401k Plan data: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN plan

BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 401k Plan overview

Plan Name	BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN
Plan identification number	001

BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BANK OF CADIZ & TRUST CO. has sponsored the creation of one or more 401k plans.

Company Name: BANK OF CADIZ & TRUST CO.

Employer identification number (EIN): 610710508

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 YVONNE CLAYTON
001 2016-01-01 YVONNE CLAYTON
001 2015-01-01 YVONNE CLAYTON
001 2014-01-01 YVONNE CLAYTON
001 2013-01-01 YVONNE CLAYTON
001 2012-01-01 YVONNE CLAYTON YVONNE CLAYTON 2013-10-14
001 2011-01-01 YVONNE CLAYTON
001 2009-01-01 YVONNE CLAYTON YVONNE CLAYTON 2010-10-12
001 2009-01-01 YVONNE CLAYTON DONALD LEIBEE 2010-10-12
001 2009-01-01 YVONNE CLAYTON DONALD LEIBEE 2010-10-12
001 2009-01-01 YVONNE CLAYTON YVONNE CLAYTON 2010-10-12
001 2009-01-01 YVONNE CLAYTON DONALD LEIBEE 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	YVONNE CLAYTON
001	2016-01-01	YVONNE CLAYTON
001	2015-01-01	YVONNE CLAYTON
001	2014-01-01	YVONNE CLAYTON
001	2013-01-01	YVONNE CLAYTON
001	2012-01-01	YVONNE CLAYTON	YVONNE CLAYTON	2013-10-14
001	2011-01-01	YVONNE CLAYTON
001	2009-01-01	YVONNE CLAYTON	YVONNE CLAYTON	2010-10-12
001	2009-01-01	YVONNE CLAYTON	DONALD LEIBEE	2010-10-12
001	2009-01-01	YVONNE CLAYTON	DONALD LEIBEE	2010-10-12
001	2009-01-01	YVONNE CLAYTON	YVONNE CLAYTON	2010-10-12
001	2009-01-01	YVONNE CLAYTON	DONALD LEIBEE	2010-10-12

Plan Statistics for BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN

401k plan membership statisitcs for BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2022: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 31
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 30
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 1
Total of all active and inactive participants 2022-01-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 31
Number of participants with account balances 2022-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 33
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 30
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1
Total of all active and inactive participants 2021-01-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 31
Number of participants with account balances 2021-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 32
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1
Total of all active and inactive participants 2020-01-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 33
Number of participants with account balances 2020-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 31
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 29
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 29
Number of participants with account balances 2019-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 31
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 31
Number of participants with account balances 2018-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 28
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 27
Total of all active and inactive participants 2017-01-01 27
Total participants 2017-01-01 27
Number of participants with account balances 2017-01-01 16
2016: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 28
Total of all active and inactive participants 2016-01-01 28
Total participants 2016-01-01 28
Number of participants with account balances 2016-01-01 17
2015: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 30
Total of all active and inactive participants 2015-01-01 30
Total participants 2015-01-01 30
Number of participants with account balances 2015-01-01 19
2014: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 33
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 34
Total participants 2014-01-01 34
Number of participants with account balances 2014-01-01 24
2013: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 34
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 35
Total participants 2013-01-01 35
Number of participants with account balances 2013-01-01 25
2012: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 37
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 6
Total of all active and inactive participants 2012-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 43
Number of participants with account balances 2012-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 37
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 37
Number of participants with account balances 2011-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 41
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 38
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 41
Number of participants with account balances 2009-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2022: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	31
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	30
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	1
Total of all active and inactive participants	2022-01-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	31
Number of participants with account balances	2022-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	33
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	30
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1
Total of all active and inactive participants	2021-01-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	31
Number of participants with account balances	2021-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	32
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1
Total of all active and inactive participants	2020-01-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	33
Number of participants with account balances	2020-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	31
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	29
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	29
Number of participants with account balances	2019-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	31
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	31
Number of participants with account balances	2018-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	28
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	27
Total of all active and inactive participants	2017-01-01	27
Total participants	2017-01-01	27
Number of participants with account balances	2017-01-01	16
2016: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	28
Total of all active and inactive participants	2016-01-01	28
Total participants	2016-01-01	28
Number of participants with account balances	2016-01-01	17
2015: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	30
Total of all active and inactive participants	2015-01-01	30
Total participants	2015-01-01	30
Number of participants with account balances	2015-01-01	19
2014: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	33
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	34
Total participants	2014-01-01	34
Number of participants with account balances	2014-01-01	24
2013: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	34
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	35
Total participants	2013-01-01	35
Number of participants with account balances	2013-01-01	25
2012: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	37
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	6
Total of all active and inactive participants	2012-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	43
Number of participants with account balances	2012-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	37
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	37
Number of participants with account balances	2011-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	41
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	38
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	41
Number of participants with account balances	2009-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN

Measure	Date	Value
2022 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-91,668
Expenses. Total of all expenses incurred	2022-12-31	$35,336
Benefits paid (including direct rollovers)	2022-12-31	$30,778
Total plan assets at end of year	2022-12-31	$1,067,158
Total plan assets at beginning of year	2022-12-31	$1,194,162
Value of fidelity bond covering the plan	2022-12-31	$2,050,000
Assets. Value of tangible personal property	2022-12-31	$0
Total contributions received or receivable from participants	2022-12-31	$32,804
Assets. Value of loans (other than to participants)	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-124,472
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-127,004
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$1,067,158
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$1,194,162
Assets. Value of participant loans	2022-12-31	$15,376
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$0
Assets. Value of real-estate (other than employer real property)	2022-12-31	$0
Assets. Value of employer securities	2022-12-31	$0
Assets. Value of employer real property	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$0
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$4,558
2021 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$137,175
Expenses. Total of all expenses incurred	2021-12-31	$5,761
Benefits paid (including direct rollovers)	2021-12-31	$816
Total plan assets at end of year	2021-12-31	$1,194,162
Total plan assets at beginning of year	2021-12-31	$1,062,748
Value of fidelity bond covering the plan	2021-12-31	$2,050,000
Assets. Value of tangible personal property	2021-12-31	$0
Total contributions received or receivable from participants	2021-12-31	$32,015
Assets. Value of loans (other than to participants)	2021-12-31	$0
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$0
Other income received	2021-12-31	$81,405
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$131,414
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$1,194,162
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$1,062,748
Assets. Value of participant loans	2021-12-31	$26,674
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$0
Assets. Value of real-estate (other than employer real property)	2021-12-31	$0
Assets. Value of employer securities	2021-12-31	$0
Assets. Value of employer real property	2021-12-31	$0
Total contributions received or receivable from employer(s)	2021-12-31	$23,755
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$4,945
2020 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$300,621
Expenses. Total of all expenses incurred	2020-12-31	$209,245
Benefits paid (including direct rollovers)	2020-12-31	$206,135
Total plan assets at end of year	2020-12-31	$1,062,748
Total plan assets at beginning of year	2020-12-31	$971,372
Value of fidelity bond covering the plan	2020-12-31	$2,050,000
Assets. Value of tangible personal property	2020-12-31	$0
Total contributions received or receivable from participants	2020-12-31	$30,286
Assets. Value of loans (other than to participants)	2020-12-31	$0
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$171,548
Other income received	2020-12-31	$98,787
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$91,376
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$1,062,748
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$971,372
Assets. Value of participant loans	2020-12-31	$42,993
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$0
Assets. Value of real-estate (other than employer real property)	2020-12-31	$0
Assets. Value of employer securities	2020-12-31	$0
Assets. Value of employer real property	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$0
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$3,110
2019 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$147,011
Expenses. Total of all expenses incurred	2019-12-31	$4,021
Benefits paid (including direct rollovers)	2019-12-31	$0
Total plan assets at end of year	2019-12-31	$971,372
Total plan assets at beginning of year	2019-12-31	$828,382
Value of fidelity bond covering the plan	2019-12-31	$2,050,000
Total contributions received or receivable from participants	2019-12-31	$33,802
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$113,209
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$142,990
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$971,372
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$828,382
Assets. Value of participant loans	2019-12-31	$57,935
Total contributions received or receivable from employer(s)	2019-12-31	$0
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$761
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$3,260
2018 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-1,329
Expenses. Total of all expenses incurred	2018-12-31	$15,902
Benefits paid (including direct rollovers)	2018-12-31	$12,301
Total plan assets at end of year	2018-12-31	$828,382
Total plan assets at beginning of year	2018-12-31	$845,613
Value of fidelity bond covering the plan	2018-12-31	$2,050,000
Total contributions received or receivable from participants	2018-12-31	$27,207
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-28,536
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-17,231
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$828,382
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$845,613
Assets. Value of participant loans	2018-12-31	$46,964
Total contributions received or receivable from employer(s)	2018-12-31	$0
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$3,601
2017 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$113,126
Expenses. Total of all expenses incurred	2017-12-31	$61,649
Benefits paid (including direct rollovers)	2017-12-31	$58,234
Total plan assets at end of year	2017-12-31	$845,613
Total plan assets at beginning of year	2017-12-31	$794,136
Value of fidelity bond covering the plan	2017-12-31	$2,050,000
Total contributions received or receivable from participants	2017-12-31	$26,161
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$86,965
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$51,477
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$845,613
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$794,136
Assets. Value of participant loans	2017-12-31	$50,980
Total contributions received or receivable from employer(s)	2017-12-31	$0
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$3,415
2016 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$74,261
Expenses. Total of all expenses incurred	2016-12-31	$260,562
Benefits paid (including direct rollovers)	2016-12-31	$257,017
Total plan assets at end of year	2016-12-31	$794,136
Total plan assets at beginning of year	2016-12-31	$980,437
Value of fidelity bond covering the plan	2016-12-31	$2,050,000
