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NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 401k Plan overview

Plan NameNEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN
Plan identification number 001

NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEW YORK LEGAL ASSISTANCE GROUP has sponsored the creation of one or more 401k plans.

Company Name:NEW YORK LEGAL ASSISTANCE GROUP
Employer identification number (EIN):133505428
NAIC Classification:541190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ALISON LAVAN2023-10-16
0012021-01-01ALISON LAVAN2022-12-28
0012020-01-01BETH GOLDMAN2021-10-13 BETH GOLDMAN2021-10-13
0012019-01-01BETH GOLDMAN2020-10-12 BETH GOLDMAN2020-10-12
0012018-01-01BETH GOLDMAN2019-10-10 BETH GOLDMAN2019-10-10
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012014-01-01
0012013-01-01YISROEL SCHULMAN2014-06-09 YISROEL SCHULMAN2014-06-09
0012012-01-01ISRAEL SCHULMAN2013-06-18 ISRAEL SCHULMAN2013-06-18
0012011-01-01YISROEL SCHULMAN2012-08-02 YISROEL SCHULMAN2012-08-02
0012010-01-01LYUDMILA RABKINA2011-06-30 LYUDMILA RABKINA2011-06-30

Plan Statistics for NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN

401k plan membership statisitcs for NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN

Measure Date Value
2022: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01551
Total number of active participants reported on line 7a of the Form 55002022-01-01348
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01229
Total of all active and inactive participants2022-01-01577
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01577
Number of participants with account balances2022-01-01481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0143
2021: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01455
Total number of active participants reported on line 7a of the Form 55002021-01-01344
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01200
Total of all active and inactive participants2021-01-01544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01544
Number of participants with account balances2021-01-01473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0140
2020: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01414
Total number of active participants reported on line 7a of the Form 55002020-01-01285
Number of other retired or separated participants entitled to future benefits2020-01-01170
Total of all active and inactive participants2020-01-01455
Total participants2020-01-01455
Number of participants with account balances2020-01-01437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01390
Total number of active participants reported on line 7a of the Form 55002019-01-01304
Number of other retired or separated participants entitled to future benefits2019-01-01110
Total of all active and inactive participants2019-01-01414
Total participants2019-01-01414
Number of participants with account balances2019-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01432
Total number of active participants reported on line 7a of the Form 55002018-01-01290
Number of other retired or separated participants entitled to future benefits2018-01-01100
Total of all active and inactive participants2018-01-01390
Total participants2018-01-01390
Number of participants with account balances2018-01-01378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01389
Total number of active participants reported on line 7a of the Form 55002017-01-01272
Number of other retired or separated participants entitled to future benefits2017-01-01116
Total of all active and inactive participants2017-01-01388
Total participants2017-01-01388
Number of participants with account balances2017-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01316
Total number of active participants reported on line 7a of the Form 55002016-01-01243
Number of other retired or separated participants entitled to future benefits2016-01-0198
Total of all active and inactive participants2016-01-01341
Total participants2016-01-01341
Number of participants with account balances2016-01-01317
2015: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01211
Total number of active participants reported on line 7a of the Form 55002015-01-01166
Number of other retired or separated participants entitled to future benefits2015-01-0199
Total of all active and inactive participants2015-01-01265
Total participants2015-01-01265
Number of participants with account balances2015-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0141
2014: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01181
Total number of active participants reported on line 7a of the Form 55002014-01-01146
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-01184
Total participants2014-01-01184
Number of participants with account balances2014-01-01181

