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TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 401k Plan overview

Plan NameTAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO
Plan identification number 003

TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE ARC ROCKLAND has sponsored the creation of one or more 401k plans.

Company Name:THE ARC ROCKLAND
Employer identification number (EIN):131916359
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01HOLLY PALMA
0032016-01-01DEBORAH CARR DEBORAH CARR2017-10-16
0032015-01-01HOLLY PALMA
0032014-01-01JAMES MICKLER JAMES MICKLER2015-10-16
0032014-01-01JAMES MICKLER
0032013-01-01JAMES MICKLER
0032012-01-01CHRIS MONROE
0032011-01-01CHRIS MONROE
0032009-01-01 CHRISTINE MONROE2010-10-14

Plan Statistics for TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO

401k plan membership statisitcs for TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO

Measure Date Value
2021: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2021 401k membership
Total participants, beginning-of-year2021-01-01949
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01167
2020: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2020 401k membership
Total participants, beginning-of-year2020-01-01942
Total number of active participants reported on line 7a of the Form 55002020-01-01727
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01218
Total of all active and inactive participants2020-01-01945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-01949
Number of participants with account balances2020-01-01890
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2019 401k membership
Total participants, beginning-of-year2019-01-01889
Total number of active participants reported on line 7a of the Form 55002019-01-01713
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01225
Total of all active and inactive participants2019-01-01938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-01942
Number of participants with account balances2019-01-01878
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0143
2018: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2018 401k membership
Total participants, beginning-of-year2018-01-01850
Total number of active participants reported on line 7a of the Form 55002018-01-01726
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01160
Total of all active and inactive participants2018-01-01886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01889
Number of participants with account balances2018-01-01802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0137
2017: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2017 401k membership
Total participants, beginning-of-year2017-01-010
Total number of active participants reported on line 7a of the Form 55002017-01-01730
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01117
Total of all active and inactive participants2017-01-01847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01850
Number of participants with account balances2017-01-01697
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0120
2016: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2016 401k membership
Total participants, beginning-of-year2016-01-01331
Total number of active participants reported on line 7a of the Form 55002016-01-01271
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01103
Total of all active and inactive participants2016-01-01374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01376
Number of participants with account balances2016-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2015 401k membership
Total participants, beginning-of-year2015-01-01316
Total number of active participants reported on line 7a of the Form 55002015-01-01235
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0195
Total of all active and inactive participants2015-01-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01331
Number of participants with account balances2015-01-01331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2014 401k membership
Total participants, beginning-of-year2014-01-01309
Total number of active participants reported on line 7a of the Form 55002014-01-01220
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0194
Total of all active and inactive participants2014-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01316
Number of participants with account balances2014-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2013 401k membership
Total participants, beginning-of-year2013-01-01295
Total number of active participants reported on line 7a of the Form 55002013-01-01205
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01103
Total of all active and inactive participants2013-01-01308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01309
Number of participants with account balances2013-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2012 401k membership
Total participants, beginning-of-year2012-01-01300
Total number of active participants reported on line 7a of the Form 55002012-01-01190
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01104
Total of all active and inactive participants2012-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01295
Number of participants with account balances2012-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2011 401k membership
Total participants, beginning-of-year2011-01-01296
Total number of active participants reported on line 7a of the Form 55002011-01-01204
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0195
Total of all active and inactive participants2011-01-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01300
Number of participants with account balances2011-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2009 401k membership
Total participants, beginning-of-year2009-01-01272
Total number of active participants reported on line 7a of the Form 55002009-01-01192
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0192
Total of all active and inactive participants2009-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01287
Number of participants with account balances2009-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO

