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NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameNEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN
Plan identification number 004

NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEW YORK UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:NEW YORK UNIVERSITY
Employer identification number (EIN):135562308
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about NEW YORK UNIVERSITY

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2016-03-07
Company Identification Number: 603593869
Legal Registered Office Address: 3400 CAPITL BLVD SE STE 101

TUMWATER
United States of America (USA)
98501

More information about NEW YORK UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01PATRICIA HALLEY PATRICIA HALLEY2018-09-06
0042016-01-01PATRICIA HALLEY PATRICIA HALLEY2017-08-17
0042015-01-01TRISH HALLEY TRISH HALLEY2016-08-29
0042014-01-01TRISH HALLEY TRISH HALLEY2015-08-11
0042013-01-01ANDREW GORDON ANDREW GORDON2014-08-07
0042012-01-01MARK A PETTI MARK A PETTI2013-08-12
0042011-01-01MARK A. PETTI MARK A. PETTI2012-09-26
0042009-01-01LINDA A WOODRUFF

Plan Statistics for NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN

Measure Date Value
2022: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0110,951
Total number of active participants reported on line 7a of the Form 55002022-01-016,256
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-014,866
Total of all active and inactive participants2022-01-0111,122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01178
Total participants2022-01-0111,300
Number of participants with account balances2022-01-0110,889
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0110,937
Total number of active participants reported on line 7a of the Form 55002021-01-016,392
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-014,550
Total of all active and inactive participants2021-01-0110,942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01179
Total participants2021-01-0111,121
Number of participants with account balances2021-01-0110,706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-016,852
Total number of active participants reported on line 7a of the Form 55002020-01-012,691
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-014,419
Total of all active and inactive participants2020-01-017,110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0126
Total participants2020-01-017,136
Number of participants with account balances2020-01-017,136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016,328
Total number of active participants reported on line 7a of the Form 55002019-01-012,489
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-014,341
Total of all active and inactive participants2019-01-016,830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0125
Total participants2019-01-016,855
Number of participants with account balances2019-01-016,855
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0114,658
Total number of active participants reported on line 7a of the Form 55002018-01-012,204
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-014,112
Total of all active and inactive participants2018-01-016,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0118
Total participants2018-01-016,334
Number of participants with account balances2018-01-016,334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0113,932
Total number of active participants reported on line 7a of the Form 55002017-01-0110,834
Number of retired or separated participants receiving benefits2017-01-0168
Number of other retired or separated participants entitled to future benefits2017-01-013,730
Total of all active and inactive participants2017-01-0114,632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0126
Total participants2017-01-0114,658
Number of participants with account balances2017-01-0110,445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0113,254
Total number of active participants reported on line 7a of the Form 55002016-01-0110,270
Number of retired or separated participants receiving benefits2016-01-01106
Number of other retired or separated participants entitled to future benefits2016-01-013,531
Total of all active and inactive participants2016-01-0113,907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0125
Total participants2016-01-0113,932
Number of participants with account balances2016-01-019,835
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0112,026
Total number of active participants reported on line 7a of the Form 55002015-01-019,780
Number of retired or separated participants receiving benefits2015-01-0191
Number of other retired or separated participants entitled to future benefits2015-01-013,356
Total of all active and inactive participants2015-01-0113,227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0127
Total participants2015-01-0113,254
Number of participants with account balances2015-01-0111,199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0111,492
Total number of active participants reported on line 7a of the Form 55002014-01-018,687
Number of retired or separated participants receiving benefits2014-01-0146
Number of other retired or separated participants entitled to future benefits2014-01-013,273
Total of all active and inactive participants2014-01-0112,006
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0120
Total participants2014-01-0112,026
Number of participants with account balances2014-01-0111,830
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0110,858
Total number of active participants reported on line 7a of the Form 55002013-01-018,214
Number of retired or separated participants receiving benefits2013-01-0145
Number of other retired or separated participants entitled to future benefits2013-01-013,211
Total of all active and inactive participants2013-01-0111,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0122
Total participants2013-01-0111,492
Number of participants with account balances2013-01-017,858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017,496
Total number of active participants reported on line 7a of the Form 55002012-01-017,869
Number of retired or separated participants receiving benefits2012-01-0142
Number of other retired or separated participants entitled to future benefits2012-01-012,935
Total of all active and inactive participants2012-01-0110,846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0112
Total participants2012-01-0110,858
Number of participants with account balances2012-01-017,699
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017,350
Total number of active participants reported on line 7a of the Form 55002011-01-017,285
Number of retired or separated participants receiving benefits2011-01-0130
Number of other retired or separated participants entitled to future benefits2011-01-012,836
Total of all active and inactive participants2011-01-0110,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0111
Total participants2011-01-0110,162
Number of participants with account balances2011-01-017,496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-018,703
Total number of active participants reported on line 7a of the Form 55002009-01-016,374
Number of retired or separated participants receiving benefits2009-01-0133
Number of other retired or separated participants entitled to future benefits2009-01-012,560
Total of all active and inactive participants2009-01-018,967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0122
Total participants2009-01-018,989
Number of participants with account balances2009-01-017,512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0186