Financial Data on NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN

Measure Date Value
2022 : NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,124,453
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,497,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,486,755
Expenses. Certain deemed distributions of participant loans2022-12-31$1,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,936,998
Value of total assets at end of year2022-12-31$21,196,226
Value of total assets at beginning of year2022-12-31$23,818,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$9,399
Total interest from all sources2022-12-31$19,189
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$9,399
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,794,915
Participant contributions at end of year2022-12-31$124,364
Participant contributions at beginning of year2022-12-31$98,178
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$172,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,621,904
Value of net assets at end of year (total assets less liabilities)2022-12-31$21,196,226
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$23,818,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$19,632,987
Value of interest in pooled separate accounts at beginning of year2022-12-31$22,327,660
Interest on participant loans2022-12-31$5,425
Interest earned on other investments2022-12-31$13,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,438,875
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,392,292
Net investment gain/loss from pooled separate accounts2022-12-31$-4,080,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$969,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,486,755
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
2021 : NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,974,617
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,170,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,163,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,770,567
Value of total assets at end of year2021-12-31$23,818,130
Value of total assets at beginning of year2021-12-31$19,014,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$7,215
Total interest from all sources2021-12-31$16,556
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$7,215
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,581,385
Participant contributions at end of year2021-12-31$98,178
Participant contributions at beginning of year2021-12-31$55,578
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$94,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,803,705
Value of net assets at end of year (total assets less liabilities)2021-12-31$23,818,130
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$19,014,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$22,327,660
Value of interest in pooled separate accounts at beginning of year2021-12-31$17,624,812
Interest on participant loans2021-12-31$3,004
Interest earned on other investments2021-12-31$13,552
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,392,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,334,035
Net investment gain/loss from pooled separate accounts2021-12-31$3,187,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,094,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,163,697
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2021-12-31043499945
2020 : NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$4,916,888
Total of all expenses incurred2020-12-31$300,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$294,529
Expenses. Certain deemed distributions of participant loans2020-12-31$1,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,358,460
Value of total assets at end of year2020-12-31$19,014,425
Value of total assets at beginning of year2020-12-31$14,398,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,861
Total interest from all sources2020-12-31$17,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$4,861
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,475,551
Participant contributions at end of year2020-12-31$55,578
Participant contributions at beginning of year2020-12-31$65,394
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$81,701
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,616,097
Value of net assets at end of year (total assets less liabilities)2020-12-31$19,014,425
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,398,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$17,624,812
Value of interest in pooled separate accounts at beginning of year2020-12-31$13,221,993
Interest on participant loans2020-12-31$4,840
Interest earned on other investments2020-12-31$12,219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,334,035
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,110,941
Net investment gain/loss from pooled separate accounts2020-12-31$2,541,369
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$801,208
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$294,529
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2020-12-31043499945
2019 : NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$4,857,315
Total of all expenses incurred2019-12-31$889,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$880,421
Expenses. Certain deemed distributions of participant loans2019-12-31$1,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,358,846
Value of total assets at end of year2019-12-31$14,398,328
Value of total assets at beginning of year2019-12-31$10,430,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,359
Total interest from all sources2019-12-31$11,585
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$7,359
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,355,756
Participant contributions at end of year2019-12-31$65,394
Participant contributions at beginning of year2019-12-31$8,179
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$180,263
Other income not declared elsewhere2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,967,779
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,398,328
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,430,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$13,221,993
Value of interest in pooled separate accounts at beginning of year2019-12-31$9,452,260
Interest on participant loans2019-12-31$1,491
Interest earned on other investments2019-12-31$10,094
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,110,941
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$969,290
Net investment gain/loss from pooled separate accounts2019-12-31$2,486,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$822,827
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$880,421
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARON & BLETZER,PLLC
Accountancy firm EIN2019-12-31043499945
2018 : NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,480,279
Total of all expenses incurred2018-12-31$694,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$674,192
Expenses. Certain deemed distributions of participant loans2018-12-31$11,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,056,039
Value of total assets at end of year2018-12-31$10,430,549
Value of total assets at beginning of year2018-12-31$9,644,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$9,064
Total interest from all sources2018-12-31$10,706
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$9,064
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,200,588
Participant contributions at end of year2018-12-31$8,179
Participant contributions at beginning of year2018-12-31$68,658
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$110,764
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$785,950
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,430,549
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,644,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$9,452,260
Value of interest in pooled separate accounts at beginning of year2018-12-31$8,706,491
Interest on participant loans2018-12-31$1,820
Interest earned on other investments2018-12-31$8,886
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$969,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$869,450
Net investment gain/loss from pooled separate accounts2018-12-31$-586,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$744,687
Employer contributions (assets) at end of year2018-12-31$820
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$674,192
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2018-12-31043499945
2017 : NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,886,445
Total of all expenses incurred2017-12-31$320,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$317,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,634,312
Value of total assets at end of year2017-12-31$9,644,599
Value of total assets at beginning of year2017-12-31$7,078,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,573
Total interest from all sources2017-12-31$11,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$3,573
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$978,502
Participant contributions at end of year2017-12-31$68,658
Participant contributions at beginning of year2017-12-31$57,420
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$61,013
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,565,826
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,644,599
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,078,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$8,706,491
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,215,217
Income. Interest from loans (other than to participants)2017-12-31$2,352
Interest earned on other investments2017-12-31$8,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$869,450
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$799,506
Net investment gain/loss from pooled separate accounts2017-12-31$1,241,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$594,797
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$6,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$317,046
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CAREN & BLETZER, PLLC
Accountancy firm EIN2017-12-31043499945
2016 : NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,884,838
Total of all expenses incurred2016-12-31$995,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$992,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,346,207
Value of total assets at end of year2016-12-31$7,078,773
Value of total assets at beginning of year2016-12-31$6,189,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,884
Total interest from all sources2016-12-31$1,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$2,884
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$782,913
Participant contributions at end of year2016-12-31$57,420
Participant contributions at beginning of year2016-12-31$51,794
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$20,842
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$15,038
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$889,692
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,078,773
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,189,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$6,215,217
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,394,849
Interest on participant loans2016-12-31$1,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$799,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$685,233
Net investment gain/loss from pooled separate accounts2016-12-31$536,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$548,256
Employer contributions (assets) at end of year2016-12-31$6,630
Employer contributions (assets) at beginning of year2016-12-31$36,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$992,262
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CAREN & BLETZER, PLLC
Accountancy firm EIN2016-12-31043499945
2015 : NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,557,429
Total of all expenses incurred2015-12-31$131,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$130,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,576,202
Value of total assets at end of year2015-12-31$6,189,081
Value of total assets at beginning of year2015-12-31$4,763,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,522
Total interest from all sources2015-12-31$1,535
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$1,522
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$603,173
Participant contributions at beginning of year2015-12-31$0
Participant contributions at end of year2015-12-31$20,842
Participant contributions at beginning of year2015-12-31$30,459
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$474,665
Assets. Loans (other than to participants) at end of year2015-12-31$51,794
Assets. Loans (other than to participants) at beginning of year2015-12-31$52,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,425,722
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,189,081
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,763,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$5,394,849
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,033,449
Income. Interest from loans (other than to participants)2015-12-31$1,535
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$685,233
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$627,987
Net investment gain/loss from pooled separate accounts2015-12-31$-20,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$498,364
Employer contributions (assets) at end of year2015-12-31$36,363
Employer contributions (assets) at beginning of year2015-12-31$19,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$130,185
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CAREN & BLETZER, PLLC
Accountancy firm EIN2015-12-31043499945
2014 : NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,455,558
Total of all expenses incurred2014-12-31$5,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,336,065
Value of total assets at end of year2014-12-31$4,677,508
Value of total assets at beginning of year2014-12-31$2,227,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$50
Total interest from all sources2014-12-31$130,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$50
Was this plan covered by a fidelity bond2014-12-31No
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$45,823
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Participant contributions at end of year2014-12-31$30,459
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,872,867
Assets. Loans (other than to participants) at end of year2014-12-31$52,364
Assets. Loans (other than to participants) at beginning of year2014-12-31$58,676
Other income not declared elsewhere2014-12-31$-10,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,450,001
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,677,508
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,227,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$644,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,820,340
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$1,689
Interest earned on other investments2014-12-31$10,204
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$130,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,033,449
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$407,167
Net investment gain/loss from pooled separate accounts2014-12-31$150,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$417,375
Employer contributions (assets) at end of year2014-12-31$19,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,507
Did the plan have assets held for investment2014-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CAREN & BLETZER, PLLC
Accountancy firm EIN2014-12-31043499945

