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BANK OF MODESTO RETIREMENT TRUST 401k Plan overview

Plan NameBANK OF MODESTO RETIREMENT TRUST
Plan identification number 001

BANK OF MODESTO RETIREMENT TRUST Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BANK OF MODESTO has sponsored the creation of one or more 401k plans.

Company Name:BANK OF MODESTO
Employer identification number (EIN):370165490
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BANK OF MODESTO RETIREMENT TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-12-01PHILIP LOVELACE
0012015-12-01PHILIP LOVELACE
0012014-12-01PHILIP LOVELACE
0012013-12-01PHILIP LOVELACE
0012012-12-01PHILIP LOVELACE
0012011-12-01PHILIP LOVELACE
0012009-12-01PHILLIP E. LOVELACE

Plan Statistics for BANK OF MODESTO RETIREMENT TRUST

401k plan membership statisitcs for BANK OF MODESTO RETIREMENT TRUST

Measure Date Value
2017: BANK OF MODESTO RETIREMENT TRUST 2017 401k membership
Market value of plan assets2017-11-301,016,215
Acturial value of plan assets2017-11-301,016,215
Funding target for retired participants and beneficiaries receiving payment2017-11-300
Number of terminated vested participants2017-11-300
Fundng target for terminated vested participants2017-11-300
Active participant vested funding target2017-11-301,029,389
Number of active participants2017-11-3012
Total funding liabilities for active participants2017-11-301,030,044
Total participant count2017-11-3012
Total funding target for all participants2017-11-301,030,044
Balance at beginning of prior year after applicable adjustments2017-11-300
Prefunding balance at beginning of prior year after applicable adjustments2017-11-30375
Carryover balanced portion elected for use to offset prior years funding requirement2017-11-300
Prefunding balanced used to offset prior years funding requirement2017-11-300
Amount remaining of carryover balance2017-11-300
Amount remaining of prefunding balance2017-11-30375
Present value of excess contributions2017-11-30140
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-11-30140
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-11-300
Reductions in caryover balances due to elections or deemed elections2017-11-300
Reductions in prefunding balances due to elections or deemed elections2017-11-300
Balance of carryovers at beginning of current year2017-11-300
Balance of prefunding at beginning of current year2017-11-30391
Total employer contributions2017-11-30238,326
Total employee contributions2017-11-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-11-300
Contributions made to avoid restrictions adjusted to valuation date2017-11-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-11-30249,735
Liquidity shortfalls end of Q12017-11-300
Liquidity shortfalls end of Q22017-11-300
Liquidity shortfalls end of Q32017-11-300
Liquidity shortfalls end of Q42017-11-300
Unpaid minimum required contributions for all prior years2017-11-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-11-300
Remaining amount of unpaid minimum required contributions2017-11-300
Minimum required contributions for current year target normal cost2017-11-3028,732
Net shortfall amortization installment of oustanding balance2017-11-3014,220
Waiver amortization installment2017-11-300
Total funding amount beforereflecting carryover/prefunding balances2017-11-3042,952
Carryover balance elected to use to offset funding requirement2017-11-300
Prefunding balance elected to use to offset funding requirement2017-11-300
Additional cash requirement2017-11-3042,952
Contributions allocatedtoward minimum required contributions for current year2017-11-30249,735
Unpaid minimum required contributions for current year2017-11-300
Unpaid minimum required contributions for all years2017-11-300
2016: BANK OF MODESTO RETIREMENT TRUST 2016 401k membership
Total participants, beginning-of-year2016-12-0112
Total number of active participants reported on line 7a of the Form 55002016-12-010
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-010
Total of all active and inactive participants2016-12-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-010
2015: BANK OF MODESTO RETIREMENT TRUST 2015 401k membership
Total participants, beginning-of-year2015-12-0110
Total number of active participants reported on line 7a of the Form 55002015-12-0111
Number of retired or separated participants receiving benefits2015-12-010
Number of other retired or separated participants entitled to future benefits2015-12-011
Total of all active and inactive participants2015-12-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-010
2014: BANK OF MODESTO RETIREMENT TRUST 2014 401k membership
Total participants, beginning-of-year2014-12-0111
Total number of active participants reported on line 7a of the Form 55002014-12-0110
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-010
Total of all active and inactive participants2014-12-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-010
2013: BANK OF MODESTO RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year2013-12-0113
Total number of active participants reported on line 7a of the Form 55002013-12-0111
Number of retired or separated participants receiving benefits2013-12-010
Number of other retired or separated participants entitled to future benefits2013-12-010
Total of all active and inactive participants2013-12-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: BANK OF MODESTO RETIREMENT TRUST 2012 401k membership
Total participants, beginning-of-year2012-12-0111
Total number of active participants reported on line 7a of the Form 55002012-12-0112
Number of retired or separated participants receiving benefits2012-12-010
Number of other retired or separated participants entitled to future benefits2012-12-011
Total of all active and inactive participants2012-12-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: BANK OF MODESTO RETIREMENT TRUST 2011 401k membership
Total participants, beginning-of-year2011-12-0111
Total number of active participants reported on line 7a of the Form 55002011-12-0111
Number of retired or separated participants receiving benefits2011-12-010
Number of other retired or separated participants entitled to future benefits2011-12-010
Total of all active and inactive participants2011-12-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-010
2009: BANK OF MODESTO RETIREMENT TRUST 2009 401k membership
Total participants, beginning-of-year2009-12-0112
Total number of active participants reported on line 7a of the Form 55002009-12-0111
Number of retired or separated participants receiving benefits2009-12-010
Number of other retired or separated participants entitled to future benefits2009-12-010
Total of all active and inactive participants2009-12-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-010

