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NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 401k Plan overview

Plan NameNEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION
Plan identification number 001

NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEW YORK UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:NEW YORK UNIVERSITY
Employer identification number (EIN):135562308
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about NEW YORK UNIVERSITY

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2016-03-07
Company Identification Number: 603593869
Legal Registered Office Address: 3400 CAPITL BLVD SE STE 101

TUMWATER
United States of America (USA)
98501

More information about NEW YORK UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01PATRICIA HALLEY PATRICIA HALLEY2018-09-06
0012016-01-01PATRICIA HALLEY PATRICIA HALLEY2017-08-17
0012015-01-01PATRICIA HALLEY PATRICIA HALLEY2016-08-29
0012014-01-01TRISH HALLEY TRISH HALLEY2015-08-05
0012013-01-01ANDREW GORDON ANDREW GORDON2014-08-07
0012012-01-01MARK A PETTI MARK A PETTI2013-08-12
0012011-01-01MARK A. PETTI MARK A. PETTI2012-09-26
0012010-01-01LINDA A. WOODRUFF LINDA A. WOODRUFF2011-10-10
0012009-01-01LINDA A WOODRUFF

Plan Statistics for NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION

401k plan membership statisitcs for NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION

Measure Date Value
2022: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2022 401k membership
Total participants, beginning-of-year2022-01-0120,749
Total number of active participants reported on line 7a of the Form 55002022-01-019,810
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0112,059
Total of all active and inactive participants2022-01-0121,869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01423
Total participants2022-01-0122,292
Number of participants with account balances2022-01-0121,626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2021 401k membership
Total participants, beginning-of-year2021-01-0120,333
Total number of active participants reported on line 7a of the Form 55002021-01-019,517
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0111,223
Total of all active and inactive participants2021-01-0120,740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01357
Total participants2021-01-0121,097
Number of participants with account balances2021-01-0120,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2020 401k membership
Total participants, beginning-of-year2020-01-0119,639
Total number of active participants reported on line 7a of the Form 55002020-01-019,291
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0110,677
Total of all active and inactive participants2020-01-0119,968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0182
Total participants2020-01-0120,050
Number of participants with account balances2020-01-0120,050
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2019 401k membership
Total participants, beginning-of-year2019-01-0117,978
Total number of active participants reported on line 7a of the Form 55002019-01-019,070
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-019,840
Total of all active and inactive participants2019-01-0118,910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0167
Total participants2019-01-0118,977
Number of participants with account balances2019-01-0118,977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2018 401k membership
Total participants, beginning-of-year2018-01-0119,418
Total number of active participants reported on line 7a of the Form 55002018-01-018,800
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-019,145
Total of all active and inactive participants2018-01-0117,945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0148
Total participants2018-01-0117,993
Number of participants with account balances2018-01-0117,993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2017 401k membership
Total participants, beginning-of-year2017-01-0118,551
Total number of active participants reported on line 7a of the Form 55002017-01-0110,764
Number of retired or separated participants receiving benefits2017-01-0153
Number of other retired or separated participants entitled to future benefits2017-01-018,554
Total of all active and inactive participants2017-01-0119,371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0147
Total participants2017-01-0119,418
Number of participants with account balances2017-01-0118,110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2016 401k membership
Total participants, beginning-of-year2016-01-0117,858
Total number of active participants reported on line 7a of the Form 55002016-01-0110,280
