401k Plan data: BANK OF SCOTLAND RETIREMENT PLAN plan

BANK OF SCOTLAND RETIREMENT PLAN 401k Plan overview

Plan Name	BANK OF SCOTLAND RETIREMENT PLAN
Plan identification number	001

BANK OF SCOTLAND RETIREMENT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BANK OF SCOTLAND has sponsored the creation of one or more 401k plans.

Company Name: BANK OF SCOTLAND

Employer identification number (EIN): 980018456

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BANK OF SCOTLAND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 ROBIN MIKLATEK
001 2012-01-01 JULIE REID
001 2011-01-01 JULIE REID
001 2010-01-01 GERALDINE PERRY GERALDINE PERRY 2011-10-13
001 2009-01-01 ELIZABETH WILSON ELIZABETH WILSON 2010-10-15
001 2009-01-01 ELIZABETH WILSON ELIZABETH WILSON 2010-12-23

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	ROBIN MIKLATEK
001	2012-01-01	JULIE REID
001	2011-01-01	JULIE REID
001	2010-01-01	GERALDINE PERRY	GERALDINE PERRY	2011-10-13
001	2009-01-01	ELIZABETH WILSON	ELIZABETH WILSON	2010-10-15
001	2009-01-01	ELIZABETH WILSON	ELIZABETH WILSON	2010-12-23

Plan Statistics for BANK OF SCOTLAND RETIREMENT PLAN

401k plan membership statisitcs for BANK OF SCOTLAND RETIREMENT PLAN

Measure Date Value
2013: BANK OF SCOTLAND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 198
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 79
Number of retired or separated participants receiving benefits 2013-01-01 8
Number of other retired or separated participants entitled to future benefits 2013-01-01 110
Total of all active and inactive participants 2013-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: BANK OF SCOTLAND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 97
Number of retired or separated participants receiving benefits 2012-01-01 7
Number of other retired or separated participants entitled to future benefits 2012-01-01 93
Total of all active and inactive participants 2012-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: BANK OF SCOTLAND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 118
Number of retired or separated participants receiving benefits 2011-01-01 6
Number of other retired or separated participants entitled to future benefits 2011-01-01 78
Total of all active and inactive participants 2011-01-01 202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 10
2010: BANK OF SCOTLAND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 210
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 127
Number of retired or separated participants receiving benefits 2010-01-01 4
Number of other retired or separated participants entitled to future benefits 2010-01-01 70
Total of all active and inactive participants 2010-01-01 201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 16
2009: BANK OF SCOTLAND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 149
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 58
Total of all active and inactive participants 2009-01-01 209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 14

Measure	Date	Value
2013: BANK OF SCOTLAND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	198
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	79
Number of retired or separated participants receiving benefits	2013-01-01	8
Number of other retired or separated participants entitled to future benefits	2013-01-01	110
Total of all active and inactive participants	2013-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: BANK OF SCOTLAND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	97
Number of retired or separated participants receiving benefits	2012-01-01	7
Number of other retired or separated participants entitled to future benefits	2012-01-01	93
Total of all active and inactive participants	2012-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: BANK OF SCOTLAND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	118
Number of retired or separated participants receiving benefits	2011-01-01	6
Number of other retired or separated participants entitled to future benefits	2011-01-01	78
Total of all active and inactive participants	2011-01-01	202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	10
2010: BANK OF SCOTLAND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	210
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	127
Number of retired or separated participants receiving benefits	2010-01-01	4
Number of other retired or separated participants entitled to future benefits	2010-01-01	70
Total of all active and inactive participants	2010-01-01	201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	16
2009: BANK OF SCOTLAND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	149
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	58
Total of all active and inactive participants	2009-01-01	209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	14

