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LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 401k Plan overview

Plan NameLAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST
Plan identification number 004

LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LAW OFFICES OF GLENDA F. SWEARINGEN P.A. has sponsored the creation of one or more 401k plans.

Company Name:LAW OFFICES OF GLENDA F. SWEARINGEN P.A.
Employer identification number (EIN):592226711
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01
0042016-01-01
0042015-01-01GLENDA F. SWEARINGEN

Plan Statistics for LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST

401k plan membership statisitcs for LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST

Measure Date Value
2017: LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-015
Total number of active participants reported on line 7a of the Form 55002017-01-013
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-014
Number of participants with account balances2017-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-015
Total number of active participants reported on line 7a of the Form 55002016-01-013
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012
Total of all active and inactive participants2016-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-015
Number of participants with account balances2016-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-018
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-015
Number of participants with account balances2015-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST

Measure Date Value
2017 : LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$112,877
Expenses. Total of all expenses incurred2017-12-31$10,480
Benefits paid (including direct rollovers)2017-12-31$2,542
Total plan assets at end of year2017-12-31$1,278,705
Total plan assets at beginning of year2017-12-31$1,176,308
Value of fidelity bond covering the plan2017-12-31$135,000
Total contributions received or receivable from participants2017-12-31$23,998
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$87,246
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$102,397
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,278,705
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,176,308
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$1,633
Value of certain deemed distributions of participant loans2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$7,938
2016 : LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$74,727
Expenses. Total of all expenses incurred2016-12-31$15,741
Benefits paid (including direct rollovers)2016-12-31$5,869
Total plan assets at end of year2016-12-31$1,176,308
Total plan assets at beginning of year2016-12-31$1,117,322
Value of fidelity bond covering the plan2016-12-31$135,000
Total contributions received or receivable from participants2016-12-31$24,000
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$48,684
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$58,986
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,176,308
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,117,322
Assets. Value of assets in partnership/joint-venture interests2016-12-31$942
Total contributions received or receivable from employer(s)2016-12-31$2,043
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$9,872
2015 : LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$-47,999
Expenses. Total of all expenses incurred2015-12-31$109,333
Benefits paid (including direct rollovers)2015-12-31$97,368
Total plan assets at end of year2015-12-31$1,117,322
Total plan assets at beginning of year2015-12-31$1,274,654
Value of fidelity bond covering the plan2015-12-31$135,000
Total contributions received or receivable from participants2015-12-31$24,000
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-74,004
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-157,332
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,117,322
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,274,654
Assets. Value of assets in partnership/joint-venture interests2015-12-31$21,387
Total contributions received or receivable from employer(s)2015-12-31$2,005
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$11,965

Form 5500 Responses for LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST

2017: LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LAW OFFICES OF GLENDA F. SWEARINGEN, P.A. RETIREMENT PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

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