Financial Data on NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN

Measure Date Value
2022 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$1,524
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-133,727,251
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$50,176,142
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$49,905,472
Expenses. Certain deemed distributions of participant loans2022-12-31$119,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$21,461,147
Value of total assets at end of year2022-12-31$1,073,452,068
Value of total assets at beginning of year2022-12-31$1,257,356,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$151,147
Total interest from all sources2022-12-31$9,876,960
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$19,307,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$19,307,794
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$20,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$10,874,587
Participant contributions at end of year2022-12-31$2,007,371
Participant contributions at beginning of year2022-12-31$1,130,319
Participant contributions at end of year2022-12-31$316,219
Participant contributions at beginning of year2022-12-31$131,474
Assets. Other investments not covered elsewhere at end of year2022-12-31$3,183,521
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$3,455,154
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$10,586,560
Other income not declared elsewhere2022-12-31$99,659
Administrative expenses (other) incurred2022-12-31$151,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-183,903,393
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,073,452,068
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,257,356,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$742,825,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$931,156,738
Value of interest in pooled separate accounts at end of year2022-12-31$31,126,267
Value of interest in pooled separate accounts at beginning of year2022-12-31$31,763,398
Interest on participant loans2022-12-31$73,871
Interest earned on other investments2022-12-31$9,803,089
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$293,992,854
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$289,719,902
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,849,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-187,061,445
Net investment gain/loss from pooled separate accounts2022-12-31$2,588,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$48,055,821
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-12-31134008324
2021 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$1,150,742
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$164,925,937
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$70,665,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$70,536,135
Expenses. Certain deemed distributions of participant loans2021-12-31$2,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$18,611,813
Value of total assets at end of year2021-12-31$1,257,356,985
Value of total assets at beginning of year2021-12-31$1,164,247,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$126,104
Total interest from all sources2021-12-31$8,835,985
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$25,910,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$25,910,528
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$20,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$10,313,561
Participant contributions at end of year2021-12-31$1,130,319
Participant contributions at beginning of year2021-12-31$0
Participant contributions at end of year2021-12-31$131,474
Participant contributions at beginning of year2021-12-31$124,665
Assets. Other investments not covered elsewhere at end of year2021-12-31$3,455,154
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$8,298,252
Other income not declared elsewhere2021-12-31$970,529
Administrative expenses (other) incurred2021-12-31$126,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$94,260,722
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,257,356,985
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,164,247,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$931,156,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$839,056,734
Value of interest in pooled separate accounts at end of year2021-12-31$31,763,398
Value of interest in pooled separate accounts at beginning of year2021-12-31$31,568,400
Interest on participant loans2021-12-31$17,973
Interest earned on other investments2021-12-31$8,818,012
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$289,719,902
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$293,497,206
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$2,560,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$105,462,548
Net investment gain/loss from pooled separate accounts2021-12-31$5,134,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$67,975,676
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2021-12-31134008324
2020 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$37,271
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$147,446,508
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$56,153,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$56,153,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$17,210,645
Value of total assets at end of year2020-12-31$1,164,247,005
Value of total assets at beginning of year2020-12-31$1,072,990,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$8,879,393
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$20,517,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$20,517,782
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$20,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$9,385,373
Participant contributions at end of year2020-12-31$124,665
Participant contributions at beginning of year2020-12-31$263,509
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$7,825,272
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$13,900
Other income not declared elsewhere2020-12-31$316,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$91,293,430
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,164,247,005
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,072,990,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$839,056,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$771,596,308
Value of interest in pooled separate accounts at end of year2020-12-31$31,568,400
Value of interest in pooled separate accounts at beginning of year2020-12-31$36,826,935
Interest earned on other investments2020-12-31$8,879,393
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$293,497,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$264,290,194
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,261,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$100,827,987
Net investment gain/loss from pooled separate accounts2020-12-31$-305,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$54,891,751
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2020-12-31134008324
2019 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$1,514,362
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$190,082,697
