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NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN 401k Plan overview

Plan NameNEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN
Plan identification number 003

NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).

401k Sponsoring company profile

NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. has sponsored the creation of one or more 401k plans.

Company Name:NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C.
Employer identification number (EIN):112621554
NAIC Classification:621210
NAIC Description:Offices of Dentists

Additional information about NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1982-09-02
Company Identification Number: 790903
Legal Registered Office Address: 495 CENTRAL PARK AVENUE #201
Westchester
SCARSDALE
United States of America (USA)
10583

More information about NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01ANDREW HOROWITZ2022-09-13 ANDREW HOROWITZ2022-09-13
0032020-01-01ANDREW HOROWITZ2021-10-14 ANDREW HOROWITZ2021-10-14
0032019-01-01ANDREW HOROWITZ2020-10-13 ANDREW HOROWITZ2020-10-13
0032018-01-01ANDREW HOROWITZ2019-10-06 ANDREW HOROWITZ2019-10-06
0032017-01-01ANDREW HOROWITZ2018-10-01 ANDREW HOROWITZ2018-10-01
0032016-01-01ANDREW HOROWITZ2017-10-06 ANDREW HOROWITZ2017-10-06
0032015-01-01ANDREW HOROWITZ2016-10-13 ANDREW HOROWITZ2016-10-13

Plan Statistics for NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN

401k plan membership statisitcs for NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN

Measure Date Value
2022: NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN 2022 401k membership
Market value of plan assets2022-12-311,140,462
Acturial value of plan assets2022-12-311,140,462
Funding target for retired participants and beneficiaries receiving payment2022-12-310
Number of terminated vested participants2022-12-315
Fundng target for terminated vested participants2022-12-3125,425
Active participant vested funding target2022-12-31687,124
Number of active participants2022-12-317
Total funding liabilities for active participants2022-12-31687,124
Total participant count2022-12-3112
Total funding target for all participants2022-12-31712,549
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-310
Present value of excess contributions2022-12-31154,419
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-31154,419
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-310
Total employer contributions2022-12-31140,000
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-31142,517
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-3168,677
Net shortfall amortization installment of oustanding balance2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-31142,517
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
2021: NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN 2021 401k membership
Market value of plan assets2021-12-311,169,490
Acturial value of plan assets2021-12-311,169,490
Funding target for retired participants and beneficiaries receiving payment2021-12-310
Number of terminated vested participants2021-12-315
Fundng target for terminated vested participants2021-12-3118,569
Active participant vested funding target2021-12-31546,723
Number of active participants2021-12-316
Total funding liabilities for active participants2021-12-31547,128
Total participant count2021-12-3111
Total funding target for all participants2021-12-31565,697
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-310
Present value of excess contributions2021-12-31146,230
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-31146,230
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-310
Total employer contributions2021-12-31153,000
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-31154,419
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-3194,588
Net shortfall amortization installment of oustanding balance2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-31154,419
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
2020: NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN 2020 401k membership
Market value of plan assets2020-12-31835,500
Acturial value of plan assets2020-12-31835,500
Funding target for retired participants and beneficiaries receiving payment2020-12-310
Number of terminated vested participants2020-12-315
Fundng target for terminated vested participants2020-12-3134,327
Active participant vested funding target2020-12-31627,297
Number of active participants2020-12-316
Total funding liabilities for active participants2020-12-31627,632
Total participant count2020-12-3111
Total funding target for all participants2020-12-31661,959
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-3154,849
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-3157,822
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-310
Total employer contributions2020-12-31158,000
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-31146,230
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31114,751
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-310
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-31146,230
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
2019: NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN 2019 401k membership
Market value of plan assets2019-12-31632,134
Acturial value of plan assets2019-12-31632,134
Funding target for retired participants and beneficiaries receiving payment2019-12-310
Number of terminated vested participants2019-12-312
Fundng target for terminated vested participants2019-12-3112,658
Active participant vested funding target2019-12-31576,343
Number of active participants2019-12-318
Total funding liabilities for active participants2019-12-31577,252
Total participant count2019-12-3110
Total funding target for all participants2019-12-31589,910
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-3186,756
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-3191,467
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-31120,500
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31141,615
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31128,990
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-3186,766
Additional cash requirement2019-12-3186,766
Contributions allocatedtoward minimum required contributions for current year2019-12-31141,615
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
2018: NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN 2018 401k membership
Market value of plan assets2018-12-31489,140
Acturial value of plan assets2018-12-31489,140
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-311
Fundng target for terminated vested participants2018-12-314,180
Active participant vested funding target2018-12-31416,900
Number of active participants2018-12-318
Total funding liabilities for active participants2018-12-31416,900
Total participant count2018-12-319
Total funding target for all participants2018-12-31421,080
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-3163,473
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-3167,377
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-31138,400
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31147,430
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31128,734
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-3160,674
Additional cash requirement2018-12-3160,674
Contributions allocatedtoward minimum required contributions for current year2018-12-31147,430
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
2017: NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN 2017 401k membership
Market value of plan assets2017-12-31310,915
Acturial value of plan assets2017-12-31310,915
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-311
Fundng target for terminated vested participants2017-12-314,057
Active participant vested funding target2017-12-31260,630
Number of active participants2017-12-317
Total funding liabilities for active participants2017-12-31262,319
Total participant count2017-12-318
Total funding target for all participants2017-12-31266,376
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-3147,200
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3150,174
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31161,525
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31148,671
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31129,737
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-3185,198
Additional cash requirement2017-12-3185,198
Contributions allocatedtoward minimum required contributions for current year2017-12-31148,671
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN 2016 401k membership
Market value of plan assets2016-12-31149,516
Acturial value of plan assets2016-12-31149,516
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-311
Fundng target for terminated vested participants2016-12-312,000
Active participant vested funding target2016-12-31126,414
Number of active participants2016-12-315
Total funding liabilities for active participants2016-12-31126,414
Total participant count2016-12-316
Total funding target for all participants2016-12-31128,414
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-3121,190
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-3122,561
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31162,183
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31148,556
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31122,458
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Waived amount of outstanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31101,356
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31101,356
Contributions allocatedtoward minimum required contributions for current year2016-12-31148,556
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310

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