401k Plan data: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS plan

SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 401k Plan overview

Plan Name	SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS
Plan identification number	001

SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

MOUNTAINONE FINANCIAL PARTNERS, INC. has sponsored the creation of one or more 401k plans.

Company Name: MOUNTAINONE FINANCIAL PARTNERS, INC.

Employer identification number (EIN): 352166746

NAIC Classification: 522120
NAIC Description: Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-11-01 EVA SHERIDAN EVA SHERIDAN 2017-08-14
001 2014-11-01 THOMAS FORESE JR.
001 2013-11-01 THOMAS FORESE JR.
001 2012-11-01 THOMAS FORESE JR.
001 2011-11-01 THOMAS FORESE JR.
001 2009-11-01 THOMAS FORESE JR.

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-11-01	EVA SHERIDAN	EVA SHERIDAN	2017-08-14
001	2014-11-01	THOMAS FORESE JR.
001	2013-11-01	THOMAS FORESE JR.
001	2012-11-01	THOMAS FORESE JR.
001	2011-11-01	THOMAS FORESE JR.
001	2009-11-01	THOMAS FORESE JR.

Plan Statistics for SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS

401k plan membership statisitcs for SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS

Measure Date Value
2015: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2015 401k membership
Total participants, beginning-of-year 2015-11-01 138
Total number of active participants reported on line 7a of the Form 5500 2015-11-01 69
Number of retired or separated participants receiving benefits 2015-11-01 16
Number of other retired or separated participants entitled to future benefits 2015-11-01 68
Total of all active and inactive participants 2015-11-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-11-01 0
Total participants 2015-11-01 153
Number of participants with account balances 2015-11-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-11-01 0
2014: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2014 401k membership
Total participants, beginning-of-year 2014-11-01 155
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 74
Number of retired or separated participants receiving benefits 2014-11-01 15
Number of other retired or separated participants entitled to future benefits 2014-11-01 64
Total of all active and inactive participants 2014-11-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 153
Number of participants with account balances 2014-11-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0
2013: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2013 401k membership
Total participants, beginning-of-year 2013-11-01 162
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 79
Number of retired or separated participants receiving benefits 2013-11-01 11
Number of other retired or separated participants entitled to future benefits 2013-11-01 65
Total of all active and inactive participants 2013-11-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-11-01 0
Total participants 2013-11-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-11-01 0
2012: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2012 401k membership
Total participants, beginning-of-year 2012-11-01 177
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 85
Number of retired or separated participants receiving benefits 2012-11-01 11
Number of other retired or separated participants entitled to future benefits 2012-11-01 66
Total of all active and inactive participants 2012-11-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-11-01 0
Total participants 2012-11-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-11-01 0
2011: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2011 401k membership
Total participants, beginning-of-year 2011-11-01 183
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 108
Number of retired or separated participants receiving benefits 2011-11-01 10
Number of other retired or separated participants entitled to future benefits 2011-11-01 59
Total of all active and inactive participants 2011-11-01 177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-11-01 0
Total participants 2011-11-01 177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-11-01 0
2009: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2009 401k membership
Total participants, beginning-of-year 2009-11-01 204
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 132
Number of retired or separated participants receiving benefits 2009-11-01 9
Number of other retired or separated participants entitled to future benefits 2009-11-01 52
Total of all active and inactive participants 2009-11-01 193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 0
Total participants 2009-11-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 1

