401k Plan data: BANK OF HOUSTON 401(K) PLAN plan

BANK OF HOUSTON 401(K) PLAN 401k Plan overview

Plan Name	BANK OF HOUSTON 401(K) PLAN
Plan identification number	001

BANK OF HOUSTON 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BANK OF HOUSTON has sponsored the creation of one or more 401k plans.

Company Name: BANK OF HOUSTON

Employer identification number (EIN): 010828609

NAIC Classification: 522120
NAIC Description: Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BANK OF HOUSTON 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 MARY BECKMAN
001 2013-01-01 JOHN MCWHORTER
001 2012-01-01 JOHN MCWHORTER
001 2011-01-01 ROGER SEBESTA
001 2009-01-01 ROGER SEBESTA

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	MARY BECKMAN
001	2013-01-01	JOHN MCWHORTER
001	2012-01-01	JOHN MCWHORTER
001	2011-01-01	ROGER SEBESTA
001	2009-01-01	ROGER SEBESTA

Financial Data on BANK OF HOUSTON 401(K) PLAN

Measure	Date	Value
2014 : BANK OF HOUSTON 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-09-30	$55,360
Total unrealized appreciation/depreciation of assets	2014-09-30	$55,360
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$537,769
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$7,380,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$7,373,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$363,229
Value of total assets at end of year	2014-09-30	$0
Value of total assets at beginning of year	2014-09-30	$6,843,226
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$7,220
Total interest from all sources	2014-09-30	$2,013
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-09-30	$0
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$249,559
Assets. Loans (other than to participants) at end of year	2014-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2014-09-30	$118,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$-6,843,226
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$6,843,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$6,295,267
Interest on participant loans	2014-09-30	$2,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$117,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Assets. Invements in employer securities at end of year	2014-09-30	$0
Assets. Invements in employer securities at beginning of year	2014-09-30	$429,760
Contributions received in cash from employer	2014-09-30	$113,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$7,373,775
Contract administrator fees	2014-09-30	$7,220
Did the plan have assets held for investment	2014-09-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	HARPER & PEARSON COMPANY, P.C.
Accountancy firm EIN	2014-09-30	741695589
2013 : BANK OF HOUSTON 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$256,960
Total unrealized appreciation/depreciation of assets	2013-12-31	$256,960
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,385,427
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$119,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$116,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,239,300
Value of total assets at end of year	2013-12-31	$6,843,226
Value of total assets at beginning of year	2013-12-31	$4,577,073
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,229
Total interest from all sources	2013-12-31	$2,890
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$761,754
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$119,378
Assets. Loans (other than to participants) at end of year	2013-12-31	$118,199
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$72,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,266,153
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,843,226
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,577,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,295,267
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,331,364
Interest on participant loans	2013-12-31	$2,890
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$886,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$429,760
Assets. Invements in employer securities at beginning of year	2013-12-31	$172,800
Contributions received in cash from employer	2013-12-31	$358,168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$116,045
Contract administrator fees	2013-12-31	$3,229
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HARPER & PEARSON COMPANY, P.C.
Accountancy firm EIN	2013-12-31	741695589
2012 : BANK OF HOUSTON 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,489,111
Expenses. Total of all expenses incurred	2012-12-31	$194,736
Benefits paid (including direct rollovers)	2012-12-31	$183,338
Total plan assets at end of year	2012-12-31	$4,577,073
Total plan assets at beginning of year	2012-12-31	$3,282,698
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Total contributions received or receivable from participants	2012-12-31	$695,076
Contributions received from other sources (not participants or employers)	2012-12-31	$21,723
Other income received	2012-12-31	$437,848
Net income (gross income less expenses)	2012-12-31	$1,294,375
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,577,073
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,282,698
Assets. Value of participant loans	2012-12-31	$72,909
Total contributions received or receivable from employer(s)	2012-12-31	$334,464
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$11,398
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : BANK OF HOUSTON 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$956,724
Expenses. Total of all expenses incurred	2011-12-31	$71,863
Benefits paid (including direct rollovers)	2011-12-31	$71,523
Total plan assets at end of year	2011-12-31	$3,282,698
Total plan assets at beginning of year	2011-12-31	$2,397,837
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Total contributions received or receivable from participants	2011-12-31	$570,519
Contributions received from other sources (not participants or employers)	2011-12-31	$169,948
Other income received	2011-12-31	$-37,733
Net income (gross income less expenses)	2011-12-31	$884,861
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,282,698
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,397,837
Assets. Value of participant loans	2011-12-31	$68,149
Total contributions received or receivable from employer(s)	2011-12-31	$253,990
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$340
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : BANK OF HOUSTON 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$908,601
Expenses. Total of all expenses incurred	2010-12-31	$133,498
Benefits paid (including direct rollovers)	2010-12-31	$133,043
Total plan assets at end of year	2010-12-31	$2,397,837
Total plan assets at beginning of year	2010-12-31	$1,622,734
Value of fidelity bond covering the plan	2010-12-31	$4,000,000
Total contributions received or receivable from participants	2010-12-31	$493,821
Contributions received from other sources (not participants or employers)	2010-12-31	$18,273
Noncash contributions received	2010-12-31	$165,857
Net income (gross income less expenses)	2010-12-31	$775,103
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,397,837
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,622,734
Assets. Value of participant loans	2010-12-31	$67,826
Total contributions received or receivable from employer(s)	2010-12-31	$230,650
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$455
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : BANK OF HOUSTON 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BANK OF HOUSTON 401(K) PLAN

2014: BANK OF HOUSTON 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BANK OF HOUSTON 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BANK OF HOUSTON 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BANK OF HOUSTON 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BANK OF HOUSTON 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BANK OF HOUSTON
Employer identification number (EIN):	010828609
NAIC Classification:	522120
NAIC Description:	Savings Institutions