Financial Data on BANK OF MODESTO RETIREMENT TRUST

Measure Date Value
2017 : BANK OF MODESTO RETIREMENT TRUST 2017 401k financial data
Transfers to/from the plan2017-11-30$0
Total plan liabilities at end of year2017-11-30$0
Total plan liabilities at beginning of year2017-11-30$0
Total income from all sources2017-11-30$340,209
Expenses. Total of all expenses incurred2017-11-30$1,270,130
Benefits paid (including direct rollovers)2017-11-30$1,265,952
Total plan assets at end of year2017-11-30$0
Total plan assets at beginning of year2017-11-30$929,921
Value of fidelity bond covering the plan2017-11-30$100,000
Total contributions received or receivable from participants2017-11-30$0
Expenses. Other expenses not covered elsewhere2017-11-30$0
Contributions received from other sources (not participants or employers)2017-11-30$0
Other income received2017-11-30$101,883
Noncash contributions received2017-11-30$0
Net income (gross income less expenses)2017-11-30$-929,921
Net plan assets at end of year (total assets less liabilities)2017-11-30$0
Net plan assets at beginning of year (total assets less liabilities)2017-11-30$929,921
Total contributions received or receivable from employer(s)2017-11-30$238,326
Value of certain deemed distributions of participant loans2017-11-30$0
Value of corrective distributions2017-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-11-30$4,178
2016 : BANK OF MODESTO RETIREMENT TRUST 2016 401k financial data
Transfers to/from the plan2016-11-30$0
Total plan liabilities at end of year2016-11-30$0
Total plan liabilities at beginning of year2016-11-30$0
Total income from all sources2016-11-30$110,564
Expenses. Total of all expenses incurred2016-11-30$3,750
Benefits paid (including direct rollovers)2016-11-30$0
Total plan assets at end of year2016-11-30$929,921
Total plan assets at beginning of year2016-11-30$823,107
Value of fidelity bond covering the plan2016-11-30$100,000
Total contributions received or receivable from participants2016-11-30$0
Expenses. Other expenses not covered elsewhere2016-11-30$3,750
Contributions received from other sources (not participants or employers)2016-11-30$0
Other income received2016-11-30$35,135
Noncash contributions received2016-11-30$0
Net income (gross income less expenses)2016-11-30$106,814
Net plan assets at end of year (total assets less liabilities)2016-11-30$929,921
Net plan assets at beginning of year (total assets less liabilities)2016-11-30$823,107
Total contributions received or receivable from employer(s)2016-11-30$75,429
Value of certain deemed distributions of participant loans2016-11-30$0
Value of corrective distributions2016-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-11-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
2015 : BANK OF MODESTO RETIREMENT TRUST 2015 401k financial data
Transfers to/from the plan2015-11-30$0
Total plan liabilities at end of year2015-11-30$0
Total plan liabilities at beginning of year2015-11-30$0
Total income from all sources2015-11-30$94,209
Expenses. Total of all expenses incurred2015-11-30$3,927
Benefits paid (including direct rollovers)2015-11-30$0
Total plan assets at end of year2015-11-30$823,107
Total plan assets at beginning of year2015-11-30$732,825
Value of fidelity bond covering the plan2015-11-30$100,000
Total contributions received or receivable from participants2015-11-30$0
Expenses. Other expenses not covered elsewhere2015-11-30$0
Contributions received from other sources (not participants or employers)2015-11-30$0
Other income received2015-11-30$31,044
Noncash contributions received2015-11-30$0
Net income (gross income less expenses)2015-11-30$90,282
Net plan assets at end of year (total assets less liabilities)2015-11-30$823,107
Net plan assets at beginning of year (total assets less liabilities)2015-11-30$732,825
Total contributions received or receivable from employer(s)2015-11-30$63,165
Value of certain deemed distributions of participant loans2015-11-30$0
Value of corrective distributions2015-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-11-30$3,927
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
2014 : BANK OF MODESTO RETIREMENT TRUST 2014 401k financial data
Transfers to/from the plan2014-11-30$0
Total plan liabilities at end of year2014-11-30$0
Total plan liabilities at beginning of year2014-11-30$0
Total income from all sources2014-11-30$83,610
Expenses. Total of all expenses incurred2014-11-30$19,037
Benefits paid (including direct rollovers)2014-11-30$15,759
Total plan assets at end of year2014-11-30$732,825
Total plan assets at beginning of year2014-11-30$668,252
Value of fidelity bond covering the plan2014-11-30$100,000
Total contributions received or receivable from participants2014-11-30$0
Expenses. Other expenses not covered elsewhere2014-11-30$0
Contributions received from other sources (not participants or employers)2014-11-30$0
