PEOPLE'S UNITED BANK, N.A. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BANK OF SMITHTOWN EMPLOYEE STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2012 : BANK OF SMITHTOWN EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-21 | $-38,054 |
| Total unrealized appreciation/depreciation of assets | 2012-12-21 | $-38,054 |
| Total transfer of assets from this plan | 2012-12-21 | $1,138,436 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-21 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-21 | $33,560 |
| Total income from all sources (including contributions) | 2012-12-21 | $16,858 |
| Total of all expenses incurred | 2012-12-21 | $557,199 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-21 | $557,199 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-21 | $0 |
| Value of total assets at end of year | 2012-12-21 | $0 |
| Value of total assets at beginning of year | 2012-12-21 | $1,712,337 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-21 | $54,912 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-21 | No |
| Was this plan covered by a fidelity bond | 2012-12-21 | Yes |
| Value of fidelity bond cover | 2012-12-21 | $4,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-21 | No |
| Total non interest bearing cash at end of year | 2012-12-21 | $0 |
| Total non interest bearing cash at beginning of year | 2012-12-21 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-21 | No |
| Value of net income/loss | 2012-12-21 | $-540,341 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-21 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-21 | $1,678,777 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-21 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-21 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-21 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-21 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-21 | $538,190 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-21 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-21 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-21 | No |
| Assets. Invements in employer securities at end of year | 2012-12-21 | $0 |
| Assets. Invements in employer securities at beginning of year | 2012-12-21 | $1,173,835 |
| Contributions received in cash from employer | 2012-12-21 | $0 |
| Income. Dividends from preferred stock | 2012-12-21 | $54,912 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-21 | $557,199 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-21 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-21 | $312 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-21 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-21 | $33,560 |
| Did the plan have assets held for investment | 2012-12-21 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-21 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-21 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-21 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-21 | Unqualified |
| Accountancy firm name | 2012-12-21 | CROWE HORWATH |
| Accountancy firm EIN | 2012-12-21 | 350921680 |
| 2011 : BANK OF SMITHTOWN EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-106,270 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-106,270 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $33,560 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $-124,310 |
| Total loss/gain on sale of assets | 2011-12-31 | $-117,683 |
| Total of all expenses incurred | 2011-12-31 | $339,560 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $339,560 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $1,712,337 |
| Value of total assets at beginning of year | 2011-12-31 | $2,142,647 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $99,643 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $4,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Total non interest bearing cash at end of year | 2011-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $19,366 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-463,870 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,678,777 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,142,647 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $538,190 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $331,448 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $1,173,835 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $1,791,389 |
| Income. Dividends from common stock | 2011-12-31 | $99,643 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $339,560 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $312 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $444 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $33,560 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $-117,683 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2011-12-31 | 350921680 |
| 2010 : BANK OF SMITHTOWN EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-716,549 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-716,549 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $3,000 |
| Total income from all sources (including contributions) | 2010-12-31 | $-423,391 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $173,442 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $173,442 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $239,999 |
| Value of total assets at end of year | 2010-12-31 | $2,142,647 |
| Value of total assets at beginning of year | 2010-12-31 | $2,742,480 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $3,310 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $4,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Total non interest bearing cash at end of year | 2010-12-31 | $19,366 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $17,464 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-596,833 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,142,647 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,739,480 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $331,448 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $303,742 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $49,849 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $1,791,389 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $2,420,921 |
| Contributions received in cash from employer | 2010-12-31 | $239,999 |
| Income. Dividends from common stock | 2010-12-31 | $3,310 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $173,442 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $444 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $353 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $3,000 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2010-12-31 | 350921680 |
