401k Plan data: NEW YORK WATER SERVICE CORPORATION PENSION PLAN plan

NEW YORK WATER SERVICE CORPORATION PENSION PLAN 401k Plan overview

Plan Name	NEW YORK WATER SERVICE CORPORATION PENSION PLAN
Plan identification number	002

NEW YORK WATER SERVICE CORPORATION PENSION PLAN Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERICAN WATER WORKS COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: AMERICAN WATER WORKS COMPANY, INC.

Employer identification number (EIN): 131662101

NAIC Classification: 221300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW YORK WATER SERVICE CORPORATION PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01 NICHOLL SALAMONE 2019-10-10
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01 CARL MEYERS
002 2012-01-01 DEBORAH KRAUSS-KELLEHER DEBORAH KRAUSS-KELLEHER 2013-10-08
002 2011-01-01 ROBERT SIEVERS
002 2010-01-01 ROY STAHL
002 2009-01-01 ROY STAHL

Plan Statistics for NEW YORK WATER SERVICE CORPORATION PENSION PLAN

401k plan membership statisitcs for NEW YORK WATER SERVICE CORPORATION PENSION PLAN

Measure Date Value
2018: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2018 401k membership
Market value of plan assets 2018-12-31 20,488,972
Acturial value of plan assets 2018-12-31 19,233,376
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 6,436,523
Number of terminated vested participants 2018-12-31 33
Fundng target for terminated vested participants 2018-12-31 3,758,374
Active participant vested funding target 2018-12-31 9,966,159
Number of active participants 2018-12-31 21
Total funding liabilities for active participants 2018-12-31 9,966,159
Total participant count 2018-12-31 80
Total funding target for all participants 2018-12-31 20,161,056
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Present value of excess contributions 2018-12-31 117,202
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 124,011
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 0
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 0
Total employer contributions 2018-12-31 1,068,000
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 1,020,235
Liquidity shortfalls end of Q1 2018-12-31 0
Liquidity shortfalls end of Q2 2018-12-31 0
Liquidity shortfalls end of Q3 2018-12-31 0
Liquidity shortfalls end of Q4 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 825,263
Net shortfall amortization installment of oustanding balance 2018-12-31 927,680
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 1,017,427
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 1,017,427
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 1,020,235
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
Total participants, beginning-of-year 2018-01-01 80
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 21
Number of retired or separated participants receiving benefits 2018-01-01 25
Number of other retired or separated participants entitled to future benefits 2018-01-01 28
Total of all active and inactive participants 2018-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2017 401k membership
Market value of plan assets 2017-12-31 17,792,446
Acturial value of plan assets 2017-12-31 17,908,456
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 6,415,846
Number of terminated vested participants 2017-12-31 35
Fundng target for terminated vested participants 2017-12-31 3,792,847
Active participant vested funding target 2017-12-31 8,411,764
Number of active participants 2017-12-31 21
Total funding liabilities for active participants 2017-12-31 8,411,764
Total participant count 2017-12-31 81
Total funding target for all participants 2017-12-31 18,620,457
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Present value of excess contributions 2017-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 0
Total employer contributions 2017-12-31 1,000,000
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 964,635
Liquidity shortfalls end of Q1 2017-12-31 0
Liquidity shortfalls end of Q2 2017-12-31 0
Liquidity shortfalls end of Q3 2017-12-31 0
Liquidity shortfalls end of Q4 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 707,709
Net shortfall amortization installment of oustanding balance 2017-12-31 712,001
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 847,433
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 847,433
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 964,635
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
Total participants, beginning-of-year 2017-01-01 81
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 21
Number of retired or separated participants receiving benefits 2017-01-01 24
Number of other retired or separated participants entitled to future benefits 2017-01-01 33
Total of all active and inactive participants 2017-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2016 401k membership
Market value of plan assets 2016-12-31 17,486,181
Acturial value of plan assets 2016-12-31 17,912,896
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 6,444,339
Number of terminated vested participants 2016-12-31 38
Fundng target for terminated vested participants 2016-12-31 3,902,353
Active participant vested funding target 2016-12-31 8,739,736
Number of active participants 2016-12-31 24
Total funding liabilities for active participants 2016-12-31 8,739,736
Total participant count 2016-12-31 86
Total funding target for all participants 2016-12-31 19,086,428
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Present value of excess contributions 2016-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 2,641,449