Measure Date Value
2021 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-04-18$0
Total transfer of assets from this plan2021-04-18$30,937,967
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-18$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-18$0
Total income from all sources (including contributions)2021-04-18$2,388,330
Total loss/gain on sale of assets2021-04-18$0
Total of all expenses incurred2021-04-18$4,432,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-04-18$4,429,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-04-18$477,968
Value of total assets at end of year2021-04-18$0
Value of total assets at beginning of year2021-04-18$32,982,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-04-18$2,466
Total interest from all sources2021-04-18$86,757
Total dividends received (eg from common stock, registered investment company shares)2021-04-18$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-04-18No
Was this plan covered by a fidelity bond2021-04-18Yes
Value of fidelity bond cover2021-04-18$500,000
If this is an individual account plan, was there a blackout period2021-04-18No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-04-18$0
Were there any nonexempt tranactions with any party-in-interest2021-04-18No
Contributions received from participants2021-04-18$191,818
Income. Received or receivable in cash from other sources (including rollovers)2021-04-18$33,137
Administrative expenses (other) incurred2021-04-18$2,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-18No
Value of net income/loss2021-04-18$-2,044,056
Value of net assets at end of year (total assets less liabilities)2021-04-18$0
Value of net assets at beginning of year (total assets less liabilities)2021-04-18$32,982,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-04-18No
Were any loans by the plan or fixed income obligations due to the plan in default2021-04-18No
Were any leases to which the plan was party in default or uncollectible2021-04-18No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-04-18$20,850,156
Interest earned on other investments2021-04-18$86,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-04-18$12,131,867
Net investment gain/loss from pooled separate accounts2021-04-18$1,823,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-04-18No
Was there a failure to transmit to the plan any participant contributions2021-04-18Yes
Has the plan failed to provide any benefit when due under the plan2021-04-18No
Contributions received in cash from employer2021-04-18$253,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-04-18$4,429,920
Did the plan have assets held for investment2021-04-18No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-18No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-04-18Yes
Opinion of an independent qualified public accountant for this plan2021-04-18Unqualified
Accountancy firm name2021-04-18BDO USA LLP
Accountancy firm EIN2021-04-18135381590
2020 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,041,843
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,613,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,608,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,942,637
Value of total assets at end of year2020-12-31$32,982,023
Value of total assets at beginning of year2020-12-31$29,553,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,857
Total interest from all sources2020-12-31$269,194
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$912,317
Participant contributions at beginning of year2020-12-31$716,689
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$116,756
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$4,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,428,414
Value of net assets at end of year (total assets less liabilities)2020-12-31$32,982,023
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$29,553,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$20,850,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$17,761,950
Interest on participant loans2020-12-31$0
Interest earned on other investments2020-12-31$269,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,131,867
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$11,074,970
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from pooled separate accounts2020-12-31$2,830,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$913,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,608,572
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BBDO USA LLP
Accountancy firm EIN2020-12-31135381590
2019 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,333,321
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,719,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,719,923
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,712,999
Value of total assets at end of year2019-12-31$29,553,609
Value of total assets at beginning of year2019-12-31$24,940,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$278,338
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,009,274
Participant contributions at end of year2019-12-31$716,689
Participant contributions at beginning of year2019-12-31$736,002
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$417,779
Other income not declared elsewhere2019-12-31$2,854
Administrative expenses (other) incurred2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,613,398
Value of net assets at end of year (total assets less liabilities)2019-12-31$29,553,609
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$24,940,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$17,761,950
Value of interest in pooled separate accounts at beginning of year2019-12-31$13,779,674
Interest on participant loans2019-12-31$0
Interest earned on other investments2019-12-31$278,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$11,074,970
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$10,424,535
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$3,339,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,285,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,719,923
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
2018 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,192,915
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,234,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,238,866
Expenses. Certain deemed distributions of participant loans2018-12-31$-4,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,052,024
Value of total assets at end of year2018-12-31$24,940,211
Value of total assets at beginning of year2018-12-31$24,981,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$175
Total interest from all sources2018-12-31$245,112
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$974,216
Participant contributions at end of year2018-12-31$736,002
Participant contributions at beginning of year2018-12-31$522,556
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$755,857
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-41,139
Value of net assets at end of year (total assets less liabilities)2018-12-31$24,940,211
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,981,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,779,674
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$15,535,830
Interest on participant loans2018-12-31$0
Interest earned on other investments2018-12-31$245,112
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$10,424,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$8,922,964
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from pooled separate accounts2018-12-31$-1,104,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,321,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,238,866
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$17,491,152
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,323,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,315,259
Expenses. Certain deemed distributions of participant loans2017-12-31$7,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$16,153,824
Value of total assets at end of year2017-12-31$24,981,350
Value of total assets at beginning of year2017-12-31$8,813,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$178
Total interest from all sources2017-12-31$139,313
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$781,051
Participant contributions at end of year2017-12-31$522,556
Participant contributions at beginning of year2017-12-31$137,635
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$14,816,712
Other income not declared elsewhere2017-12-31$21,497
Administrative expenses (other) incurred2017-12-31$178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$16,167,875
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,981,350
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,813,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$15,535,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,928,695
Interest on participant loans2017-12-31$0
Interest earned on other investments2017-12-31$139,313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,922,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,747,145
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from pooled separate accounts2017-12-31$1,176,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$556,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,315,259
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,671,766
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$293,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$284,673
Expenses. Certain deemed distributions of participant loans2016-12-31$8,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,151,681
Value of total assets at end of year2016-12-31$8,813,475
Value of total assets at beginning of year2016-12-31$7,435,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$89
Total interest from all sources2016-12-31$98,608
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$400,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$626,755
Participant contributions at end of year2016-12-31$137,635
Participant contributions at beginning of year2016-12-31$142,092
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$524,926
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$89
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,378,026
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,813,475
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,435,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,928,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,073,179
Interest on participant loans2016-12-31$0
Interest earned on other investments2016-12-31$98,608
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,747,145
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,220,178
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from pooled separate accounts2016-12-31$421,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$284,673
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,285,660