Form 5500 Responses for NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN

2022: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIREMENT INSURANCE AND ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812455
Policy instance 1
Insurance contract or identification number812455
Number of Individuals Covered479
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $42,966
Total amount of fees paid to insurance companyUSD $10,896
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,966
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerINVESTMENT MANAGER/ADVISOR
Insurance broker organization code?4
VOYA RETIREMENT INSURANCE AND ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812455
Policy instance 1
Insurance contract or identification number812455
Number of Individuals Covered474
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $42,324
Total amount of fees paid to insurance companyUSD $10,086
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,324
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerINVESTMENT MANAGER/ADVISOR
Insurance broker organization code?4
VOYA RETIREMENT INSURANCE AND ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812455
Policy instance 1
Insurance contract or identification number812455
Number of Individuals Covered436
Total amount of commissions paid to insurance brokerUSD $29,932
Total amount of fees paid to insurance companyUSD $7,215
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $29,932
Insurance broker organization code?4
Amount paid for insurance broker fees7215
VOYA RETIREMENT INSURANCE AND ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812455
Policy instance 1
Insurance contract or identification number812455
Number of Individuals Covered396
Total amount of commissions paid to insurance brokerUSD $24,985
Total amount of fees paid to insurance companyUSD $5,983
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,985
Insurance broker organization code?4
Amount paid for insurance broker fees5983
VOYA RETIREMENT INSURANCE AND ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812455
Policy instance 1
Insurance contract or identification number812455
Number of Individuals Covered377
Total amount of commissions paid to insurance brokerUSD $20,943
Total amount of fees paid to insurance companyUSD $5,101
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $20,943
Amount paid for insurance broker fees0
Insurance broker organization code?4
VOYA RETIREMENT INSURANCE AND ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812455
Policy instance 1
Insurance contract or identification number812455
Number of Individuals Covered372
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $16,165
Total amount of fees paid to insurance companyUSD $3,832
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $4,659
Insurance broker organization code?3
Amount paid for insurance broker fees3832
Insurance broker nameCETERA ADVISOR NETWORKS LLC
VOYA RETIREMENT INSURANCE AND ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812455
Policy instance 1
Insurance contract or identification number812455
Number of Individuals Covered218
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,215
Total amount of fees paid to insurance companyUSD $1,799
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $9,215
Insurance broker organization code?3
Amount paid for insurance broker fees1799
Insurance broker nameHERITAGE PENSION SERVICES INC
VOYA RETIREMENT INSURANCE AND ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHU086
Policy instance 1
Insurance contract or identification numberPHU086
Number of Individuals Covered181
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $4,130
Total amount of fees paid to insurance companyUSD $1,151
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $4,130
Additional information about fees paid to insurance brokerBROKER
Insurance broker organization code?3
Amount paid for insurance broker fees1151
Insurance broker nameHERITAGE PENSION SERVICES INC

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