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NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN 401k Plan overview

Plan NameNEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN
Plan identification number 001

NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

BANK OF CATTARAUGUS has sponsored the creation of one or more 401k plans.

Company Name:BANK OF CATTARAUGUS
Employer identification number (EIN):160341550
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012011-10-01PATRICK CULLEN
0012009-10-01PATRICK CULLEN PATRICK CULLEN2011-02-24
0012009-10-01PATRICK CULLEN PATRICK CULLEN2011-02-24

Plan Statistics for NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN

401k plan membership statisitcs for NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN

Measure Date Value
2011: NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0118
Total number of active participants reported on line 7a of the Form 55002011-10-010
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-010
Total of all active and inactive participants2011-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-0118
Total number of active participants reported on line 7a of the Form 55002009-10-017
Number of retired or separated participants receiving benefits2009-10-014
Number of other retired or separated participants entitled to future benefits2009-10-016
Total of all active and inactive participants2009-10-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-011
Total participants2009-10-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN

Measure Date Value
2012 : NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN 2012 401k financial data
Total income from all sources2012-09-30$1,421
Expenses. Total of all expenses incurred2012-09-30$1,750,629
Benefits paid (including direct rollovers)2012-09-30$1,746,117
Total plan assets at end of year2012-09-30$0
Total plan assets at beginning of year2012-09-30$1,749,208
Value of fidelity bond covering the plan2012-09-30$1,000,000
Expenses. Other expenses not covered elsewhere2012-09-30$4,512
Other income received2012-09-30$1,421
Net income (gross income less expenses)2012-09-30$-1,749,208
Net plan assets at end of year (total assets less liabilities)2012-09-30$0
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$1,749,208
Total contributions received or receivable from employer(s)2012-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
2011 : NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN 2011 401k financial data
Total income from all sources2011-09-30$323,868
Expenses. Total of all expenses incurred2011-09-30$113,797
Benefits paid (including direct rollovers)2011-09-30$101,945
Total plan assets at end of year2011-09-30$1,749,208
Total plan assets at beginning of year2011-09-30$1,539,137
Value of fidelity bond covering the plan2011-09-30$1,000,000
Expenses. Other expenses not covered elsewhere2011-09-30$11,852
Other income received2011-09-30$125,436
Net income (gross income less expenses)2011-09-30$210,071
Net plan assets at end of year (total assets less liabilities)2011-09-30$1,749,208
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$1,539,137
Total contributions received or receivable from employer(s)2011-09-30$198,432
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
2010 : NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN

2011: NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingYes
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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