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$288,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$281,858
Expenses. Certain deemed distributions of participant loans2015-12-31$6,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,234,985
Value of total assets at end of year2015-12-31$7,435,449
Value of total assets at beginning of year2015-12-31$6,437,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$42
Total interest from all sources2015-12-31$86,902
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$400,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$587,447
Participant contributions at end of year2015-12-31$142,092
Participant contributions at beginning of year2015-12-31$112,419
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$647,538
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$42
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$997,637
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,435,449
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,437,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,073,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,405,019
Interest on participant loans2015-12-31$0
Interest earned on other investments2015-12-31$86,902
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,220,178
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,920,374
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from pooled separate accounts2015-12-31$-36,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$281,858
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$951,612
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$602,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$596,403
Expenses. Certain deemed distributions of participant loans2014-12-31$6,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$609,454
Value of total assets at end of year2014-12-31$6,437,812
Value of total assets at beginning of year2014-12-31$6,088,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$86,926
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$400,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$570,602
Participant contributions at end of year2014-12-31$112,419
Participant contributions at beginning of year2014-12-31$84,179
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$38,852
Other income not declared elsewhere2014-12-31$31
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$348,814
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,437,812
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,088,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,405,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,161,986
Interest on participant loans2014-12-31$0
Interest earned on other investments2014-12-31$86,926
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,920,374
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,842,833
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$255,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$596,403
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,433,942
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$201,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$136,471
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$761,197
Value of total assets at end of year2013-12-31$6,088,998
Value of total assets at beginning of year2013-12-31$4,856,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$64,973
Total interest from all sources2013-12-31$77,552
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$400,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$554,239
Participant contributions at end of year2013-12-31$84,179
Participant contributions at beginning of year2013-12-31$90,127
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$206,958
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$64,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,232,498
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,088,998
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,856,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,161,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,297,553
Interest on participant loans2013-12-31$0
Interest earned on other investments2013-12-31$77,552
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,842,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,468,820
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$595,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$136,471
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO, USA, LLP
Accountancy firm EIN2013-12-31135381590
2012 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$874,158
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$267,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$260,787
Expenses. Certain deemed distributions of participant loans2012-12-31$7,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$546,662
Value of total assets at end of year2012-12-31$4,849,354
Value of total assets at beginning of year2012-12-31$4,243,167
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$38
Total interest from all sources2012-12-31$70,008
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$400,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$505,021
Participant contributions at end of year2012-12-31$82,981
Participant contributions at beginning of year2012-12-31$86,897
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$41,641
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$38
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$606,187
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,849,354
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,243,167
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,297,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,978,386
Interest on participant loans2012-12-31$0
Interest earned on other investments2012-12-31$70,008
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,468,820
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,177,884
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$257,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$260,787
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$581,727
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$175,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$175,668
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$576,612
Value of total assets at end of year2011-12-31$4,243,167
Value of total assets at beginning of year2011-12-31$3,837,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$61,625
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$385,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$504,899
Participant contributions at end of year2011-12-31$86,897
Participant contributions at beginning of year2011-12-31$99,558
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$71,713
Other income not declared elsewhere2011-12-31$4
Administrative expenses (other) incurred2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$406,059
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,243,167
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,837,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,978,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,972,884
Interest on participant loans2011-12-31$0
Interest earned on other investments2011-12-31$61,625
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,177,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,764,666
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-56,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$175,668
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA LLP
Accountancy firm EIN2011-12-31135381590
2010 : TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$908,676
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$255,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$245,706
Expenses. Certain deemed distributions of participant loans2010-12-31$9,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$599,642
Value of total assets at end of year2010-12-31$3,837,108
Value of total assets at beginning of year2010-12-31$3,174,138
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$52,628
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$385,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$461,438
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$138,204
Other income not declared elsewhere2010-12-31$13
Administrative expenses (other) incurred2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$653,073
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,837,108
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,174,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,972,884
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,558,667
Interest on participant loans2010-12-31$0
Interest earned on other investments2010-12-31$52,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,864,224
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,615,471
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$256,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$245,706
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA LLP
Accountancy firm EIN2010-12-31135381590

Form 5500 Responses for TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO

2021: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: TAX DEFERRED ANNUITY PLAN OF ROCKLAND CO. CHAPTER NEW YORK STATE ASSOCIATION FO 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052299-E
Policy instance 1
Insurance contract or identification number052299-E
Number of Individuals Covered110
Insurance policy start date2021-01-01
Insurance policy end date2021-04-18
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,402
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2402
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052299E
Policy instance 1
Insurance contract or identification number052299E
Number of Individuals Covered949
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,402
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2402
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052299E
Policy instance 1
Insurance contract or identification number052299E
Number of Individuals Covered942
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,412
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees7412
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052299E
Policy instance 1
Insurance contract or identification number052299E
Number of Individuals Covered889
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $37,008
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees37008
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052299E
Policy instance 1
Insurance contract or identification number052299E
Number of Individuals Covered850
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,607
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1607
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameTARRYTOWN REGIONAL OFFICE

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