Number of retired or separated participants receiving benefits2016-01-01106
Number of other retired or separated participants entitled to future benefits2016-01-018,122
Total of all active and inactive participants2016-01-0118,508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0143
Total participants2016-01-0118,551
Number of participants with account balances2016-01-0117,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2015 401k membership
Total participants, beginning-of-year2015-01-0116,447
Total number of active participants reported on line 7a of the Form 55002015-01-019,932
Number of retired or separated participants receiving benefits2015-01-0191
Number of other retired or separated participants entitled to future benefits2015-01-017,792
Total of all active and inactive participants2015-01-0117,815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0143
Total participants2015-01-0117,858
Number of participants with account balances2015-01-0116,922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2014 401k membership
Total participants, beginning-of-year2014-01-0115,151
Total number of active participants reported on line 7a of the Form 55002014-01-019,025
Number of retired or separated participants receiving benefits2014-01-0139
Number of other retired or separated participants entitled to future benefits2014-01-017,350
Total of all active and inactive participants2014-01-0116,414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0133
Total participants2014-01-0116,447
Number of participants with account balances2014-01-0116,302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2013 401k membership
Total participants, beginning-of-year2013-01-0114,368
Total number of active participants reported on line 7a of the Form 55002013-01-018,412
Number of retired or separated participants receiving benefits2013-01-0140
Number of other retired or separated participants entitled to future benefits2013-01-016,664
Total of all active and inactive participants2013-01-0115,116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0135
Total participants2013-01-0115,151
Number of participants with account balances2013-01-0113,618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2012 401k membership
Total participants, beginning-of-year2012-01-0112,428
Total number of active participants reported on line 7a of the Form 55002012-01-018,227
Number of retired or separated participants receiving benefits2012-01-0137
Number of other retired or separated participants entitled to future benefits2012-01-016,080
Total of all active and inactive participants2012-01-0114,344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0124
Total participants2012-01-0114,368
Number of participants with account balances2012-01-0113,004
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2011 401k membership
Total participants, beginning-of-year2011-01-0111,678
Total number of active participants reported on line 7a of the Form 55002011-01-017,727
Number of retired or separated participants receiving benefits2011-01-0127
Number of other retired or separated participants entitled to future benefits2011-01-015,918
Total of all active and inactive participants2011-01-0113,672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0120
Total participants2011-01-0113,692
Number of participants with account balances2011-01-0112,428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2010 401k membership
Total participants, beginning-of-year2010-01-0112,350
Total number of active participants reported on line 7a of the Form 55002010-01-017,434
Number of retired or separated participants receiving benefits2010-01-0135
Number of other retired or separated participants entitled to future benefits2010-01-015,361
Total of all active and inactive participants2010-01-0112,830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0138
Total participants2010-01-0112,868
Number of participants with account balances2010-01-0111,678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2009 401k membership
Total participants, beginning-of-year2009-01-0111,822
Total number of active participants reported on line 7a of the Form 55002009-01-016,769
Number of retired or separated participants receiving benefits2009-01-0133
Number of other retired or separated participants entitled to future benefits2009-01-015,518
Total of all active and inactive participants2009-01-0112,320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0130
Total participants2009-01-0112,350
Number of participants with account balances2009-01-0111,064
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01105

