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TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 401k Plan overview

Plan NameTAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE
Plan identification number 002

TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEW YORK MEDICAL COLLEGE has sponsored the creation of one or more 401k plans.

Company Name:NEW YORK MEDICAL COLLEGE
Employer identification number (EIN):131099420
NAIC Classification:611000

Additional information about NEW YORK MEDICAL COLLEGE

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1939-06-16
Company Identification Number: 40621
Legal Registered Office Address: ADMINISTRATION BUILDING
SUNSHINE COTTAGE
VALHALLA
United States of America (USA)
10595

More information about NEW YORK MEDICAL COLLEGE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022019-01-01
0022018-01-01
0022018-01-01
0022017-01-01
0022017-01-01
0022016-01-01THERESA HAVILAND
0022016-01-01
0022016-01-01
0022015-01-01 GEORGE NESTLER2017-01-26
0022015-01-01THERESA HAVILAND2016-10-17 GEORGE NESTLER2016-10-17
0022014-01-01
0022014-01-01
0022013-01-01
0022012-01-01THERESA GELCHIE STEPHEN PICCOLO JR.2013-11-18
0022011-01-01THERESA GELCHIE STEPHEN PICCOLO JR.2013-01-08
0022009-01-01THERESA GELCHIE
0022009-01-01THERESA GELCHIE

Plan Statistics for TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE

401k plan membership statisitcs for TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE

Measure Date Value
2022: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2022 401k membership
Total participants, beginning-of-year2022-01-012,578
Total number of active participants reported on line 7a of the Form 55002022-01-01859
Number of retired or separated participants receiving benefits2022-01-019
Number of other retired or separated participants entitled to future benefits2022-01-011,539
Total of all active and inactive participants2022-01-012,407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0158
Total participants2022-01-012,465
Number of participants with account balances2022-01-012,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0177
2021: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2021 401k membership
Total participants, beginning-of-year2021-01-012,663
Total number of active participants reported on line 7a of the Form 55002021-01-011,251
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,259
Total of all active and inactive participants2021-01-012,510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0168
Total participants2021-01-012,578
Number of participants with account balances2021-01-012,445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0112
2020: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2020 401k membership
Total participants, beginning-of-year2020-01-012,681
Total number of active participants reported on line 7a of the Form 55002020-01-011,389
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,240
Total of all active and inactive participants2020-01-012,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0134
Total participants2020-01-012,663
Number of participants with account balances2020-01-012,546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2019 401k membership
Total participants, beginning-of-year2019-01-012,894
Total number of active participants reported on line 7a of the Form 55002019-01-011,430
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,218
Total of all active and inactive participants2019-01-012,648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0133
Total participants2019-01-012,681
Number of participants with account balances2019-01-012,566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0117
2018: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2018 401k membership
Total participants, beginning-of-year2018-01-013,879
Total number of active participants reported on line 7a of the Form 55002018-01-011,515
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,335
Total of all active and inactive participants2018-01-012,850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0144
Total participants2018-01-012,894
Number of participants with account balances2018-01-012,787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0112
2017: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2017 401k membership
Total participants, beginning-of-year2017-01-012,935
Total number of active participants reported on line 7a of the Form 55002017-01-012,094
Number of retired or separated participants receiving benefits2017-01-0128
Number of other retired or separated participants entitled to future benefits2017-01-011,744
Total of all active and inactive participants2017-01-013,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0113
Total participants2017-01-013,879
Number of participants with account balances2017-01-013,783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2016 401k membership
Total participants, beginning-of-year2016-01-012,992
Total number of active participants reported on line 7a of the Form 55002016-01-011,696
Number of retired or separated participants receiving benefits2016-01-0128
Number of other retired or separated participants entitled to future benefits2016-01-011,193
Total of all active and inactive participants2016-01-012,917
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0118
Total participants2016-01-012,935
Number of participants with account balances2016-01-012,814
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2015 401k membership
Total participants, beginning-of-year2015-01-013,080
Total number of active participants reported on line 7a of the Form 55002015-01-011,738
Number of retired or separated participants receiving benefits2015-01-0127
Number of other retired or separated participants entitled to future benefits2015-01-011,211
Total of all active and inactive participants2015-01-012,976
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0116
Total participants2015-01-012,992
Number of participants with account balances2015-01-012,907
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0118
2014: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2014 401k membership
Total participants, beginning-of-year2014-01-013,204
Total number of active participants reported on line 7a of the Form 55002014-01-011,869
Number of retired or separated participants receiving benefits2014-01-0126
Number of other retired or separated participants entitled to future benefits2014-01-011,170
Total of all active and inactive participants2014-01-013,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0115
Total participants2014-01-013,080
Number of participants with account balances2014-01-013,002
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2013 401k membership
Total participants, beginning-of-year2013-01-013,535
Total number of active participants reported on line 7a of the Form 55002013-01-012,173
Number of retired or separated participants receiving benefits2013-01-0125
Number of other retired or separated participants entitled to future benefits2013-01-011,229
Total of all active and inactive participants2013-01-013,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0115
Total participants2013-01-013,442
Number of participants with account balances2013-01-013,115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0122
2012: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2012 401k membership
Total participants, beginning-of-year2012-01-013,714
Total number of active participants reported on line 7a of the Form 55002012-01-012,320
Number of retired or separated participants receiving benefits2012-01-0118
Number of other retired or separated participants entitled to future benefits2012-01-011,186
Total of all active and inactive participants2012-01-013,524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0111
Total participants2012-01-013,535
Number of participants with account balances2012-01-013,169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2011 401k membership
Total participants, beginning-of-year2011-01-013,067
Total number of active participants reported on line 7a of the Form 55002011-01-012,969
Number of retired or separated participants receiving benefits2011-01-0116
Number of other retired or separated participants entitled to future benefits2011-01-01727
Total of all active and inactive participants2011-01-013,712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-013,714
Number of participants with account balances2011-01-013,023
2009: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2009 401k membership
Total participants, beginning-of-year2009-01-013,547
Total number of active participants reported on line 7a of the Form 55002009-01-012,156
Number of retired or separated participants receiving benefits2009-01-0121
Number of other retired or separated participants entitled to future benefits2009-01-011,222
Total of all active and inactive participants2009-01-013,399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-017
Total participants2009-01-013,406
Number of participants with account balances2009-01-013,121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0145

