401k Plan data: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST plan

BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 401k Plan overview

Plan Name	BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST
Plan identification number	002

BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BANK OF SOUTHERN CALIFORNIA NA has sponsored the creation of one or more 401k plans.

Company Name: BANK OF SOUTHERN CALIFORNIA NA

Employer identification number (EIN): 330956417

NAIC Classification: 522110
NAIC Description: Commercial Banking

Additional information about BANK OF SOUTHERN CALIFORNIA NA

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C3585901

More information about BANK OF SOUTHERN CALIFORNIA NA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 THOMAS DOLAN 2023-09-13
002 2021-01-01 ALICE ZANDPOUR 2022-07-12 ALICE ZANDPOUR 2022-07-12
002 2020-01-01
002 2019-01-01 JAMES BURGESS 2020-10-14
002 2019-01-01 JAMES BURGESS 2020-12-15 JAMES BURGESS 2020-12-15
002 2018-01-01 MARGARET RHEINWALD 2019-05-28
002 2017-01-01 MARGARET RHEINWALD 2018-10-04
002 2016-01-01 MARGARET RHEINWALD 2017-07-27
002 2015-01-01 MARGARET RHEINWALD 2016-10-04
002 2014-01-01 MARGARET RHEINWALD 2015-09-25
002 2013-01-01 JAMES BURGESS 2014-07-03
002 2012-01-01 BANK OF SOUTHERN CALIFORNIA NA 2013-06-13
002 2011-01-01 BANK OF SOUTHERN CALIFORNIA NA 2012-07-31
002 2010-01-01 BANK OF SOUTHERN CALIFORNIA 2011-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	THOMAS DOLAN	2023-09-13
002	2021-01-01	ALICE ZANDPOUR	2022-07-12	ALICE ZANDPOUR	2022-07-12
002	2020-01-01
002	2019-01-01	JAMES BURGESS	2020-10-14
002	2019-01-01	JAMES BURGESS	2020-12-15	JAMES BURGESS	2020-12-15
002	2018-01-01	MARGARET RHEINWALD	2019-05-28
002	2017-01-01	MARGARET RHEINWALD	2018-10-04
002	2016-01-01	MARGARET RHEINWALD	2017-07-27
002	2015-01-01	MARGARET RHEINWALD	2016-10-04
002	2014-01-01	MARGARET RHEINWALD	2015-09-25
002	2013-01-01	JAMES BURGESS	2014-07-03
002	2012-01-01	BANK OF SOUTHERN CALIFORNIA NA	2013-06-13
002	2011-01-01	BANK OF SOUTHERN CALIFORNIA NA	2012-07-31
002	2010-01-01	BANK OF SOUTHERN CALIFORNIA	2011-10-14

Plan Statistics for BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST

401k plan membership statisitcs for BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST

Measure Date Value
2022: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 265
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 205
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 60
Total of all active and inactive participants 2022-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 265
Number of participants with account balances 2022-01-01 240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 208
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 57
Total of all active and inactive participants 2021-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 265
Number of participants with account balances 2021-01-01 220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 153
Number of other retired or separated participants entitled to future benefits 2020-01-01 33
Total of all active and inactive participants 2020-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 186
Number of participants with account balances 2020-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 3
2019: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 102
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 35
Total of all active and inactive participants 2019-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 137
Number of participants with account balances 2019-01-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0

Measure	Date	Value
2022: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	265
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	205
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	60
Total of all active and inactive participants	2022-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	265
Number of participants with account balances	2022-01-01	240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	208
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	57
Total of all active and inactive participants	2021-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	265
Number of participants with account balances	2021-01-01	220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	153
Number of other retired or separated participants entitled to future benefits	2020-01-01	33
Total of all active and inactive participants	2020-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	186
Number of participants with account balances	2020-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	3
2019: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	102
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	35
Total of all active and inactive participants	2019-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	137
Number of participants with account balances	2019-01-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0