Financial Data on NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION

Measure Date Value
2022 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$1,524
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-427,698,195
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$169,949,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$169,245,586
Expenses. Certain deemed distributions of participant loans2022-12-31$118,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$194,262,214
Value of total assets at end of year2022-12-31$4,222,317,448
Value of total assets at beginning of year2022-12-31$4,819,964,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$585,615
Total interest from all sources2022-12-31$37,443,557
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$80,335,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$80,335,983
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$20,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$87,891,702
Participant contributions at end of year2022-12-31$6,485,587
Participant contributions at beginning of year2022-12-31$3,358,556
Participant contributions at end of year2022-12-31$7,333,277
Participant contributions at beginning of year2022-12-31$6,844,630
Assets. Other investments not covered elsewhere at end of year2022-12-31$15,670,012
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$19,824,444
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$13,868,196
Other income not declared elsewhere2022-12-31$-263,133
Administrative expenses (other) incurred2022-12-31$585,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-597,648,165
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,222,317,448
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$4,819,964,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,149,168,422
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,772,492,390
Value of interest in pooled separate accounts at end of year2022-12-31$107,570,938
Value of interest in pooled separate accounts at beginning of year2022-12-31$109,612,357
Interest on participant loans2022-12-31$227,123
Interest earned on other investments2022-12-31$37,216,434
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$927,868,035
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$899,989,561
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$11,494,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-748,372,478
Net investment gain/loss from pooled separate accounts2022-12-31$8,895,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$92,502,316
Employer contributions (assets) at end of year2022-12-31$8,221,177
Employer contributions (assets) at beginning of year2022-12-31$7,842,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$157,751,240
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-12-31134008324
2021 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$1,150,742
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$747,056,720
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$210,118,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$209,651,615
Expenses. Certain deemed distributions of participant loans2021-12-31$2,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$187,387,809
Value of total assets at end of year2021-12-31$4,819,964,089
Value of total assets at beginning of year2021-12-31$4,281,874,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$463,866
Total interest from all sources2021-12-31$31,521,062
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$91,532,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$91,532,812
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$20,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$82,457,195
Participant contributions at end of year2021-12-31$3,358,556
Participant contributions at beginning of year2021-12-31$0
Participant contributions at end of year2021-12-31$6,844,630
Participant contributions at beginning of year2021-12-31$6,533,074
Assets. Other investments not covered elsewhere at end of year2021-12-31$19,824,444
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$13,718,270
Other income not declared elsewhere2021-12-31$3,857,533
Administrative expenses (other) incurred2021-12-31$463,866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$536,938,582
Value of net assets at end of year (total assets less liabilities)2021-12-31$4,819,964,089
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,281,874,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,772,492,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,266,054,080
Value of interest in pooled separate accounts at end of year2021-12-31$109,612,357
Value of interest in pooled separate accounts at beginning of year2021-12-31$102,509,955
Interest on participant loans2021-12-31$47,930
Interest earned on other investments2021-12-31$31,473,132
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$899,989,561
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$898,992,092
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$19,890,846
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$415,310,881
Net investment gain/loss from pooled separate accounts2021-12-31$17,446,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$91,212,344
Employer contributions (assets) at end of year2021-12-31$7,842,151
Employer contributions (assets) at beginning of year2021-12-31$7,785,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$189,760,769
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2021-12-31134008324
2020 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$37,271
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$518
Total income from all sources (including contributions)2020-12-31$707,863,272
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$145,920,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$145,920,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$216,895,327
Value of total assets at end of year2020-12-31$4,281,874,765
Value of total assets at beginning of year2020-12-31$3,719,894,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$34,662,998
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$67,183,334
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$67,183,334
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$20,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$80,629,226
Participant contributions at end of year2020-12-31$6,533,074
Participant contributions at beginning of year2020-12-31$6,505,672
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$47,240,718
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$518
Other income not declared elsewhere2020-12-31$1,178,459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$561,943,036
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,281,874,765
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,719,894,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,266,054,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,734,993,026
Value of interest in pooled separate accounts at end of year2020-12-31$102,509,955
Value of interest in pooled separate accounts at beginning of year2020-12-31$114,833,709
Interest earned on other investments2020-12-31$34,662,998
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$898,992,092
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$855,884,992
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$6,532,950
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$388,890,308
Net investment gain/loss from pooled separate accounts2020-12-31$-947,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$89,025,383
Employer contributions (assets) at end of year2020-12-31$7,785,564
Employer contributions (assets) at beginning of year2020-12-31$7,677,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$139,387,286
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2020-12-31134008324