Measure	Date	Value
2015: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2015 401k membership
Total participants, beginning-of-year	2015-11-01	138
Total number of active participants reported on line 7a of the Form 5500	2015-11-01	69
Number of retired or separated participants receiving benefits	2015-11-01	16
Number of other retired or separated participants entitled to future benefits	2015-11-01	68
Total of all active and inactive participants	2015-11-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-11-01	0
Total participants	2015-11-01	153
Number of participants with account balances	2015-11-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-11-01	0
2014: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2014 401k membership
Total participants, beginning-of-year	2014-11-01	155
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	74
Number of retired or separated participants receiving benefits	2014-11-01	15
Number of other retired or separated participants entitled to future benefits	2014-11-01	64
Total of all active and inactive participants	2014-11-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	153
Number of participants with account balances	2014-11-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0
2013: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2013 401k membership
Total participants, beginning-of-year	2013-11-01	162
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	79
Number of retired or separated participants receiving benefits	2013-11-01	11
Number of other retired or separated participants entitled to future benefits	2013-11-01	65
Total of all active and inactive participants	2013-11-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-11-01	0
Total participants	2013-11-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-11-01	0
2012: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2012 401k membership
Total participants, beginning-of-year	2012-11-01	177
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	85
Number of retired or separated participants receiving benefits	2012-11-01	11
Number of other retired or separated participants entitled to future benefits	2012-11-01	66
Total of all active and inactive participants	2012-11-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-11-01	0
Total participants	2012-11-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-11-01	0
2011: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2011 401k membership
Total participants, beginning-of-year	2011-11-01	183
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	108
Number of retired or separated participants receiving benefits	2011-11-01	10
Number of other retired or separated participants entitled to future benefits	2011-11-01	59
Total of all active and inactive participants	2011-11-01	177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-11-01	0
Total participants	2011-11-01	177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-11-01	0
2009: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2009 401k membership
Total participants, beginning-of-year	2009-11-01	204
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	132
Number of retired or separated participants receiving benefits	2009-11-01	9
Number of other retired or separated participants entitled to future benefits	2009-11-01	52
Total of all active and inactive participants	2009-11-01	193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	0
Total participants	2009-11-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	1