Total contributions received or receivable from participants	2016-12-31	$28,644
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$45,617
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$-186,301
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$794,136
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$980,437
Assets. Value of participant loans	2016-12-31	$48,056
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$3,545
2015 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$34,148
Expenses. Total of all expenses incurred	2015-12-31	$30,662
Benefits paid (including direct rollovers)	2015-12-31	$27,353
Total plan assets at end of year	2015-12-31	$980,437
Total plan assets at beginning of year	2015-12-31	$976,951
Value of fidelity bond covering the plan	2015-12-31	$2,050,000
Total contributions received or receivable from participants	2015-12-31	$31,982
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$2,166
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$3,486
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$980,437
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$976,951
Assets. Value of participant loans	2015-12-31	$22,581
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$3,309
2014 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$78,185
Expenses. Total of all expenses incurred	2014-12-31	$79,349
Benefits paid (including direct rollovers)	2014-12-31	$75,913
Total plan assets at end of year	2014-12-31	$976,951
Total plan assets at beginning of year	2014-12-31	$978,115
Value of fidelity bond covering the plan	2014-12-31	$2,050,000
Total contributions received or receivable from participants	2014-12-31	$33,612
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$44,573
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-1,164
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$976,951
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$978,115
Assets. Value of participant loans	2014-12-31	$36,314
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$3,436
2013 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$262,546
Expenses. Total of all expenses incurred	2013-12-31	$345,615
Benefits paid (including direct rollovers)	2013-12-31	$342,237
Total plan assets at end of year	2013-12-31	$978,115
Total plan assets at beginning of year	2013-12-31	$1,061,184
Value of fidelity bond covering the plan	2013-12-31	$2,050,000
Total contributions received or receivable from participants	2013-12-31	$34,097
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$137,700
Other income received	2013-12-31	$90,749
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-83,069
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$978,115
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,061,184
Assets. Value of participant loans	2013-12-31	$66,538
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$3,378
2012 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$116,570
Expenses. Total of all expenses incurred	2012-12-31	$113,358
Benefits paid (including direct rollovers)	2012-12-31	$111,304
Total plan assets at end of year	2012-12-31	$1,061,184
Total plan assets at beginning of year	2012-12-31	$1,057,972
Value of fidelity bond covering the plan	2012-12-31	$2,050,000
Total contributions received or receivable from participants	2012-12-31	$33,721
Other income received	2012-12-31	$82,849
Net income (gross income less expenses)	2012-12-31	$3,212
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,061,184
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,057,972
Assets. Value of participant loans	2012-12-31	$61,153
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$2,054
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total income from all sources	2011-12-31	$58,282
Expenses. Total of all expenses incurred	2011-12-31	$69,936
Benefits paid (including direct rollovers)	2011-12-31	$69,548
Total plan assets at end of year	2011-12-31	$1,057,972
Total plan assets at beginning of year	2011-12-31	$1,069,626
Value of fidelity bond covering the plan	2011-12-31	$2,050,000
Total contributions received or receivable from participants	2011-12-31	$33,248
Expenses. Other expenses not covered elsewhere	2011-12-31	$388
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$25,034
Net income (gross income less expenses)	2011-12-31	$-11,654
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,057,972
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,069,626
Assets. Value of participant loans	2011-12-31	$81,048
Total contributions received or receivable from employer(s)	2011-12-31	$0
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
2010 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total income from all sources	2010-12-31	$105,048
Expenses. Total of all expenses incurred	2010-12-31	$179,998
Benefits paid (including direct rollovers)	2010-12-31	$179,898
Total plan assets at end of year	2010-12-31	$1,069,626
Total plan assets at beginning of year	2010-12-31	$1,144,576
Value of fidelity bond covering the plan	2010-12-31	$2,050,000
Total contributions received or receivable from participants	2010-12-31	$35,498
Expenses. Other expenses not covered elsewhere	2010-12-31	$100
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$69,550
Net income (gross income less expenses)	2010-12-31	$-74,950
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,069,626
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,144,576
Assets. Value of participant loans	2010-12-31	$54,250
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0
2009 : BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN

2022: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: BANK OF CADIZ & TRUST CO. EMPLOYEES' PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA027121

Policy instance

Insurance contract or identification number	GA027121
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,978
Total amount of fees paid to insurance company	USD $16
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $1,484
Amount paid for insurance broker fees	16
Additional information about fees paid to insurance broker	MARKETING
Insurance broker name	LPL FINANCIAL LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-027121

Policy instance

Insurance contract or identification number	GA-027121
Number of Individuals Covered	32
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $2,001
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-027121

Policy instance

Insurance contract or identification number	GA-027121
Number of Individuals Covered	34
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $2,098
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	BANK OF CADIZ & TRUST CO.
Employer identification number (EIN):	610710508
NAIC Classification:	522110
NAIC Description:	Commercial Banking