2019 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$245,302,921
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$518
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$719,855,697
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$137,688,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$137,688,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$187,193,796
Value of total assets at end of year2019-12-31$3,719,894,976
Value of total assets at beginning of year2019-12-31$2,892,424,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$29,654,900
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$56,156,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$56,156,254
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$76,476,016
Participant contributions at end of year2019-12-31$6,505,672
Participant contributions at beginning of year2019-12-31$6,057,848
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$26,029,131
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$518
Other income not declared elsewhere2019-12-31$1,398,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$582,167,116
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,719,894,458
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,892,424,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,734,993,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,060,695,919
Value of interest in pooled separate accounts at end of year2019-12-31$114,833,709
Value of interest in pooled separate accounts at beginning of year2019-12-31$90,814,426
Interest earned on other investments2019-12-31$29,654,900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$855,884,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$726,953,131
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$11,535,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$440,291,184
Net investment gain/loss from pooled separate accounts2019-12-31$5,161,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$84,688,649
Employer contributions (assets) at end of year2019-12-31$7,677,577
Employer contributions (assets) at beginning of year2019-12-31$7,903,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$126,153,152
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2019-12-31134008324
2018 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$3,180,855
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$43,988,241
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$133,456,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$133,456,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$158,431,174
Value of total assets at end of year2018-12-31$2,892,424,421
Value of total assets at beginning of year2018-12-31$2,978,712,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$29,574,874
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$57,355,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$57,355,951
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$59,479,988
Participant contributions at end of year2018-12-31$6,057,848
Participant contributions at beginning of year2018-12-31$2,831,674
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$18,442,569
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$385,027
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$2,239,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-89,468,495
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,892,424,421
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,978,712,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,060,695,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,189,802,881
Value of interest in pooled separate accounts at end of year2018-12-31$90,814,426
Value of interest in pooled separate accounts at beginning of year2018-12-31$87,035,417
Interest earned on other investments2018-12-31$29,574,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$726,953,131
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$692,551,468
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$11,201,897
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-207,748,519
Net investment gain/loss from pooled separate accounts2018-12-31$4,134,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$80,508,617
Employer contributions (assets) at end of year2018-12-31$7,903,097
Employer contributions (assets) at beginning of year2018-12-31$6,105,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$122,254,839
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$494,306,148
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$135,025,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$135,025,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$108,759,293
Value of total assets at end of year2017-12-31$2,978,712,061
Value of total assets at beginning of year2017-12-31$2,619,431,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$28,258,157
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$40,459,415
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$40,459,415
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$34,161,239
Participant contributions at end of year2017-12-31$2,831,674
Participant contributions at beginning of year2017-12-31$2,677,438
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$385,027
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,224,333
Other income not declared elsewhere2017-12-31$1,062,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$359,280,579
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,978,712,061
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,619,431,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,189,802,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,836,488,102
Value of interest in pooled separate accounts at end of year2017-12-31$87,035,417
Value of interest in pooled separate accounts at beginning of year2017-12-31$83,797,645
Interest earned on other investments2017-12-31$28,258,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$692,551,468
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$689,496,343
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$24,848,945
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$312,080,084
Net investment gain/loss from pooled separate accounts2017-12-31$3,686,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$74,598,054
Employer contributions (assets) at end of year2017-12-31$6,105,594
Employer contributions (assets) at beginning of year2017-12-31$5,747,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$110,176,624
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2017-12-31134008324
2016 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$276,127,497
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$101,643,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$101,643,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$103,469,962
Value of total assets at end of year2016-12-31$2,619,431,482
Value of total assets at beginning of year2016-12-31$2,444,947,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$149
Total interest from all sources2016-12-31$30,212,781
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$30,220,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$30,220,442
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$32,570,750
Participant contributions at end of year2016-12-31$2,677,438
Participant contributions at beginning of year2016-12-31$9,748
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,224,333
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,251,311
Other income not declared elsewhere2016-12-31$288,013
Administrative expenses (other) incurred2016-12-31$149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$174,483,626
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,619,431,482
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,444,947,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,836,488,102