Financial Data on TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE

Measure Date Value
2022 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-53,557,087
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$42,258,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$42,001,598
Expenses. Certain deemed distributions of participant loans2022-12-31$2,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,460,430
Value of total assets at end of year2022-12-31$648,768,691
Value of total assets at beginning of year2022-12-31$744,583,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$254,010
Total interest from all sources2022-12-31$9,427,127
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$16,670,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$16,670,011
Administrative expenses professional fees incurred2022-12-31$13,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,350,523
Participant contributions at end of year2022-12-31$564,918
Participant contributions at beginning of year2022-12-31$355,745
Participant contributions at end of year2022-12-31$234,240
Participant contributions at beginning of year2022-12-31$211,368
Assets. Other investments not covered elsewhere at end of year2022-12-31$2,349,991
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,689,546
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,128,183
Other income not declared elsewhere2022-12-31$536,124
Administrative expenses (other) incurred2022-12-31$171,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-95,815,285
Value of net assets at end of year (total assets less liabilities)2022-12-31$648,768,691
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$744,583,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$69,549
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$365,744,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$455,168,715
Value of interest in pooled separate accounts at end of year2022-12-31$31,066,889
Value of interest in pooled separate accounts at beginning of year2022-12-31$33,035,802
Interest on participant loans2022-12-31$22,086
Interest earned on other investments2022-12-31$9,321,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$5,843,163
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$6,996,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$6,996,865
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$83,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$242,787,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$246,952,085
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,367,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-89,089,290
Net investment gain/loss from pooled separate accounts2022-12-31$-561,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,981,724
Employer contributions (assets) at end of year2022-12-31$177,838
Employer contributions (assets) at beginning of year2022-12-31$173,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$40,633,667
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RBT CPAS, LLP
Accountancy firm EIN2022-12-31141604297
2021 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$97,967,777
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$37,078,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$36,722,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$16,755,867
Value of total assets at end of year2021-12-31$744,583,976
Value of total assets at beginning of year2021-12-31$683,694,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$356,177
Total interest from all sources2021-12-31$8,085,475
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$23,605,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$23,605,760
Administrative expenses professional fees incurred2021-12-31$52,000
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,407,473
Participant contributions at end of year2021-12-31$355,745
Participant contributions at beginning of year2021-12-31$17,553
Participant contributions at end of year2021-12-31$211,368
Participant contributions at beginning of year2021-12-31$177,738
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,689,546
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,658,764
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$9,150,932
Other income not declared elsewhere2021-12-31$683,174
Administrative expenses (other) incurred2021-12-31$203,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$60,889,405
Value of net assets at end of year (total assets less liabilities)2021-12-31$744,583,976
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$683,694,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$100,592
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$455,168,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$401,210,368
Value of interest in pooled separate accounts at end of year2021-12-31$33,035,802
Value of interest in pooled separate accounts at beginning of year2021-12-31$29,271,630
Interest on participant loans2021-12-31$9,208
Interest earned on other investments2021-12-31$8,075,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$6,996,865
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$9,979,022
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$9,979,022
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$246,952,085
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$241,169,959
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,371,166
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$43,898,607
Net investment gain/loss from pooled separate accounts2021-12-31$4,938,894
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,197,462
Employer contributions (assets) at end of year2021-12-31$173,850
Employer contributions (assets) at beginning of year2021-12-31$209,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$35,351,029
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RBT CPAS, LLP
Accountancy firm EIN2021-12-31141604297
2020 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$76,178,769
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$28,267,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$27,924,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,959,984
Value of total assets at end of year2020-12-31$683,694,571
Value of total assets at beginning of year2020-12-31$635,783,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$343,105
Total interest from all sources2020-12-31$8,694,362
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$12,452,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$12,452,443
Administrative expenses professional fees incurred2020-12-31$50,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,257,229
Participant contributions at end of year2020-12-31$17,553
Participant contributions at beginning of year2020-12-31$49,963
Participant contributions at end of year2020-12-31$177,738
Participant contributions at beginning of year2020-12-31$226,904
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,658,764
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,635,276
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,320,142
Other income not declared elsewhere2020-12-31$679,306
Administrative expenses (other) incurred2020-12-31$158,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$47,910,981