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$41,860,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$41,860,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$27,297,637
Value of total assets at end of year2019-12-31$1,072,990,846
Value of total assets at beginning of year2019-12-31$926,282,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$103
Total interest from all sources2019-12-31$8,151,016
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$18,934,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$18,934,372
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,950,627
Participant contributions at end of year2019-12-31$263,509
Participant contributions at beginning of year2019-12-31$258,607
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$18,347,010
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$13,900
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,683
Other income not declared elsewhere2019-12-31$425,055
Administrative expenses (other) incurred2019-12-31$103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$148,222,467
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,072,990,846
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$926,282,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$771,596,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$648,259,564
Value of interest in pooled separate accounts at end of year2019-12-31$36,826,935
Value of interest in pooled separate accounts at beginning of year2019-12-31$33,093,909
Interest earned on other investments2019-12-31$8,151,016
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$264,290,194
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$244,667,978
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,834,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$133,396,677
Net investment gain/loss from pooled separate accounts2019-12-31$1,877,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$39,025,669
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-12-31134008324
2018 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$2,980,141
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$346,404
Total income from all sources (including contributions)2018-12-31$12,957,727
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$42,758,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$42,747,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$48,742,217
Value of total assets at end of year2018-12-31$926,282,741
Value of total assets at beginning of year2018-12-31$959,409,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,000
Total interest from all sources2018-12-31$7,451,719
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$21,417,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$21,417,386
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$19,675,699
Participant contributions at end of year2018-12-31$258,607
Participant contributions at beginning of year2018-12-31$3,012,276
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$29,066,518
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,683
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$346,404
Other income not declared elsewhere2018-12-31$647,191
Administrative expenses (other) incurred2018-12-31$11,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-29,800,299
Value of net assets at end of year (total assets less liabilities)2018-12-31$926,282,741
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$959,063,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$648,259,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$706,277,978
Value of interest in pooled separate accounts at end of year2018-12-31$33,093,909
Value of interest in pooled separate accounts at beginning of year2018-12-31$31,829,159
Interest earned on other investments2018-12-31$7,451,719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$244,667,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$218,290,172
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$3,167,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-66,801,248
Net investment gain/loss from pooled separate accounts2018-12-31$1,500,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$39,579,395
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$346,404
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,164
Total income from all sources (including contributions)2017-12-31$181,027,479
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$41,906,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$41,906,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$61,905,367
Value of total assets at end of year2017-12-31$959,409,585
Value of total assets at beginning of year2017-12-31$819,943,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$6,723,325
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$15,840,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$15,840,042
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$39,632,293
Participant contributions at end of year2017-12-31$3,012,276
Participant contributions at beginning of year2017-12-31$2,755,930
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$22,273,074
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$155,317
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$346,404
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,164
Other income not declared elsewhere2017-12-31$259,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$139,121,304
Value of net assets at end of year (total assets less liabilities)2017-12-31$959,063,181
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$819,941,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$706,277,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$584,086,467
Value of interest in pooled separate accounts at end of year2017-12-31$31,829,159
Value of interest in pooled separate accounts at beginning of year2017-12-31$30,126,735
Interest earned on other investments2017-12-31$6,723,325
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$218,290,172
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$202,818,592
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,803,611
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$94,968,904
Net investment gain/loss from pooled separate accounts2017-12-31$1,330,734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$39,102,564
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2017-12-31134008324
2016 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,164
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,948,061
Total income from all sources (including contributions)2016-12-31$129,363,761
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$31,054,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$31,054,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$78,509,095
Value of total assets at end of year2016-12-31$819,943,041
Value of total assets at beginning of year2016-12-31$723,580,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18
Total interest from all sources2016-12-31$6,438,515
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$11,807,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$11,807,113
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$37,857,593
Participant contributions at end of year2016-12-31$2,755,930