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,697,061,886
Value of interest in pooled separate accounts at end of year2016-12-31$83,797,645
Value of interest in pooled separate accounts at beginning of year2016-12-31$77,964,828
Interest earned on other investments2016-12-31$30,212,781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$689,496,343
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$667,643,323
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$5,883,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$107,823,886
Net investment gain/loss from pooled separate accounts2016-12-31$4,112,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$70,899,212
Employer contributions (assets) at end of year2016-12-31$5,747,621
Employer contributions (assets) at beginning of year2016-12-31$16,760
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$95,759,775
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$127,007,273
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$105,560,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$105,560,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$99,184,921
Value of total assets at end of year2015-12-31$2,444,947,856
Value of total assets at beginning of year2015-12-31$2,423,501,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$27,736,435
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$36,459,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$36,459,653
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$31,222,031
Participant contributions at end of year2015-12-31$9,748
Participant contributions at beginning of year2015-12-31$2,484,587
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,251,311
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$158
Other income not declared elsewhere2015-12-31$810,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$21,446,662
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,444,947,856
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,423,501,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,697,061,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,691,059,412
Value of interest in pooled separate accounts at end of year2015-12-31$77,964,828
Value of interest in pooled separate accounts at beginning of year2015-12-31$69,029,907
Interest earned on other investments2015-12-31$27,736,435
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$667,643,323
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$655,625,342
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$4,675,112
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-42,957,452
Net investment gain/loss from pooled separate accounts2015-12-31$5,773,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$67,962,890
Employer contributions (assets) at end of year2015-12-31$16,760
Employer contributions (assets) at beginning of year2015-12-31$5,301,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$100,885,499
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$77,029
Total income from all sources (including contributions)2014-12-31$247,414,573
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$109,519,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$109,511,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$94,599,432
Value of total assets at end of year2014-12-31$2,423,501,194
Value of total assets at beginning of year2014-12-31$2,285,683,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,981
Total interest from all sources2014-12-31$28,147,154
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$31,019,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$31,019,992
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$29,561,339
Participant contributions at end of year2014-12-31$2,484,587
Participant contributions at beginning of year2014-12-31$2,204,704
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$158
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$77,029
Other income not declared elsewhere2014-12-31$1,493,324
Administrative expenses (other) incurred2014-12-31$7,981
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$137,894,616
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,423,501,194
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,285,606,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,691,059,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,581,065,840
Value of interest in pooled separate accounts at end of year2014-12-31$69,029,907
Value of interest in pooled separate accounts at beginning of year2014-12-31$57,479,322
Interest earned on other investments2014-12-31$28,147,154
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$655,625,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$640,199,290
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$3,322,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$84,859,217
Net investment gain/loss from pooled separate accounts2014-12-31$7,295,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$65,038,093
Employer contributions (assets) at end of year2014-12-31$5,301,788
Employer contributions (assets) at beginning of year2014-12-31$4,734,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$106,189,225
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$77,029
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$396,957,643
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$93,386,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$93,384,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$84,390,536
Value of total assets at end of year2013-12-31$2,285,683,607
Value of total assets at beginning of year2013-12-31$1,982,035,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,640
Total interest from all sources2013-12-31$26,467,903
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$20,300,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$20,300,286
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$26,778,773
Participant contributions at end of year2013-12-31$2,204,704
Participant contributions at beginning of year2013-12-31$2,068,519
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$22,650
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$78,878
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$77,029
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$859,270
Administrative expenses (other) incurred2013-12-31$1,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$303,571,153
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,285,606,578
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,982,035,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,581,065,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,303,718,181
Value of interest in pooled separate accounts at end of year2013-12-31$57,479,322
Value of interest in pooled separate accounts at beginning of year2013-12-31$49,456,459
Interest earned on other investments2013-12-31$26,467,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$640,199,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$622,311,678
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$5,694,634
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$259,975,833
Net investment gain/loss from pooled separate accounts2013-12-31$4,963,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$57,589,113
Employer contributions (assets) at end of year2013-12-31$4,734,451
Employer contributions (assets) at beginning of year2013-12-31$4,401,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$87,690,216
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$266,294,217
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$77,248,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$77,248,941
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$79,279,414
Value of total assets at end of year2012-12-31$1,982,035,425
Value of total assets at beginning of year2012-12-31$1,792,990,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$24,940,899
