PEOPLE'S UNITED BANK, N.A. has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2013 : BANK OF SMITHTOWN 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-05-31 | $0 |
| Total transfer of assets from this plan | 2013-05-31 | $7,457,999 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $0 |
| Total income from all sources (including contributions) | 2013-05-31 | $368,758 |
| Total loss/gain on sale of assets | 2013-05-31 | $0 |
| Total of all expenses incurred | 2013-05-31 | $2,141,442 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-05-31 | $2,140,867 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-05-31 | $0 |
| Value of total assets at end of year | 2013-05-31 | $0 |
| Value of total assets at beginning of year | 2013-05-31 | $9,230,683 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-05-31 | $575 |
| Total interest from all sources | 2013-05-31 | $2,771 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-05-31 | $112,163 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-05-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2013-05-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-05-31 | $112,163 |
| Was this plan covered by a fidelity bond | 2013-05-31 | Yes |
| Value of fidelity bond cover | 2013-05-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-05-31 | No |
| Participant contributions at end of year | 2013-05-31 | $0 |
| Participant contributions at beginning of year | 2013-05-31 | $179,176 |
| Administrative expenses (other) incurred | 2013-05-31 | $575 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-05-31 | No |
| Value of net income/loss | 2013-05-31 | $-1,772,684 |
| Value of net assets at end of year (total assets less liabilities) | 2013-05-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-05-31 | $9,230,683 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-05-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-05-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-05-31 | $7,979,072 |
| Interest on participant loans | 2013-05-31 | $2,771 |
| Value of interest in common/collective trusts at end of year | 2013-05-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2013-05-31 | $1,072,435 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-05-31 | $285,468 |
| Net investment gain or loss from common/collective trusts | 2013-05-31 | $-31,644 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-05-31 | $2,140,867 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-05-31 | No |
| Did the plan have assets held for investment | 2013-05-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-05-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-05-31 | Disclaimer |
| Accountancy firm name | 2013-05-31 | CROWE HORWATH |
| Accountancy firm EIN | 2013-05-31 | 350921680 |
| 2012 : BANK OF SMITHTOWN 401(K) PLAN 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $889,985 |
| Total of all expenses incurred | 2012-12-31 | $962,328 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $961,178 |
| Value of total assets at end of year | 2012-12-31 | $9,230,683 |
| Value of total assets at beginning of year | 2012-12-31 | $9,303,026 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,150 |
| Total interest from all sources | 2012-12-31 | $7,602 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $230,972 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $230,972 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Participant contributions at end of year | 2012-12-31 | $179,176 |
| Participant contributions at beginning of year | 2012-12-31 | $260,684 |
| Administrative expenses (other) incurred | 2012-12-31 | $1,150 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-72,343 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $9,230,683 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $9,303,026 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $7,979,072 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $8,011,182 |
| Interest on participant loans | 2012-12-31 | $7,602 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,072,435 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,031,160 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $635,792 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $15,619 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $961,178 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountancy firm name | 2012-12-31 | CROWE HORWATH |
| Accountancy firm EIN | 2012-12-31 | 350921680 |
| 2011 : BANK OF SMITHTOWN 401(K) PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-3,013,862 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-3,013,862 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Expenses. Interest paid | 2011-12-31 | $295,013 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-12-31 | $295,013 |
| Total income from all sources (including contributions) | 2011-12-31 | $-25,609 |
| Total loss/gain on sale of assets | 2011-12-31 | $9,058,822 |
| Total of all expenses incurred | 2011-12-31 | $3,492,773 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,489,198 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $27,462 |
| Value of total assets at end of year | 2011-12-31 | $9,303,026 |
| Value of total assets at beginning of year | 2011-12-31 | $12,821,408 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,575 |
| Total interest from all sources | 2011-12-31 | $15,463 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $253,027 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $253,027 |
| Administrative expenses professional fees incurred | 2011-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $26,269 |
| Participant contributions at end of year | 2011-12-31 | $260,684 |
| Participant contributions at beginning of year | 2011-12-31 | $407,366 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $0 |
| Administrative expenses (other) incurred | 2011-12-31 | $3,575 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-3,518,382 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $9,303,026 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $12,821,408 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $8,011,182 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $10,627,122 |
| Interest on participant loans | 2011-12-31 | $15,463 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,031,160 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,786,920 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $3,445,952 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $71,218 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $71,218 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $329 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-335,895 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $14,334 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $15,213,436 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $25,201,943 |
| Contributions received in cash from employer | 2011-12-31 | $1,193 |
| Income. Dividends from common stock | 2011-12-31 | $487,015 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $3,489,198 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $16,028,272 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $6,969,450 |
| Liabilities. Value of acquisition indebtedness at end of year | 2011-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2011-12-31 | $12,815,058 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CROWE HORWATH |
| Accountancy firm EIN | 2011-12-31 | 350921680 |
| 2010 : BANK OF SMITHTOWN 401(K) PLAN 2010 401k financial data |
|---|
| Total transfer of assets to this plan | 2010-12-31 | $1,367 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,276,811 |
| Total of all expenses incurred | 2010-12-31 | $687,236 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $671,724 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $7,462 |
| Value of total corrective distributions | 2010-12-31 | $4,175 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $993,977 |
| Value of total assets at end of year | 2010-12-31 | $12,821,408 |
| Value of total assets at beginning of year | 2010-12-31 | $11,230,466 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,875 |
| Total interest from all sources | 2010-12-31 | $18,347 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $274,054 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $274,054 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $4,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $749,432 |
| Participant contributions at end of year | 2010-12-31 | $407,366 |
| Participant contributions at beginning of year | 2010-12-31 | $374,323 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,707 |
| Administrative expenses (other) incurred | 2010-12-31 | $3,875 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,589,575 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $12,821,408 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,230,466 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $10,627,122 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,594,846 |
| Interest on participant loans | 2010-12-31 | $18,347 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,786,920 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,261,297 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $936,986 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $53,447 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $242,838 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $671,724 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | CROWE HORWATH |
| Accountancy firm EIN | 2010-12-31 | 350921680 |