Other income received2014-11-30$28,062
Noncash contributions received2014-11-30$0
Net income (gross income less expenses)2014-11-30$64,573
Net plan assets at end of year (total assets less liabilities)2014-11-30$732,825
Net plan assets at beginning of year (total assets less liabilities)2014-11-30$668,252
Total contributions received or receivable from employer(s)2014-11-30$55,548
Value of certain deemed distributions of participant loans2014-11-30$0
Value of corrective distributions2014-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-11-30$3,278
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
2013 : BANK OF MODESTO RETIREMENT TRUST 2013 401k financial data
Transfers to/from the plan2013-11-30$0
Total plan liabilities at end of year2013-11-30$0
Total plan liabilities at beginning of year2013-11-30$0
Total income from all sources2013-11-30$71,397
Expenses. Total of all expenses incurred2013-11-30$12,165
Benefits paid (including direct rollovers)2013-11-30$9,115
Total plan assets at end of year2013-11-30$668,252
Total plan assets at beginning of year2013-11-30$609,020
Value of fidelity bond covering the plan2013-11-30$100,000
Total contributions received or receivable from participants2013-11-30$0
Expenses. Other expenses not covered elsewhere2013-11-30$3,050
Contributions received from other sources (not participants or employers)2013-11-30$0
Other income received2013-11-30$25,582
Noncash contributions received2013-11-30$0
Net income (gross income less expenses)2013-11-30$59,232
Net plan assets at end of year (total assets less liabilities)2013-11-30$668,252
Net plan assets at beginning of year (total assets less liabilities)2013-11-30$609,020
Total contributions received or receivable from employer(s)2013-11-30$45,815
Value of certain deemed distributions of participant loans2013-11-30$0
Value of corrective distributions2013-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-11-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
2012 : BANK OF MODESTO RETIREMENT TRUST 2012 401k financial data
Transfers to/from the plan2012-11-30$0
Total plan liabilities at end of year2012-11-30$0
Total plan liabilities at beginning of year2012-11-30$0
Total income from all sources2012-11-30$78,078
Expenses. Total of all expenses incurred2012-11-30$11,874
Benefits paid (including direct rollovers)2012-11-30$9,093
Total plan assets at end of year2012-11-30$609,020
Total plan assets at beginning of year2012-11-30$542,816
Value of fidelity bond covering the plan2012-11-30$100,000
Total contributions received or receivable from participants2012-11-30$0
Expenses. Other expenses not covered elsewhere2012-11-30$2,781
Contributions received from other sources (not participants or employers)2012-11-30$0
Other income received2012-11-30$23,292
Noncash contributions received2012-11-30$0
Net income (gross income less expenses)2012-11-30$66,204
Net plan assets at end of year (total assets less liabilities)2012-11-30$609,020
Net plan assets at beginning of year (total assets less liabilities)2012-11-30$542,816
Total contributions received or receivable from employer(s)2012-11-30$54,786
Value of certain deemed distributions of participant loans2012-11-30$0
Value of corrective distributions2012-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-11-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
2011 : BANK OF MODESTO RETIREMENT TRUST 2011 401k financial data
Transfers to/from the plan2011-11-30$0
Total plan liabilities at end of year2011-11-30$0
Total plan liabilities at beginning of year2011-11-30$0
Total income from all sources2011-11-30$61,444
Expenses. Total of all expenses incurred2011-11-30$2,564
Benefits paid (including direct rollovers)2011-11-30$0
Total plan assets at end of year2011-11-30$542,816
Total plan assets at beginning of year2011-11-30$483,936
Value of fidelity bond covering the plan2011-11-30$100,000
Total contributions received or receivable from participants2011-11-30$0
Expenses. Other expenses not covered elsewhere2011-11-30$2,564
Contributions received from other sources (not participants or employers)2011-11-30$0
Other income received2011-11-30$21,329
Noncash contributions received2011-11-30$0
Net income (gross income less expenses)2011-11-30$58,880
Net plan assets at end of year (total assets less liabilities)2011-11-30$542,816
Net plan assets at beginning of year (total assets less liabilities)2011-11-30$483,936
Total contributions received or receivable from employer(s)2011-11-30$40,115
Value of certain deemed distributions of participant loans2011-11-30$0
Value of corrective distributions2011-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-11-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
2010 : BANK OF MODESTO RETIREMENT TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for BANK OF MODESTO RETIREMENT TRUST

