE RETIREMENT PLAN OF ROCKVILLE BANK 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$3,868,671
Total unrealized appreciation/depreciation of assets	2019-12-31	$3,868,671
Total transfer of assets to this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$5,975,704
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,335,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,157,656
Value of total corrective distributions	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$0
Value of total assets at end of year	2019-12-31	$33,998,544
Value of total assets at beginning of year	2019-12-31	$29,358,203
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$177,707
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$332,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$332,250
Administrative expenses professional fees incurred	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Amount of non-exempt transactions with any party-in-interest	2019-12-31	$0
Contributions received from participants	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$23,458,323
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$19,581,722
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$12,640
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$4,640,341
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$33,998,544
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$29,358,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2019-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$75,767
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$10,321,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,662,660
Value of interest in pooled separate accounts at end of year	2019-12-31	$219,102
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$113,821
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,771,209
Net investment gain/loss from pooled separate accounts	2019-12-31	$3,574
Net investment gain or loss from common/collective trusts	2019-12-31	$0
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,157,656
Contract administrator fees	2019-12-31	$89,300
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PUE, CHICK, LEIBOWITZ & BLEZARD,LLC
Accountancy firm EIN	2019-12-31	061442902

Form 5500 Responses for THE RETIREMENT PLAN OF ROCKVILLE BANK

2021: THE RETIREMENT PLAN OF ROCKVILLE BANK 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	Yes
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE RETIREMENT PLAN OF ROCKVILLE BANK 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE RETIREMENT PLAN OF ROCKVILLE BANK 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

716254

Policy instance

Insurance contract or identification number	716254
Number of Individuals Covered	0
Insurance policy start date	2021-01-01
Insurance policy end date	2021-06-14
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

716254

Policy instance

Insurance contract or identification number	716254
Number of Individuals Covered	155
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

716254

Policy instance

Insurance contract or identification number	716254
Number of Individuals Covered	156
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	PEOPLE'S UNITED BANK, N.A.
Employer identification number (EIN):	061213065
NAIC Classification:	522110
NAIC Description:	Commercial Banking