Value of net assets at end of year (total assets less liabilities)2020-12-31$683,694,571
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$635,783,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$133,888
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$401,210,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$372,562,874
Value of interest in pooled separate accounts at end of year2020-12-31$29,271,630
Value of interest in pooled separate accounts at beginning of year2020-12-31$34,140,924
Interest on participant loans2020-12-31$1,552
Interest earned on other investments2020-12-31$8,671,334
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$9,979,022
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$3,945,648
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$3,945,648
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$21,476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$241,169,959
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$223,070,963
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,702,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$41,089,155
Net investment gain/loss from pooled separate accounts2020-12-31$1,303,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,382,613
Employer contributions (assets) at end of year2020-12-31$209,537
Employer contributions (assets) at beginning of year2020-12-31$151,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$25,222,463
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$97,257,759
Total income from all sources (including contributions)2019-12-31$97,257,759
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$45,054,842
Total of all expenses incurred2019-12-31$45,054,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$44,687,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$44,687,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,836,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,836,265
Value of total assets at end of year2019-12-31$635,783,590
Value of total assets at end of year2019-12-31$635,783,590
Value of total assets at beginning of year2019-12-31$583,580,673
Value of total assets at beginning of year2019-12-31$583,580,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$367,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$367,195
Total interest from all sources2019-12-31$8,364,920
Total interest from all sources2019-12-31$8,364,920
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$10,199,957
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$10,199,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$10,199,957
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$10,199,957
Administrative expenses professional fees incurred2019-12-31$55,000
Administrative expenses professional fees incurred2019-12-31$55,000
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,516,179
Contributions received from participants2019-12-31$4,516,179
Participant contributions at end of year2019-12-31$49,963
Participant contributions at end of year2019-12-31$49,963
Participant contributions at beginning of year2019-12-31$178,662
Participant contributions at beginning of year2019-12-31$178,662
Participant contributions at end of year2019-12-31$226,904
Participant contributions at end of year2019-12-31$226,904
Participant contributions at beginning of year2019-12-31$206,890
Participant contributions at beginning of year2019-12-31$206,890
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,635,276
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,635,276
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,612,220
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,612,220
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,691,951
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,691,951
Other income not declared elsewhere2019-12-31$746,013
Other income not declared elsewhere2019-12-31$746,013
Administrative expenses (other) incurred2019-12-31$219,040
Administrative expenses (other) incurred2019-12-31$219,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$52,202,917
Value of net income/loss2019-12-31$52,202,917
Value of net assets at end of year (total assets less liabilities)2019-12-31$635,783,590
Value of net assets at end of year (total assets less liabilities)2019-12-31$635,783,590
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$583,580,673
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$583,580,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$93,155
Investment advisory and management fees2019-12-31$93,155
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$372,562,874
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$372,562,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$328,485,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$328,485,367
Value of interest in pooled separate accounts at end of year2019-12-31$34,140,924
Value of interest in pooled separate accounts at end of year2019-12-31$34,140,924
Value of interest in pooled separate accounts at beginning of year2019-12-31$30,859,513
Value of interest in pooled separate accounts at beginning of year2019-12-31$30,859,513
Interest on participant loans2019-12-31$5,732
Interest on participant loans2019-12-31$5,732
Interest earned on other investments2019-12-31$8,357,400
Interest earned on other investments2019-12-31$8,357,400
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,945,648
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,945,648
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$229,013
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$229,013
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$229,013
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$229,013
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,788
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$223,070,963
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$223,070,963
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$221,861,861
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$221,861,861
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,984,305
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,984,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$63,106,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$63,106,420
Net investment gain/loss from pooled separate accounts2019-12-31$4,004,184
Net investment gain/loss from pooled separate accounts2019-12-31$4,004,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,628,135
Contributions received in cash from employer2019-12-31$3,628,135
Employer contributions (assets) at end of year2019-12-31$151,038
Employer contributions (assets) at end of year2019-12-31$151,038
Employer contributions (assets) at beginning of year2019-12-31$147,147
Employer contributions (assets) at beginning of year2019-12-31$147,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$41,703,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$41,703,342
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
Accountancy firm EIN2019-12-31135565207
2018 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$6,537,258
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$83,842,166