Financial Data on SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS

Measure	Date	Value
2016 : SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-10-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-10-31	$0
Total unrealized appreciation/depreciation of assets	2016-10-31	$0
Total transfer of assets to this plan	2016-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Expenses. Interest paid	2016-10-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-10-31	$0
Total income from all sources (including contributions)	2016-10-31	$2,687,401
Total loss/gain on sale of assets	2016-10-31	$0
Total of all expenses incurred	2016-10-31	$876,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-10-31	$811,590
Value of total corrective distributions	2016-10-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-10-31	$2,250,000
Value of total assets at end of year	2016-10-31	$15,638,995
Value of total assets at beginning of year	2016-10-31	$13,828,543
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-10-31	$65,359
Total income from rents	2016-10-31	$0
Total interest from all sources	2016-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-10-31	$0
Administrative expenses professional fees incurred	2016-10-31	$0
Was this plan covered by a fidelity bond	2016-10-31	Yes
Value of fidelity bond cover	2016-10-31	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-10-31	No
Amount of non-exempt transactions with any party-in-interest	2016-10-31	$0
Contributions received from participants	2016-10-31	$0
Participant contributions at end of year	2016-10-31	$0
Participant contributions at beginning of year	2016-10-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-10-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-10-31	$0
Other income not declared elsewhere	2016-10-31	$0
Administrative expenses (other) incurred	2016-10-31	$0
Liabilities. Value of operating payables at beginning of year	2016-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Income. Non cash contributions	2016-10-31	$0
Value of net income/loss	2016-10-31	$1,810,452
Value of net assets at end of year (total assets less liabilities)	2016-10-31	$15,638,995
Value of net assets at beginning of year (total assets less liabilities)	2016-10-31	$13,828,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-10-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2016-10-31	$0
Were any leases to which the plan was party in default or uncollectible	2016-10-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2016-10-31	$0
Investment advisory and management fees	2016-10-31	$0
Value of interest in pooled separate accounts at end of year	2016-10-31	$13,388,995
Value of interest in pooled separate accounts at beginning of year	2016-10-31	$0
Income. Interest from loans (other than to participants)	2016-10-31	$0
Interest earned on other investments	2016-10-31	$0
Income. Interest from US Government securities	2016-10-31	$0
Income. Interest from corporate debt instruments	2016-10-31	$0
Value of interest in common/collective trusts at end of year	2016-10-31	$0
Value of interest in common/collective trusts at beginning of year	2016-10-31	$10,828,543
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-10-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-10-31	$0
Net investment gain/loss from pooled separate accounts	2016-10-31	$-174,154
Net investment gain or loss from common/collective trusts	2016-10-31	$611,555
Net gain/loss from 103.12 investment entities	2016-10-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-10-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-10-31	No
Has the plan failed to provide any benefit when due under the plan	2016-10-31	No
Contributions received in cash from employer	2016-10-31	$2,250,000
Employer contributions (assets) at end of year	2016-10-31	$2,250,000
Employer contributions (assets) at beginning of year	2016-10-31	$3,000,000
Income. Dividends from preferred stock	2016-10-31	$0
Income. Dividends from common stock	2016-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-10-31	$811,590
Contract administrator fees	2016-10-31	$65,359
Liabilities. Value of benefit claims payable at beginning of year	2016-10-31	$0
Did the plan have assets held for investment	2016-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-10-31	No
Aggregate proceeds on sale of assets	2016-10-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-10-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-10-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-10-31	Disclaimer
Accountancy firm name	2016-10-31	BAKER, NEWMAN, NOYES ,LLC
Accountancy firm EIN	2016-10-31	010494526
2015 : SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total income from all sources (including contributions)	2015-10-31	$3,444,993
Total loss/gain on sale of assets	2015-10-31	$0
Total of all expenses incurred	2015-10-31	$591,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-10-31	$591,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-10-31	$3,526,000
Value of total assets at end of year	2015-10-31	$13,828,543
Value of total assets at beginning of year	2015-10-31	$10,974,605
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-10-31	$0
Total interest from all sources	2015-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-10-31	No
Was this plan covered by a fidelity bond	2015-10-31	Yes
Value of fidelity bond cover	2015-10-31	$500,000
If this is an individual account plan, was there a blackout period	2015-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-10-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Value of net income/loss	2015-10-31	$2,853,938
Value of net assets at end of year (total assets less liabilities)	2015-10-31	$13,828,543
Value of net assets at beginning of year (total assets less liabilities)	2015-10-31	$10,974,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-10-31	No
Were any leases to which the plan was party in default or uncollectible	2015-10-31	No
Value of interest in common/collective trusts at end of year	2015-10-31	$10,828,543
Value of interest in common/collective trusts at beginning of year	2015-10-31	$10,974,605
Net investment gain or loss from common/collective trusts	2015-10-31	$-81,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-10-31	No
Was there a failure to transmit to the plan any participant contributions	2015-10-31	No
Has the plan failed to provide any benefit when due under the plan	2015-10-31	No
Contributions received in cash from employer	2015-10-31	$3,526,000
Employer contributions (assets) at end of year	2015-10-31	$3,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-10-31	$591,055
Did the plan have assets held for investment	2015-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-10-31	No
Opinion of an independent qualified public accountant for this plan	2015-10-31	Unqualified
Accountancy firm name	2015-10-31	JOHNSON OCONNOR FERON & CARUCCI LLP
Accountancy firm EIN	2015-10-31	203985546
2014 : SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$0
Total income from all sources (including contributions)	2014-10-31	$612,148
Total loss/gain on sale of assets	2014-10-31	$0
Total of all expenses incurred	2014-10-31	$271,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-10-31	$271,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-10-31	$0
Value of total assets at end of year	2014-10-31	$10,974,605
Value of total assets at beginning of year	2014-10-31	$10,633,797
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-10-31	$0
Total interest from all sources	2014-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-10-31	No
Was this plan covered by a fidelity bond	2014-10-31	Yes
Value of fidelity bond cover	2014-10-31	$500,000
If this is an individual account plan, was there a blackout period	2014-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-10-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Value of net income/loss	2014-10-31	$340,808
Value of net assets at end of year (total assets less liabilities)	2014-10-31	$10,974,605