Participant contributions at beginning of year2016-12-31$148,807
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$40,651,502
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$155,317
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$216,825
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,948,061
Other income not declared elsewhere2016-12-31$62,174
Administrative expenses (other) incurred2016-12-31$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$98,309,293
Value of net assets at end of year (total assets less liabilities)2016-12-31$819,941,877
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$721,632,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$584,086,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$522,355,609
Value of interest in pooled separate accounts at end of year2016-12-31$30,126,735
Value of interest in pooled separate accounts at beginning of year2016-12-31$26,466,008
Interest earned on other investments2016-12-31$6,438,515
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$202,818,592
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$174,393,396
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$387,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$31,101,937
Net investment gain/loss from pooled separate accounts2016-12-31$1,444,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$30,666,815
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,948,061
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$67,243,605
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$28,534,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$28,534,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$61,375,387
Value of total assets at end of year2015-12-31$723,580,645
Value of total assets at beginning of year2015-12-31$682,923,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$5,533,389
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$14,002,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$14,002,372
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$36,650,875
Participant contributions at end of year2015-12-31$148,807
Participant contributions at beginning of year2015-12-31$2,663,952
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$24,724,512
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$216,825
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$768
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,948,061
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$273,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$38,709,427
Value of net assets at end of year (total assets less liabilities)2015-12-31$721,632,584
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$682,923,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$522,355,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$492,804,508
Value of interest in pooled separate accounts at end of year2015-12-31$26,466,008
Value of interest in pooled separate accounts at beginning of year2015-12-31$23,233,748
Interest earned on other investments2015-12-31$5,533,389
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$174,393,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$164,220,181
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$283,825
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-15,860,535
Net investment gain/loss from pooled separate accounts2015-12-31$1,919,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$28,250,353
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$99,247,888
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$30,092,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$30,092,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$55,946,653
Value of total assets at end of year2014-12-31$682,923,157
Value of total assets at beginning of year2014-12-31$613,767,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$5,445,489
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$11,696,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$11,696,698
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$32,671,476
Participant contributions at end of year2014-12-31$2,663,952
Participant contributions at beginning of year2014-12-31$2,112,854
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$23,275,177
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$768
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$88,262
Other income not declared elsewhere2014-12-31$187,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$69,155,522
Value of net assets at end of year (total assets less liabilities)2014-12-31$682,923,157
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$613,767,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$492,804,508
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$442,602,507
Value of interest in pooled separate accounts at end of year2014-12-31$23,233,748
Value of interest in pooled separate accounts at beginning of year2014-12-31$18,301,194
Interest earned on other investments2014-12-31$5,445,489
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$164,220,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$150,662,818
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$485,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$23,578,723
Net investment gain/loss from pooled separate accounts2014-12-31$2,393,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$29,607,003
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$80,497
Total income from all sources (including contributions)2013-12-31$132,743,927
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$26,118,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$26,118,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$49,067,791
Value of total assets at end of year2013-12-31$613,767,635
Value of total assets at beginning of year2013-12-31$507,222,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$4,846,787
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,769,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$7,769,598
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$29,565,010
Participant contributions at end of year2013-12-31$2,112,854
Participant contributions at beginning of year2013-12-31$2,028,344
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$19,502,781
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$88,262
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$80,497
Other income not declared elsewhere2013-12-31$169,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$106,625,864
Value of net assets at end of year (total assets less liabilities)2013-12-31$613,767,635
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$507,141,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$442,602,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$353,008,978
Value of interest in pooled separate accounts at end of year2013-12-31$18,301,194
Value of interest in pooled separate accounts at beginning of year2013-12-31$14,670,464
Interest earned on other investments2013-12-31$4,846,787
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$150,662,818
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$137,514,482
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$263,310