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$83,413,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$17,093,007
Value of total assets at end of year2018-12-31$583,580,673
Value of total assets at beginning of year2018-12-31$660,885,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$429,107
Total interest from all sources2018-12-31$8,698,031
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$13,315,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$13,315,912
Administrative expenses professional fees incurred2018-12-31$28,740
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,871,045
Participant contributions at end of year2018-12-31$178,662
Participant contributions at beginning of year2018-12-31$328,443
Participant contributions at end of year2018-12-31$206,890
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,612,220
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,589,800
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$8,224,454
Other income not declared elsewhere2018-12-31$882,315
Administrative expenses (other) incurred2018-12-31$228,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-77,304,908
Value of net assets at end of year (total assets less liabilities)2018-12-31$583,580,673
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$660,885,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$171,856
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$328,485,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$353,101,102
Value of interest in pooled separate accounts at end of year2018-12-31$30,859,513
Value of interest in pooled separate accounts at beginning of year2018-12-31$68,920,306
Interest on participant loans2018-12-31$12,057
Interest earned on other investments2018-12-31$8,682,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$229,013
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$27,583,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$27,583,366
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3,256
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$221,861,861
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$209,362,564
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$6,055,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-34,481,358
Net investment gain/loss from pooled separate accounts2018-12-31$1,029,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,997,508
Employer contributions (assets) at end of year2018-12-31$147,147
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$77,357,345
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$96,691,621
Total of all expenses incurred2017-12-31$76,719,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$76,481,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$17,623,425
Value of total assets at end of year2017-12-31$660,885,581
Value of total assets at beginning of year2017-12-31$640,913,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$238,063
Total interest from all sources2017-12-31$12,685
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$10,169,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$10,169,125
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,687,835
Participant contributions at end of year2017-12-31$328,443
Participant contributions at beginning of year2017-12-31$308,455
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,589,800
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,559,133
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,959,035
Other income not declared elsewhere2017-12-31$8,034,916
Administrative expenses (other) incurred2017-12-31$238,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$19,971,931
Value of net assets at end of year (total assets less liabilities)2017-12-31$660,885,581
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$640,913,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$353,101,102
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$352,504,457
Value of interest in pooled separate accounts at end of year2017-12-31$68,920,306
Value of interest in pooled separate accounts at beginning of year2017-12-31$29,953,367
Interest on participant loans2017-12-31$12,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$27,583,366
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$48,244,858
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$48,244,858
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$209,362,564
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$208,343,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$59,546,208
Net investment gain/loss from pooled separate accounts2017-12-31$1,305,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,976,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$76,481,627
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$54,935,045
Total of all expenses incurred2016-12-31$34,755,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$34,708,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$14,926,822
Value of total assets at end of year2016-12-31$640,913,650
Value of total assets at beginning of year2016-12-31$620,734,303
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$47,482
Total interest from all sources2016-12-31$11,234
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$8,490,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$8,490,548
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,022,377
Participant contributions at end of year2016-12-31$308,455
Participant contributions at beginning of year2016-12-31$219,841
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,559,133
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,499,082
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$5,310,396
Other income not declared elsewhere2016-12-31$8,615,228
Administrative expenses (other) incurred2016-12-31$47,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$20,179,347
Value of net assets at end of year (total assets less liabilities)2016-12-31$640,913,650
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$620,734,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$352,504,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$337,455,430
Value of interest in pooled separate accounts at end of year2016-12-31$29,953,367
Value of interest in pooled separate accounts at beginning of year2016-12-31$27,889,317
Interest on participant loans2016-12-31$11,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$48,244,858
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$49,586,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$49,586,525
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$208,343,380
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$204,084,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$21,416,609
Net investment gain/loss from pooled separate accounts2016-12-31$1,474,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,594,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$34,708,216
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$28,255,473
Total of all expenses incurred2015-12-31$43,301,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$43,237,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$17,582,607
Value of total assets at end of year2015-12-31$621,067,769