Value of net assets at beginning of year (total assets less liabilities)	2014-10-31	$10,633,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-10-31	No
Were any leases to which the plan was party in default or uncollectible	2014-10-31	No
Value of interest in common/collective trusts at end of year	2014-10-31	$10,974,605
Value of interest in common/collective trusts at beginning of year	2014-10-31	$10,633,797
Net investment gain or loss from common/collective trusts	2014-10-31	$612,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-10-31	No
Was there a failure to transmit to the plan any participant contributions	2014-10-31	No
Has the plan failed to provide any benefit when due under the plan	2014-10-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-10-31	$271,340
Did the plan have assets held for investment	2014-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-10-31	No
Opinion of an independent qualified public accountant for this plan	2014-10-31	Unqualified
Accountancy firm name	2014-10-31	JOHNSON OCONNOR FERON & CARUCCI LLP
Accountancy firm EIN	2014-10-31	203985546
2013 : SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-10-31	$0
Total income from all sources (including contributions)	2013-10-31	$1,601,102
Total loss/gain on sale of assets	2013-10-31	$0
Total of all expenses incurred	2013-10-31	$1,108,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-10-31	$1,108,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-10-31	$0
Value of total assets at end of year	2013-10-31	$10,633,797
Value of total assets at beginning of year	2013-10-31	$10,141,156
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-10-31	$0
Total interest from all sources	2013-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-10-31	No
Was this plan covered by a fidelity bond	2013-10-31	Yes
Value of fidelity bond cover	2013-10-31	$500,000
If this is an individual account plan, was there a blackout period	2013-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-10-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-10-31	No
Value of net income/loss	2013-10-31	$492,641
Value of net assets at end of year (total assets less liabilities)	2013-10-31	$10,633,797
Value of net assets at beginning of year (total assets less liabilities)	2013-10-31	$10,141,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-10-31	No
Were any leases to which the plan was party in default or uncollectible	2013-10-31	No
Value of interest in common/collective trusts at end of year	2013-10-31	$10,633,797
Value of interest in common/collective trusts at beginning of year	2013-10-31	$9,400,740
Net investment gain or loss from common/collective trusts	2013-10-31	$1,601,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-10-31	No
Was there a failure to transmit to the plan any participant contributions	2013-10-31	No
Has the plan failed to provide any benefit when due under the plan	2013-10-31	No
Employer contributions (assets) at beginning of year	2013-10-31	$740,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-10-31	$1,108,461
Did the plan have assets held for investment	2013-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-10-31	No
Opinion of an independent qualified public accountant for this plan	2013-10-31	Unqualified
Accountancy firm name	2013-10-31	MARCUM LLP
Accountancy firm EIN	2013-10-31	111986323
2012 : SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-31	$0
Total income from all sources (including contributions)	2012-10-31	$1,530,459
Total loss/gain on sale of assets	2012-10-31	$0
Total of all expenses incurred	2012-10-31	$679,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-10-31	$679,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-10-31	$740,416
Value of total assets at end of year	2012-10-31	$10,141,156
Value of total assets at beginning of year	2012-10-31	$9,290,308
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-10-31	$0
Total interest from all sources	2012-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-10-31	No
Was this plan covered by a fidelity bond	2012-10-31	Yes
Value of fidelity bond cover	2012-10-31	$500,000
If this is an individual account plan, was there a blackout period	2012-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-10-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-31	No
Value of net income/loss	2012-10-31	$850,848
Value of net assets at end of year (total assets less liabilities)	2012-10-31	$10,141,156
Value of net assets at beginning of year (total assets less liabilities)	2012-10-31	$9,290,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-10-31	No
Were any leases to which the plan was party in default or uncollectible	2012-10-31	No
Value of interest in common/collective trusts at end of year	2012-10-31	$9,400,740
Value of interest in common/collective trusts at beginning of year	2012-10-31	$8,625,308
Net investment gain or loss from common/collective trusts	2012-10-31	$790,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-10-31	No
Was there a failure to transmit to the plan any participant contributions	2012-10-31	No
Has the plan failed to provide any benefit when due under the plan	2012-10-31	No
Contributions received in cash from employer	2012-10-31	$740,416
Employer contributions (assets) at end of year	2012-10-31	$740,416
Employer contributions (assets) at beginning of year	2012-10-31	$665,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-10-31	$679,611
Did the plan have assets held for investment	2012-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-10-31	No
Opinion of an independent qualified public accountant for this plan	2012-10-31	Unqualified
Accountancy firm name	2012-10-31	MARCUM LLP
Accountancy firm EIN	2012-10-31	111986323
2011 : SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-10-31	$0
Total income from all sources (including contributions)	2011-10-31	$973,868
Total loss/gain on sale of assets	2011-10-31	$0
Total of all expenses incurred	2011-10-31	$575,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-10-31	$575,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-10-31	$665,000
Value of total assets at end of year	2011-10-31	$9,290,308
Value of total assets at beginning of year	2011-10-31	$8,892,041
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-10-31	$0
Total interest from all sources	2011-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-10-31	No
Was this plan covered by a fidelity bond	2011-10-31	Yes
Value of fidelity bond cover	2011-10-31	$500,000
If this is an individual account plan, was there a blackout period	2011-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-10-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-10-31	No
Value of net income/loss	2011-10-31	$398,267
Value of net assets at end of year (total assets less liabilities)	2011-10-31	$9,290,308
Value of net assets at beginning of year (total assets less liabilities)	2011-10-31	$8,892,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-10-31	No
Were any leases to which the plan was party in default or uncollectible	2011-10-31	No
Value of interest in common/collective trusts at end of year	2011-10-31	$8,625,308
Value of interest in common/collective trusts at beginning of year	2011-10-31	$8,892,041
Net investment gain or loss from common/collective trusts	2011-10-31	$308,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-10-31	No
Was there a failure to transmit to the plan any participant contributions	2011-10-31	No
Has the plan failed to provide any benefit when due under the plan	2011-10-31	No
Contributions received in cash from employer	2011-10-31	$665,000
Employer contributions (assets) at end of year	2011-10-31	$665,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-10-31	$575,601
Did the plan have assets held for investment	2011-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-10-31	No
Opinion of an independent qualified public accountant for this plan	2011-10-31	Unqualified
Accountancy firm name	2011-10-31	PARENT, MCLAUGHLIN & NANGLE, INC.
Accountancy firm EIN	2011-10-31	042603383