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 208,780
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 2,210,558
Unpaid minimum required contributions for all prior years 2016-12-31 208,780
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 208,780
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 790,737
Net shortfall amortization installment of oustanding balance 2016-12-31 1,173,532
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 984,632
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 984,632
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 2,210,558
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
Total participants, beginning-of-year 2016-01-01 86
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 21
Number of retired or separated participants receiving benefits 2016-01-01 23
Number of other retired or separated participants entitled to future benefits 2016-01-01 35
Total of all active and inactive participants 2016-01-01 79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 88
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 24
Number of retired or separated participants receiving benefits 2015-01-01 22
Number of other retired or separated participants entitled to future benefits 2015-01-01 38
Total of all active and inactive participants 2015-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 93
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 25
Number of retired or separated participants receiving benefits 2014-01-01 21
Number of other retired or separated participants entitled to future benefits 2014-01-01 40
Total of all active and inactive participants 2014-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 88
2013: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 97
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 28
Number of retired or separated participants receiving benefits 2013-01-01 23
Number of other retired or separated participants entitled to future benefits 2013-01-01 40
Total of all active and inactive participants 2013-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 28
Number of retired or separated participants receiving benefits 2012-01-01 23
Number of other retired or separated participants entitled to future benefits 2012-01-01 45
Total of all active and inactive participants 2012-01-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 28
Number of retired or separated participants receiving benefits 2011-01-01 24
Number of other retired or separated participants entitled to future benefits 2011-01-01 47
Total of all active and inactive participants 2011-01-01 99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 28
Number of retired or separated participants receiving benefits 2010-01-01 23
Number of other retired or separated participants entitled to future benefits 2010-01-01 48
Total of all active and inactive participants 2010-01-01 99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 39
Number of retired or separated participants receiving benefits 2009-01-01 21
Number of other retired or separated participants entitled to future benefits 2009-01-01 44
Total of all active and inactive participants 2009-01-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2018: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2018 401k membership
Market value of plan assets	2018-12-31	20,488,972
Acturial value of plan assets	2018-12-31	19,233,376
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	6,436,523
Number of terminated vested participants	2018-12-31	33
Fundng target for terminated vested participants	2018-12-31	3,758,374
Active participant vested funding target	2018-12-31	9,966,159
Number of active participants	2018-12-31	21
Total funding liabilities for active participants	2018-12-31	9,966,159
Total participant count	2018-12-31	80
Total funding target for all participants	2018-12-31	20,161,056
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Present value of excess contributions	2018-12-31	117,202
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	124,011
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	0
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	0
Total employer contributions	2018-12-31	1,068,000
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	1,020,235
Liquidity shortfalls end of Q1	2018-12-31	0
Liquidity shortfalls end of Q2	2018-12-31	0
Liquidity shortfalls end of Q3	2018-12-31	0
Liquidity shortfalls end of Q4	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	825,263
Net shortfall amortization installment of oustanding balance	2018-12-31	927,680
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	1,017,427
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	1,017,427
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	1,020,235
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
Total participants, beginning-of-year	2018-01-01	80
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	21
Number of retired or separated participants receiving benefits	2018-01-01	25
Number of other retired or separated participants entitled to future benefits	2018-01-01	28
Total of all active and inactive participants	2018-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2017 401k membership
Market value of plan assets	2017-12-31	17,792,446
Acturial value of plan assets	2017-12-31	17,908,456
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	6,415,846
Number of terminated vested participants	2017-12-31	35
