ALTA TRUST COMPANY has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2019 : SWAN DEFINED RISK MODERATE 2019 401k financial data |
|---|
| Total transfer of assets to this plan | 2019-12-31 | $21,690,445 |
| Total transfer of assets from this plan | 2019-12-31 | $56,191,131 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $138,564 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $4,387,197 |
| Total income from all sources (including contributions) | 2019-12-31 | $6,154,453 |
| Total of all expenses incurred | 2019-12-31 | $279,720 |
| Value of total assets at end of year | 2019-12-31 | $22,739,684 |
| Value of total assets at beginning of year | 2019-12-31 | $55,614,270 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $279,720 |
| Total interest from all sources | 2019-12-31 | $14,727 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $992,417 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $992,417 |
| Administrative expenses professional fees incurred | 2019-12-31 | $22,253 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $124,656 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $42,596 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $126,439 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $2,611,046 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $12,125 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $1,776,151 |
| Value of net income/loss | 2019-12-31 | $5,874,733 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $22,601,120 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $51,227,073 |
| Investment advisory and management fees | 2019-12-31 | $257,467 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $22,287,668 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $55,571,674 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $327,360 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $14,727 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,147,309 |
| 2018 : SWAN DEFINED RISK MODERATE 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-12-31 | $48,823,443 |
| Total transfer of assets from this plan | 2018-12-31 | $58,480,437 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $4,387,197 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $362,731 |
| Total income from all sources (including contributions) | 2018-12-31 | $-4,406,814 |
| Total of all expenses incurred | 2018-12-31 | $418,882 |
| Value of total assets at end of year | 2018-12-31 | $55,614,270 |
| Value of total assets at beginning of year | 2018-12-31 | $66,072,494 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $418,882 |
| Total interest from all sources | 2018-12-31 | $1,206 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,011,483 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,011,483 |
| Administrative expenses professional fees incurred | 2018-12-31 | $17,034 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $42,596 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $2,611,046 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $324,830 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $1,776,151 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $37,901 |
| Value of net income/loss | 2018-12-31 | $-4,825,696 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $51,227,073 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $65,709,763 |
| Investment advisory and management fees | 2018-12-31 | $401,848 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $55,571,674 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $64,454,511 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $1,617,983 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $1,617,983 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $1,206 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,419,503 |
| 2017 : SWAN DEFINED RISK MODERATE 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-12-31 | $20,506,778 |
| Total transfer of assets from this plan | 2017-12-31 | $15,045,385 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $362,731 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $858,040 |
| Total income from all sources (including contributions) | 2017-12-31 | $6,855,602 |
| Total of all expenses incurred | 2017-12-31 | $432,306 |
| Value of total assets at end of year | 2017-12-31 | $66,072,494 |
| Value of total assets at beginning of year | 2017-12-31 | $54,683,114 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $432,306 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,209,669 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,209,669 |
| Administrative expenses professional fees incurred | 2017-12-31 | $17,686 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $2,104,179 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $324,830 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $827,203 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $37,901 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $30,837 |
| Value of net income/loss | 2017-12-31 | $6,423,296 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $65,709,763 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $53,825,074 |
| Investment advisory and management fees | 2017-12-31 | $414,620 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $64,454,511 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $52,424,707 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,617,983 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $154,228 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $154,228 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,645,933 |
| 2016 : SWAN DEFINED RISK MODERATE 2016 401k financial data |
|---|
| Total transfer of assets to this plan | 2016-12-31 | $34,457,252 |
| Total transfer of assets from this plan | 2016-12-31 | $13,714,378 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $858,040 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $461,046 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,246,508 |
| Total of all expenses incurred | 2016-12-31 | $300,178 |
| Value of total assets at end of year | 2016-12-31 | $54,683,114 |
| Value of total assets at beginning of year | 2016-12-31 | $30,596,916 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $300,178 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $891,579 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $891,579 |
| Administrative expenses professional fees incurred | 2016-12-31 | $8,258 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $3,068,365 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $2,104,179 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $827,203 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $444,205 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $30,837 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $16,841 |
| Value of net income/loss | 2016-12-31 | $2,946,330 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $53,825,074 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $30,135,870 |
| Investment advisory and management fees | 2016-12-31 | $291,920 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $52,424,707 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $25,804,860 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $154,228 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,723,691 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,723,691 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,354,929 |
| 2015 : SWAN DEFINED RISK MODERATE 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $32,584,067 |
| Total transfer of assets from this plan | 2015-12-31 | $2,695,693 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $461,046 |
| Total income from all sources (including contributions) | 2015-12-31 | $299,190 |
| Total of all expenses incurred | 2015-12-31 | $51,694 |
| Value of total assets at end of year | 2015-12-31 | $30,596,916 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $51,694 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $225,886 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $225,886 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $3,068,365 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $444,205 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $16,841 |
| Value of net income/loss | 2015-12-31 | $247,496 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $30,135,870 |
| Investment advisory and management fees | 2015-12-31 | $51,694 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $25,804,860 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,723,691 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $73,304 |