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$14,072,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$14,072,680
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$25,360,763
Participant contributions at end of year2012-12-31$2,068,519
Participant contributions at beginning of year2012-12-31$1,955,020
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$38,965
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$78,878
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,254,681
Other income not declared elsewhere2012-12-31$2,284,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$189,045,276
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,982,035,425
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,792,990,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,303,718,181
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,139,649,295
Value of interest in pooled separate accounts at end of year2012-12-31$49,456,459
Value of interest in pooled separate accounts at beginning of year2012-12-31$41,141,214
Interest earned on other investments2012-12-31$24,940,899
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$622,311,678
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$604,863,387
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$6,481,431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$141,368,342
Net investment gain/loss from pooled separate accounts2012-12-31$4,348,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$53,879,686
Employer contributions (assets) at end of year2012-12-31$4,401,710
Employer contributions (assets) at beginning of year2012-12-31$4,126,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$70,767,510
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$85,967,555
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$86,392,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$86,392,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$75,330,663
Value of total assets at end of year2011-12-31$1,792,990,149
Value of total assets at beginning of year2011-12-31$1,793,415,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$24,379,542
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$11,208,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$11,208,984
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$22,213,104
Participant contributions at end of year2011-12-31$1,955,020
Participant contributions at beginning of year2011-12-31$1,942,724
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$22,665
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,254,681
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$431,734
Other income not declared elsewhere2011-12-31$1,085,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-424,933
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,792,990,149
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,793,415,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,139,649,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,164,623,369
Value of interest in pooled separate accounts at end of year2011-12-31$41,141,214
Value of interest in pooled separate accounts at beginning of year2011-12-31$30,457,996
Interest earned on other investments2011-12-31$24,379,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$604,863,387
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$591,894,201
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$3,967,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-30,485,507
Net investment gain/loss from pooled separate accounts2011-12-31$4,448,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$53,094,894
Employer contributions (assets) at end of year2011-12-31$4,126,552
Employer contributions (assets) at beginning of year2011-12-31$4,065,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$82,425,287
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$232,102,206
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$67,764,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$67,764,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$73,747,779
Value of total assets at end of year2010-12-31$1,793,415,082
Value of total assets at beginning of year2010-12-31$1,629,077,207
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$22,535,121
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$8,667,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$8,667,049
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$23,979,985
Participant contributions at end of year2010-12-31$1,942,724
Participant contributions at beginning of year2010-12-31$1,876,060
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$431,734
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$164,337,875
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,793,415,082
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,629,077,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,164,623,369
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,024,334,949
Value of interest in pooled separate accounts at end of year2010-12-31$30,457,996
Value of interest in pooled separate accounts at beginning of year2010-12-31$22,530,966
Interest earned on other investments2010-12-31$22,535,121
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$591,894,201
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$576,482,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$123,788,495
Net investment gain/loss from pooled separate accounts2010-12-31$3,363,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$49,767,794
Employer contributions (assets) at end of year2010-12-31$4,065,058
Employer contributions (assets) at beginning of year2010-12-31$3,852,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$67,764,331
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2010-12-31134008324
2009 : NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION

2022: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF & ADMINISTRATION 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number60618
Policy instance 2
Insurance contract or identification number60618
Number of Individuals Covered44
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $130
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $81
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered8509
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number60618
Policy instance 2
Insurance contract or identification number60618
Number of Individuals Covered45
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $124
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $89
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered8516
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number60618
Policy instance 2
Insurance contract or identification number60618
Number of Individuals Covered46
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $43
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered8622
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number60618
Policy instance 2
Insurance contract or identification number60618
Number of Individuals Covered46
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $60
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered7823
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered7359
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered7650
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered7752
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered7841
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered8607
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered8525
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102192
Policy instance 1
Insurance contract or identification number102192
Number of Individuals Covered8540
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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