Fundng target for terminated vested participants	2017-12-31	3,792,847
Active participant vested funding target	2017-12-31	8,411,764
Number of active participants	2017-12-31	21
Total funding liabilities for active participants	2017-12-31	8,411,764
Total participant count	2017-12-31	81
Total funding target for all participants	2017-12-31	18,620,457
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Present value of excess contributions	2017-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	0
Total employer contributions	2017-12-31	1,000,000
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	964,635
Liquidity shortfalls end of Q1	2017-12-31	0
Liquidity shortfalls end of Q2	2017-12-31	0
Liquidity shortfalls end of Q3	2017-12-31	0
Liquidity shortfalls end of Q4	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	707,709
Net shortfall amortization installment of oustanding balance	2017-12-31	712,001
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	847,433
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	847,433
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	964,635
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
Total participants, beginning-of-year	2017-01-01	81
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	21
Number of retired or separated participants receiving benefits	2017-01-01	24
Number of other retired or separated participants entitled to future benefits	2017-01-01	33
Total of all active and inactive participants	2017-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2016 401k membership
Market value of plan assets	2016-12-31	17,486,181
Acturial value of plan assets	2016-12-31	17,912,896
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	6,444,339
Number of terminated vested participants	2016-12-31	38
Fundng target for terminated vested participants	2016-12-31	3,902,353
Active participant vested funding target	2016-12-31	8,739,736
Number of active participants	2016-12-31	24
Total funding liabilities for active participants	2016-12-31	8,739,736
Total participant count	2016-12-31	86
Total funding target for all participants	2016-12-31	19,086,428
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Present value of excess contributions	2016-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	2,641,449
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	208,780
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	2,210,558
Unpaid minimum required contributions for all prior years	2016-12-31	208,780
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	208,780
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	790,737
Net shortfall amortization installment of oustanding balance	2016-12-31	1,173,532
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	984,632
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	984,632
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	2,210,558
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
Total participants, beginning-of-year	2016-01-01	86
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	21
Number of retired or separated participants receiving benefits	2016-01-01	23
Number of other retired or separated participants entitled to future benefits	2016-01-01	35
Total of all active and inactive participants	2016-01-01	79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	88
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	24
Number of retired or separated participants receiving benefits	2015-01-01	22
Number of other retired or separated participants entitled to future benefits	2015-01-01	38
Total of all active and inactive participants	2015-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	93
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	25
Number of retired or separated participants receiving benefits	2014-01-01	21
Number of other retired or separated participants entitled to future benefits	2014-01-01	40
Total of all active and inactive participants	2014-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	88
2013: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	97
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	28
Number of retired or separated participants receiving benefits	2013-01-01	23
Number of other retired or separated participants entitled to future benefits	2013-01-01	40
Total of all active and inactive participants	2013-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	28
Number of retired or separated participants receiving benefits	2012-01-01	23
Number of other retired or separated participants entitled to future benefits	2012-01-01	45
Total of all active and inactive participants	2012-01-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	28
Number of retired or separated participants receiving benefits	2011-01-01	24
Number of other retired or separated participants entitled to future benefits	2011-01-01	47
Total of all active and inactive participants	2011-01-01	99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	28
Number of retired or separated participants receiving benefits	2010-01-01	23
Number of other retired or separated participants entitled to future benefits	2010-01-01	48
Total of all active and inactive participants	2010-01-01	99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	39
Number of retired or separated participants receiving benefits	2009-01-01	21
Number of other retired or separated participants entitled to future benefits	2009-01-01	44
Total of all active and inactive participants	2009-01-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on NEW YORK WATER SERVICE CORPORATION PENSION PLAN