Value of total assets at beginning of year2015-12-31$636,113,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$64,315
Total interest from all sources2015-12-31$11,270
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$10,155,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$10,155,850
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,608,686
Participant contributions at end of year2015-12-31$219,842
Participant contributions at beginning of year2015-12-31$347,787
Participant contributions at end of year2015-12-31$151,018
Participant contributions at beginning of year2015-12-31$175,755
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,499,082
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,845,079
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$7,438,662
Other income not declared elsewhere2015-12-31$8,025,923
Administrative expenses (other) incurred2015-12-31$64,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-15,046,168
Value of net assets at end of year (total assets less liabilities)2015-12-31$621,067,769
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$636,113,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$336,049,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$357,254,575
Value of interest in pooled separate accounts at end of year2015-12-31$27,889,317
Value of interest in pooled separate accounts at beginning of year2015-12-31$25,511,355
Interest earned on other investments2015-12-31$11,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$50,992,103
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$49,625,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$49,625,346
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$204,084,108
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$201,143,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-7,520,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,535,259
Employer contributions (assets) at end of year2015-12-31$182,448
Employer contributions (assets) at beginning of year2015-12-31$210,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$43,237,326
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$53,638,844
Total of all expenses incurred2014-12-31$34,372,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$34,337,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$13,215,512
Value of total assets at end of year2014-12-31$636,113,937
Value of total assets at beginning of year2014-12-31$616,847,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$34,920
Total interest from all sources2014-12-31$13,775
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$10,898,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$10,898,560
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-12-310
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,589,446
Participant contributions at end of year2014-12-31$347,787
Participant contributions at beginning of year2014-12-31$382,978
Participant contributions at end of year2014-12-31$175,755
Participant contributions at beginning of year2014-12-31$185,401
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,845,079
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,774,114
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,290,842
Other income not declared elsewhere2014-12-31$8,212,244
Administrative expenses (other) incurred2014-12-31$34,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$19,266,771
Value of net assets at end of year (total assets less liabilities)2014-12-31$636,113,937
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$616,847,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$354,719,709
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$338,604,495
Value of interest in pooled separate accounts at end of year2014-12-31$25,511,355
Value of interest in pooled separate accounts at beginning of year2014-12-31$21,941,169
Interest earned on other investments2014-12-31$13,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$52,160,212
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$54,597,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$54,597,950
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$201,143,989
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$199,139,537
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$18,568,536
Net investment gain/loss from pooled separate accounts2014-12-31$2,730,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,335,224
Employer contributions (assets) at end of year2014-12-31$210,051
Employer contributions (assets) at beginning of year2014-12-31$221,522
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$34,337,153
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$97,874,132
Total of all expenses incurred2013-12-31$43,212,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$43,108,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$17,568,275
Value of total assets at end of year2013-12-31$616,847,166
Value of total assets at beginning of year2013-12-31$562,185,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$103,257
Total interest from all sources2013-12-31$18,672
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,703,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$7,703,457
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,035,332
Participant contributions at end of year2013-12-31$382,978
Participant contributions at beginning of year2013-12-31$578,476
Participant contributions at end of year2013-12-31$185,401
Participant contributions at beginning of year2013-12-31$195,535
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,774,114
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,705,879
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,689,226
Other income not declared elsewhere2013-12-31$7,938,582
Administrative expenses (other) incurred2013-12-31$103,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$54,661,968
Value of net assets at end of year (total assets less liabilities)2013-12-31$616,847,166
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$562,185,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$338,604,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$288,546,367
Value of interest in pooled separate accounts at end of year2013-12-31$21,941,169
Value of interest in pooled separate accounts at beginning of year2013-12-31$17,585,222
Interest on participant loans2013-12-31$18,672
Interest earned on other investments2013-12-31$18,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$54,597,950
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$56,207,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$56,207,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$199,139,537
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$197,118,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$62,802,500
Net investment gain/loss from pooled separate accounts2013-12-31$1,842,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,843,717
Employer contributions (assets) at end of year2013-12-31$221,522
Employer contributions (assets) at beginning of year2013-12-31$248,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$43,108,907
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2012 401k financial data