Form 5500 Responses for SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS

2015: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2015 form 5500 responses
2015-11-01	Type of plan entity	Single employer plan
2015-11-01	This submission is the final filing	No
2015-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-11-01	Plan is a collectively bargained plan	No
2015-11-01	Plan funding arrangement – Insurance	Yes
2015-11-01	Plan benefit arrangement – Insurance	Yes
2014: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	Submission has been amended	No
2014-11-01	This submission is the final filing	No
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-11-01	Plan is a collectively bargained plan	No
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2013: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2013 form 5500 responses
2013-11-01	Type of plan entity	Single employer plan
2013-11-01	Submission has been amended	No
2013-11-01	This submission is the final filing	No
2013-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-11-01	Plan is a collectively bargained plan	No
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement - Trust	Yes
2012: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2012 form 5500 responses
2012-11-01	Type of plan entity	Single employer plan
2012-11-01	Submission has been amended	No
2012-11-01	This submission is the final filing	No
2012-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-11-01	Plan is a collectively bargained plan	No
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement - Trust	Yes
2011: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2011 form 5500 responses
2011-11-01	Type of plan entity	Single employer plan
2011-11-01	Submission has been amended	No
2011-11-01	This submission is the final filing	No
2011-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-11-01	Plan is a collectively bargained plan	No
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement - Trust	Yes
2009: SBERA PENSION PLAN AS ADOPTED BY MOUNTAINONE FINANCIAL PARTNERS 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	Submission has been amended	No
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	No
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes

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Company Name:	MOUNTAINONE FINANCIAL PARTNERS, INC.
Employer identification number (EIN):	352166746
NAIC Classification:	522120
NAIC Description:	Savings Institutions