Measure	Date	Value
2018 : NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$32,834
Expenses. Total of all expenses incurred	2018-12-31	$1,052,523
Benefits paid (including direct rollovers)	2018-12-31	$908,343
Total plan assets at end of year	2018-12-31	$19,219,361
Total plan assets at beginning of year	2018-12-31	$20,239,050
Value of fidelity bond covering the plan	2018-12-31	$10,000,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$62,447
Other income received	2018-12-31	$-853,166
Net income (gross income less expenses)	2018-12-31	$-1,019,689
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$19,219,361
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$20,239,050
Total contributions received or receivable from employer(s)	2018-12-31	$886,000
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$81,733
2017 : NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$6,117,324
Expenses. Total of all expenses incurred	2017-12-31	$1,091,799
Benefits paid (including direct rollovers)	2017-12-31	$970,732
Total plan assets at end of year	2017-12-31	$20,239,050
Total plan assets at beginning of year	2017-12-31	$15,213,525
Value of fidelity bond covering the plan	2017-12-31	$10,000,000
Expenses. Other expenses not covered elsewhere	2017-12-31	$62,467
Other income received	2017-12-31	$2,725,875
Net income (gross income less expenses)	2017-12-31	$5,025,525
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$20,239,050
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$15,213,525
Total contributions received or receivable from employer(s)	2017-12-31	$3,391,449
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$58,600
2016 : NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$1,509,640
Expenses. Total of all expenses incurred	2016-12-31	$3,782,296
Benefits paid (including direct rollovers)	2016-12-31	$3,684,739
Total plan assets at end of year	2016-12-31	$15,213,525
Total plan assets at beginning of year	2016-12-31	$17,486,181
Value of fidelity bond covering the plan	2016-12-31	$15,000,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$63,504
Other income received	2016-12-31	$1,509,640
Net income (gross income less expenses)	2016-12-31	$-2,272,656
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$15,213,525
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$17,486,181
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$34,053
2015 : NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-55,305
Expenses. Total of all expenses incurred	2015-12-31	$1,254,207
Benefits paid (including direct rollovers)	2015-12-31	$1,142,649
Total plan assets at end of year	2015-12-31	$17,486,181
Total plan assets at beginning of year	2015-12-31	$18,795,693
Value of fidelity bond covering the plan	2015-12-31	$15,000,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$56,800
Other income received	2015-12-31	$-55,305
Net income (gross income less expenses)	2015-12-31	$-1,309,512
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$17,486,181
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$18,795,693
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$54,758
2014 : NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$3,844,645
Expenses. Total of all expenses incurred	2014-12-31	$1,641,122
Benefits paid (including direct rollovers)	2014-12-31	$1,528,720
Total plan assets at end of year	2014-12-31	$18,795,693
Total plan assets at beginning of year	2014-12-31	$16,592,170
Value of fidelity bond covering the plan	2014-12-31	$10,000,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$47,431
Other income received	2014-12-31	$2,464,645
Net income (gross income less expenses)	2014-12-31	$2,203,523
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$18,795,693
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$16,592,170
Total contributions received or receivable from employer(s)	2014-12-31	$1,380,000
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$64,971
2013 : NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$2,934,994
Expenses. Total of all expenses incurred	2013-12-31	$2,091,440
Benefits paid (including direct rollovers)	2013-12-31	$1,926,693
Total plan assets at end of year	2013-12-31	$16,592,170
Total plan assets at beginning of year	2013-12-31	$15,748,616
Value of fidelity bond covering the plan	2013-12-31	$10,000,000
Other income received	2013-12-31	$2,091,494
Net income (gross income less expenses)	2013-12-31	$843,554
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$16,592,170
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$15,748,616
Total contributions received or receivable from employer(s)	2013-12-31	$843,500
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$164,747
2012 : NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$48,031
Total income from all sources (including contributions)	2012-12-31	$3,253,400
Total loss/gain on sale of assets	2012-12-31	$1,338,086
Total of all expenses incurred	2012-12-31	$944,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$771,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,655,000
Value of total assets at end of year	2012-12-31	$15,748,616
Value of total assets at beginning of year	2012-12-31	$13,488,119
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$173,433
Total interest from all sources	2012-12-31	$160,814
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$185,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$63,561
Administrative expenses professional fees incurred	2012-12-31	$48,221
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$1,848
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$52,774
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$48,031
Administrative expenses (other) incurred	2012-12-31	$28,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,308,528
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$15,748,616
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$13,440,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$96,545
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$14,212,934
Income. Interest from corporate debt instruments	2012-12-31	$160,691
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$518,834
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$117,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$117,488
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$123
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$-86,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,655,000
Employer contributions (assets) at end of year	2012-12-31	$1,015,000