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$69,366,657
Net investment gain/loss from pooled separate accounts2013-12-31$1,523,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$25,854,753
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$80,497
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,259,356
Total income from all sources (including contributions)2012-12-31$91,581,257
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$22,840,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$22,840,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$44,481,292
Value of total assets at end of year2012-12-31$507,222,268
Value of total assets at beginning of year2012-12-31$439,660,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$4,502,888
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$5,269,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$5,269,185
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$28,531,703
Participant contributions at end of year2012-12-31$2,028,344
Participant contributions at beginning of year2012-12-31$1,997,828
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$15,949,589
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$80,497
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,259,356
Other income not declared elsewhere2012-12-31$272,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$68,740,546
Value of net assets at end of year (total assets less liabilities)2012-12-31$507,141,771
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$438,401,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$353,008,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$297,134,423
Value of interest in pooled separate accounts at end of year2012-12-31$14,670,464
Value of interest in pooled separate accounts at beginning of year2012-12-31$12,882,168
Interest earned on other investments2012-12-31$4,502,888
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$137,514,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$127,646,162
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$459,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$35,720,966
Net investment gain/loss from pooled separate accounts2012-12-31$1,334,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$22,381,634
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,259,356
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$434,332
Total income from all sources (including contributions)2011-12-31$37,924,154
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$21,634,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$21,634,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$35,826,727
Value of total assets at end of year2011-12-31$439,660,581
Value of total assets at beginning of year2011-12-31$422,545,712
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$4,192,799
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,285,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$4,285,475
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$26,958,520
Participant contributions at end of year2011-12-31$1,997,828
Participant contributions at beginning of year2011-12-31$2,024,205
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$8,868,207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,259,356
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$434,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$16,289,845
Value of net assets at end of year (total assets less liabilities)2011-12-31$438,401,225
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$422,111,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$297,134,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$292,830,592
Value of interest in pooled separate accounts at end of year2011-12-31$12,882,168
Value of interest in pooled separate accounts at beginning of year2011-12-31$9,252,330
Interest earned on other investments2011-12-31$4,192,799
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$127,646,162
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$118,438,585
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$473,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,750,281
Net investment gain/loss from pooled separate accounts2011-12-31$1,369,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$21,160,612
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$434,332
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$75,042,038
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$16,101,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$16,101,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$34,945,043
Value of total assets at end of year2010-12-31$422,545,712
Value of total assets at beginning of year2010-12-31$363,170,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$3,579,997
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,180,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,180,158
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$28,156,705
Participant contributions at end of year2010-12-31$2,024,205
Participant contributions at beginning of year2010-12-31$1,871,142
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$6,788,338
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$434,332
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$1,803,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$58,940,899
Value of net assets at end of year (total assets less liabilities)2010-12-31$422,111,380
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$363,170,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$292,830,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$249,677,312
Value of interest in pooled separate accounts at end of year2010-12-31$9,252,330
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,952,619
Interest earned on other investments2010-12-31$3,579,997
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$118,438,585
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$104,669,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$30,496,577
Net investment gain/loss from pooled separate accounts2010-12-31$1,036,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$16,101,139
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2010-12-31134008324
2009 : NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN

2022: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NEW YORK UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered5316
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered5221
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered5334
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered5288
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered4910
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered4913
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered4944
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered4999
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered5407
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered5335
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102193
Policy instance 1
Insurance contract or identification number102193
Number of Individuals Covered3667
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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