Financial Data on BANK OF SCOTLAND RETIREMENT PLAN

Measure	Date	Value
2013 : BANK OF SCOTLAND RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$148,793
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$35,000
Total income from all sources (including contributions)	2013-12-31	$1,765,712
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$356,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$171,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$360,000
Value of total assets at end of year	2013-12-31	$12,615,887
Value of total assets at beginning of year	2013-12-31	$11,092,959
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$184,597
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$111,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$111,743
Administrative expenses professional fees incurred	2013-12-31	$184,597
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$148,793
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$35,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,409,135
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,467,094
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$11,057,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$10,599,195
Value of interest in master investment trust accounts at end of year	2013-12-31	$12,255,887
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$493,764
Net investment gain or loss from common/collective trusts	2013-12-31	$1,224,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$360,000
Employer contributions (assets) at end of year	2013-12-31	$360,000
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$171,980
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : BANK OF SCOTLAND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$35,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$38,784
Total income from all sources (including contributions)	2012-12-31	$1,078,939
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$234,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$95,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$11,092,959
Value of total assets at beginning of year	2012-12-31	$10,252,267
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$138,660
Total interest from all sources	2012-12-31	$169
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$439,727
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$439,727
Administrative expenses professional fees incurred	2012-12-31	$138,660
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$35,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$38,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$844,476
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$11,057,959
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,213,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$10,599,195
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,715,438
Value of interest in common/collective trusts at end of year	2012-12-31	$493,764
Value of interest in common/collective trusts at beginning of year	2012-12-31	$490,681
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$169
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$639,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Employer contributions (assets) at beginning of year	2012-12-31	$46,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$95,803
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPER LLP
Accountancy firm EIN	2012-12-31	134008324
2011 : BANK OF SCOTLAND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$38,784
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$65,311
Total income from all sources (including contributions)	2011-12-31	$602,493
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$176,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$102,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$614,930
Value of total assets at end of year	2011-12-31	$10,252,267
Value of total assets at beginning of year	2011-12-31	$9,853,228
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$74,407
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$366,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$366,024
Administrative expenses professional fees incurred	2011-12-31	$36,910
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$38,784
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$65,311
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$425,566
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,213,483
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$9,787,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$37,497
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,715,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,626,544
Value of interest in common/collective trusts at end of year	2011-12-31	$490,681
Value of interest in common/collective trusts at beginning of year	2011-12-31	$486,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$569,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$569,388
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-378,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$614,930
Employer contributions (assets) at end of year	2011-12-31	$46,148
Employer contributions (assets) at beginning of year	2011-12-31	$170,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$102,520
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPER LLP
Accountancy firm EIN	2011-12-31	134008324
2010 : BANK OF SCOTLAND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$65,311
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$32,525
Total income from all sources (including contributions)	2010-12-31	$1,842,115
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$151,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$39,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,037,761
Value of total assets at end of year	2010-12-31	$9,853,228
Value of total assets at beginning of year	2010-12-31	$8,130,089
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$112,499
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$2,686
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Participant contributions at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$65,311
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$32,525
Administrative expenses (other) incurred	2010-12-31	$7,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,690,353
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$9,787,917
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$8,097,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$41,425
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,626,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,449,521
Value of interest in common/collective trusts at end of year	2010-12-31	$486,661
Value of interest in common/collective trusts at beginning of year	2010-12-31	$484,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$569,388
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$765,756
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$765,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$804,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,037,761
Employer contributions (assets) at end of year	2010-12-31	$170,635
Employer contributions (assets) at beginning of year	2010-12-31	$430,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$39,263
Contract administrator fees	2010-12-31	$61,038
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPER LLP
Accountancy firm EIN	2010-12-31	134008324
2009 : BANK OF SCOTLAND RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BANK OF SCOTLAND RETIREMENT PLAN

2013: BANK OF SCOTLAND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BANK OF SCOTLAND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BANK OF SCOTLAND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: BANK OF SCOTLAND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: BANK OF SCOTLAND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BANK OF SCOTLAND
Employer identification number (EIN):	980018456
NAIC Classification:	522110
NAIC Description:	Commercial Banking