Employer contributions (assets) at beginning of year	2012-12-31	$975,000
Income. Dividends from common stock	2012-12-31	$122,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$771,439
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$4,600,414
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$7,742,443
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$39,080,587
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$37,742,501
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	KREISCHER MILLER
Accountancy firm EIN	2012-12-31	231980475
2011 : NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-22,968
Total unrealized appreciation/depreciation of assets	2011-12-31	$-22,968
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$48,031
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$38,081
Total income from all sources (including contributions)	2011-12-31	$2,117,293
Total loss/gain on sale of assets	2011-12-31	$-29,567
Total of all expenses incurred	2011-12-31	$770,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$544,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,875,000
Value of total assets at end of year	2011-12-31	$13,488,119
Value of total assets at beginning of year	2011-12-31	$12,130,955
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$225,700
Total interest from all sources	2011-12-31	$175,795
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$119,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$69,345
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$52,774
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$45,267
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$48,031
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$38,081
Administrative expenses (other) incurred	2011-12-31	$19,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,347,214
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$13,440,088
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,092,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$136,970
Income. Interest from corporate debt instruments	2011-12-31	$174,791
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$117,488
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$182,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$182,108
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,875,000
Employer contributions (assets) at end of year	2011-12-31	$975,000
Employer contributions (assets) at beginning of year	2011-12-31	$2,800,000
Income. Dividends from common stock	2011-12-31	$119,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$544,379
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$4,600,414
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$2,943,551
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$7,742,443
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$6,160,029
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$15,414,454
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$15,444,021
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2011-12-31	232932984
2010 : NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$1,014,000
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,014,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$38,081
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$54,816
Total income from all sources (including contributions)	2010-12-31	$4,721,751
Total loss/gain on sale of assets	2010-12-31	$-235,736
Total of all expenses incurred	2010-12-31	$4,264,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,056,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,700,000
Value of total assets at end of year	2010-12-31	$12,130,955
Value of total assets at beginning of year	2010-12-31	$11,690,286
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$208,235
Total interest from all sources	2010-12-31	$155,176
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$88,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$67,945
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$45,267
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$50,760
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$38,081
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$54,816
Administrative expenses (other) incurred	2010-12-31	$33,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$457,404
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,092,874
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,635,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$107,096
Income. Interest from US Government securities	2010-12-31	$2,475
Income. Interest from corporate debt instruments	2010-12-31	$151,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$182,108
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,290,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,290,114
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$960
Asset value of US Government securities at beginning of year	2010-12-31	$202,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,700,000
Employer contributions (assets) at end of year	2010-12-31	$2,800,000
Employer contributions (assets) at beginning of year	2010-12-31	$1,073,271
Income. Dividends from common stock	2010-12-31	$88,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,056,112
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$2,943,551
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$2,735,030
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$6,160,029
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$6,338,227
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$17,351,229
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$17,586,965
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2010-12-31	232932984

Form 5500 Responses for NEW YORK WATER SERVICE CORPORATION PENSION PLAN

2018: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NEW YORK WATER SERVICE CORPORATION PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

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Company Name:	AMERICAN WATER WORKS COMPANY, INC.
Employer identification number (EIN):	131662101
NAIC Classification:	221300

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01	NICHOLL SALAMONE	2019-10-10
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2015-01-01
002	2014-01-01
002	2013-01-01	CARL MEYERS
002	2012-01-01	DEBORAH KRAUSS-KELLEHER		DEBORAH KRAUSS-KELLEHER	2013-10-08
002	2011-01-01	ROBERT SIEVERS
002	2010-01-01	ROY STAHL
002	2009-01-01	ROY STAHL