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total income from all sources (including contributions)2012-12-31$68,584,789
Total of all expenses incurred2012-12-31$46,415,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$46,378,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$19,353,877
Value of total assets at end of year2012-12-31$562,185,198
Value of total assets at beginning of year2012-12-31$540,016,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,063
Total interest from all sources2012-12-31$17,806
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$5,388,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$5,388,265
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,126,373
Participant contributions at end of year2012-12-31$578,476
Participant contributions at beginning of year2012-12-31$638,297
Participant contributions at end of year2012-12-31$195,535
Participant contributions at beginning of year2012-12-31$193,416
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,705,879
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,696,092
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$7,276,580
Other income not declared elsewhere2012-12-31$7,619,483
Administrative expenses (other) incurred2012-12-31$37,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$22,168,943
Value of net assets at end of year (total assets less liabilities)2012-12-31$562,185,198
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$540,016,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$288,546,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$267,402,947
Value of interest in pooled separate accounts at end of year2012-12-31$17,585,222
Value of interest in pooled separate accounts at beginning of year2012-12-31$15,848,478
Interest earned on other investments2012-12-31$17,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$56,207,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$58,830,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$58,830,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$197,118,222
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$195,167,170
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$34,583,866
Net investment gain/loss from pooled separate accounts2012-12-31$1,621,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,950,924
Employer contributions (assets) at end of year2012-12-31$248,087
Employer contributions (assets) at beginning of year2012-12-31$239,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$46,378,783
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$32,078,867
Total of all expenses incurred2011-12-31$32,562,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$32,557,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$25,269,478
Value of total assets at end of year2011-12-31$540,016,255
Value of total assets at beginning of year2011-12-31$540,499,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,790
Total interest from all sources2011-12-31$7,373,410
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,856,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$7,673,605
Participant contributions at end of year2011-12-31$638,297
Participant contributions at beginning of year2011-12-31$612,547
Participant contributions at end of year2011-12-31$193,416
Participant contributions at beginning of year2011-12-31$126,832
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,696,092
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,980,125
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$10,088,455
Administrative expenses (other) incurred2011-12-31$4,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-483,524
Value of net assets at end of year (total assets less liabilities)2011-12-31$540,016,255
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$540,499,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$270,330,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$315,043,462
Value of interest in pooled separate accounts at end of year2011-12-31$15,848,478
Value of interest in pooled separate accounts at beginning of year2011-12-31$9,009,857
Interest on participant loans2011-12-31$22,723
Income. Interest from corporate debt instruments2011-12-31$7,350,687
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$58,830,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$192,239,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$213,570,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,001,413
Net investment gain/loss from pooled separate accounts2011-12-31$1,581,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,507,418
Employer contributions (assets) at end of year2011-12-31$239,465
Employer contributions (assets) at beginning of year2011-12-31$156,598
Income. Dividends from common stock2011-12-31$4,856,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$32,557,601
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$40,108,447
Total unrealized appreciation/depreciation of assets2010-12-31$40,108,447
Total income from all sources (including contributions)2010-12-31$69,658,684
Total of all expenses incurred2010-12-31$33,542,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$33,540,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$25,175,799
Value of total assets at end of year2010-12-31$540,499,779
Value of total assets at beginning of year2010-12-31$504,384,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,177
Total interest from all sources2010-12-31$114,027
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,260,411
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$8,822,087
Participant contributions at end of year2010-12-31$612,547
Participant contributions at beginning of year2010-12-31$512,403
Participant contributions at end of year2010-12-31$126,832
Participant contributions at beginning of year2010-12-31$132,885
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,980,125
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,440,957
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$7,572,339
Administrative expenses (other) incurred2010-12-31$2,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$36,115,699
Value of net assets at end of year (total assets less liabilities)2010-12-31$540,499,779
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$504,384,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$315,043,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$288,340,527
Value of interest in pooled separate accounts at end of year2010-12-31$9,009,857
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,644,511
Interest on participant loans2010-12-31$20,475
Interest earned on other investments2010-12-31$93,552
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$213,570,358
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$208,145,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$8,781,373
Employer contributions (assets) at end of year2010-12-31$156,598
Employer contributions (assets) at beginning of year2010-12-31$166,829
Income. Dividends from common stock2010-12-31$4,260,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$33,540,808
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31J.H.COHN LLP
Accountancy firm EIN2010-12-31221478099
2009 : TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE

2022: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: TAX DEFERRED ANNUITY PLAN OF NY MEDICAL COLLEGE 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104206
Policy instance 3
Insurance contract or identification number104206
Number of Individuals Covered1298
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011747-J
Policy instance 2
Insurance contract or identification number011747-J
Number of Individuals Covered213
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number744469-01
Policy instance 1
Insurance contract or identification number744469-01
Number of Individuals Covered21
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104206
Policy instance 3
Insurance contract or identification number104206
Number of Individuals Covered1317
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011747-J
Policy instance 2
Insurance contract or identification number011747-J
Number of Individuals Covered293
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number744469-01
Policy instance 1
Insurance contract or identification number744469-01
Number of Individuals Covered24
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104206
Policy instance 3
Insurance contract or identification number104206
Number of Individuals Covered1339
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011747-J
Policy instance 2
Insurance contract or identification number011747-J
Number of Individuals Covered297
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-070047
Policy instance 1
Insurance contract or identification numberGA-070047
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104206
Policy instance 3
Insurance contract or identification number104206
Number of Individuals Covered1341
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011747-J
Policy instance 2
Insurance contract or identification number011747-J
Number of Individuals Covered306
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-070047
Policy instance 1
Insurance contract or identification numberGA-070047
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104206
Policy instance 3
Insurance contract or identification number104206
Number of Individuals Covered1390
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011747-J
Policy instance 2
Insurance contract or identification number011747-J
Number of Individuals Covered321
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,620
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1620
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-070047
Policy instance 1
Insurance contract or identification numberGA-070047
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-070047
Policy instance 3
Insurance contract or identification numberGA-070047
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104206
Policy instance 2
Insurance contract or identification number104206
Number of Individuals Covered1320
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011747-J
Policy instance 1
Insurance contract or identification number011747-J
Number of Individuals Covered375
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $1,148
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1148
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameTARRYTOWN REGIONAL OFFICE

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