2016: BANK OF MODESTO RETIREMENT TRUST 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingYes
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – InsuranceYes
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement – InsuranceYes
2016-12-01Plan benefit arrangement - TrustYes
2015: BANK OF MODESTO RETIREMENT TRUST 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – InsuranceYes
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement – InsuranceYes
2015-12-01Plan benefit arrangement - TrustYes
2014: BANK OF MODESTO RETIREMENT TRUST 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – InsuranceYes
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement – InsuranceYes
2014-12-01Plan benefit arrangement - TrustYes
2013: BANK OF MODESTO RETIREMENT TRUST 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – InsuranceYes
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement – InsuranceYes
2013-12-01Plan benefit arrangement - TrustYes
2012: BANK OF MODESTO RETIREMENT TRUST 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – InsuranceYes
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement – InsuranceYes
2012-12-01Plan benefit arrangement - TrustYes
2011: BANK OF MODESTO RETIREMENT TRUST 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – InsuranceYes
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement – InsuranceYes
2011-12-01Plan benefit arrangement - TrustYes
2009: BANK OF MODESTO RETIREMENT TRUST 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – InsuranceYes
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement – InsuranceYes
2009-12-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

CONTINTAL ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62413 )
Policy contract number12222-004
Policy instance 1
Insurance contract or identification number12222-004
Number of Individuals Covered10
Insurance policy start date2014-12-01
Insurance policy end date2015-11-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CONTINTAL ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62413 )
Policy contract number12222-004
Policy instance 1
Insurance contract or identification number12222-004
Number of Individuals Covered11
Insurance policy start date2013-12-01
Insurance policy end date2014-11-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CONTINTAL ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62413 )
Policy contract number12222-004
Policy instance 1
Insurance contract or identification number12222-004
Number of Individuals Covered13
Insurance policy start date2012-12-01
Insurance policy end date2013-11-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CONTINTAL ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62413 )
Policy contract number12222-004
Policy instance 1
Insurance contract or identification number12222-004
Number of Individuals Covered11
Insurance policy start date2011-12-01
Insurance policy end date2012-11-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CONTINTAL ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62413 )
Policy contract number12222-004
Policy instance 1
Insurance contract or identification number12222-004
Number of Individuals Covered11
Insurance policy start date2010-12-01
Insurance policy end date2011-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Potentially related plans

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