Financial Data on BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST

Measure	Date	Value
2022 : BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$1,402,093
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$4,290,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$4,208,316
Expenses. Certain deemed distributions of participant loans	2022-12-31	$3,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$4,170,895
Value of total assets at end of year	2022-12-31	$13,708,766
Value of total assets at beginning of year	2022-12-31	$16,597,443
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$78,872
Total interest from all sources	2022-12-31	$4,954
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$196,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$196,267
Administrative expenses professional fees incurred	2022-12-31	$62,681
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,886,384
Participant contributions at end of year	2022-12-31	$111,810
Participant contributions at beginning of year	2022-12-31	$80,146
Participant contributions at end of year	2022-12-31	$1,143
Participant contributions at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,411,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-2,888,677
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$13,708,766
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$16,597,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$16,191
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$0
Value of interest in pooled separate accounts at end of year	2022-12-31	$12,511,517
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$15,306,273
Interest on participant loans	2022-12-31	$4,954
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$1,083,748
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$1,211,024
Net investment gain/loss from pooled separate accounts	2022-12-31	$-2,970,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$872,580
Employer contributions (assets) at end of year	2022-12-31	$548
Employer contributions (assets) at beginning of year	2022-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$4,208,316
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2022-12-31	300840934
2021 : BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,920,201
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$958,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$824,093
Expenses. Certain deemed distributions of participant loans	2021-12-31	$17,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,988,403
Value of total assets at end of year	2021-12-31	$16,597,443
Value of total assets at beginning of year	2021-12-31	$11,635,893
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$116,648
Total interest from all sources	2021-12-31	$7,224
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$673,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$673,503
Administrative expenses professional fees incurred	2021-12-31	$90,489
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,476,214
Participant contributions at end of year	2021-12-31	$80,146
Participant contributions at beginning of year	2021-12-31	$135,381
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,830,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,961,550
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$16,597,443
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$11,635,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$26,159
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$15,306,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$10,245,907
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$7,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$1,211,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,254,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,251,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$681,218
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$824,093
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2021-12-31	300840934
2020 : BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2020 401k financial data
Total transfer of assets to this plan	2020-12-31	$2,674,396
Total income from all sources (including contributions)	2020-12-31	$2,588,383
Total of all expenses incurred	2020-12-31	$1,242,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,227,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,174,588
Value of total assets at end of year	2020-12-31	$11,635,893
Value of total assets at beginning of year	2020-12-31	$7,615,188
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$14,797
Total interest from all sources	2020-12-31	$4,551
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$473,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$473,009
Administrative expenses professional fees incurred	2020-12-31	$12,096
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$777,563
Participant contributions at end of year	2020-12-31	$135,381
Participant contributions at beginning of year	2020-12-31	$60,840
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$57,251
Other income not declared elsewhere	2020-12-31	$87
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,346,309
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$11,635,893
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$7,615,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$2,701
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$10,245,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$6,894,327
Interest on participant loans	2020-12-31	$4,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,254,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$660,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$936,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$339,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,227,277
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2020-12-31	300840934
2019 : BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,383,183
Total income from all sources (including contributions)	2019-12-31	$2,383,183
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$555,260
Total of all expenses incurred	2019-12-31	$555,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$551,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$551,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,029,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,029,704
Value of total assets at end of year	2019-12-31	$7,615,188
Value of total assets at end of year	2019-12-31	$7,615,188
Value of total assets at beginning of year	2019-12-31	$5,787,265
Value of total assets at beginning of year	2019-12-31	$5,787,265
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,089
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,089
Total interest from all sources	2019-12-31	$6,528
Total interest from all sources	2019-12-31	$6,528
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$447,688
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$447,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$447,688
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$447,688
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$559,869
Contributions received from participants	2019-12-31	$559,869
Participant contributions at end of year	2019-12-31	$60,840
Participant contributions at end of year	2019-12-31	$60,840
Participant contributions at beginning of year	2019-12-31	$99,490
Participant contributions at beginning of year	2019-12-31	$99,490
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$205,938
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$205,938
Other income not declared elsewhere	2019-12-31	$42
Other income not declared elsewhere	2019-12-31	$42
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,827,923
Value of net income/loss	2019-12-31	$1,827,923
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$7,615,188
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$7,615,188
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,787,265
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,787,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$4,089
Investment advisory and management fees	2019-12-31	$4,089
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,894,327
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,894,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,074,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,074,737
Interest on participant loans	2019-12-31	$6,528
Interest on participant loans	2019-12-31	$6,528
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$660,021
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$660,021
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$613,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$613,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$899,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$899,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$263,897
Contributions received in cash from employer	2019-12-31	$263,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$551,171
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$551,171
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PENSION ASSURANCE LLP
Accountancy firm name	2019-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2019-12-31	300840934
Accountancy firm EIN	2019-12-31	300840934

Form 5500 Responses for BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST

2022: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BANK OF SOUTHERN CALIFORNIA NA 401 K PROFIT SHARING PLAN TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

755688-01

Policy instance

Insurance contract or identification number	755688-01
Number of Individuals Covered	237
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $16,191
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,191
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	ADVISORY SERVICES
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

835140

Policy instance

Insurance contract or identification number	835140
Number of Individuals Covered	219
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $32,489
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	19920
Additional information about fees paid to insurance broker	ADVISORY SERVICES
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

835140

Policy instance

Insurance contract or identification number	835140
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $16,924
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Amount paid for insurance broker fees	2701
Additional information about fees paid to insurance broker	ADVISORY SERVICES
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

835140

Policy instance

Insurance contract or identification number	835140
Number of Individuals Covered	103
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $11,965
Total amount of fees paid to insurance company	USD $3,148
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $5,005
Insurance broker organization code?	3
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	TPA ADMINISTRATION

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Company Name:	BANK OF SOUTHERN CALIFORNIA NA
Employer identification number (EIN):	330956417
NAIC Classification:	522110
NAIC Description:	Commercial Banking

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C3585901