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Plan Name | ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. |
Employer identification number (EIN): | 562352435 |
NAIC Classification: | 523900 |
Additional information about ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2003-04-08 |
Company Identification Number: | 0800192046 |
Legal Registered Office Address: |
2245 TEXAS DR STE 300 SUGAR LAND United States of America (USA) 77479 |
More information about ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2018-01-01 | TAYLOR GALLEGOS | 2019-10-10 | ||
001 | 2017-01-01 | TAYLOR GALLEGOS | 2018-10-15 | ||
001 | 2016-01-01 | TAYLOR GALLEGOS | 2017-10-12 | ||
001 | 2015-01-01 | TAYLOR GALLEGOS | 2016-10-10 | ||
001 | 2014-01-01 | TAYLOR GALLEGOS | 2015-10-13 | ||
001 | 2013-01-01 | TAYLOR GALLEGOS | 2014-09-29 | ||
001 | 2012-01-01 | TAYLOR GALLEGOS | 2013-09-16 | ||
001 | 2011-01-01 | TAYLOR GALLEGOS | |||
001 | 2010-01-01 | TAYLOR GALLEGOS | 2011-09-29 | TAYLOR GALLEGOS | 2011-09-29 |
Measure | Date | Value |
---|---|---|
2011: ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 5 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 8 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
Total of all active and inactive participants | 2011-01-01 | 8 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 8 |
Number of participants with account balances | 2011-01-01 | 8 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2011 : ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. 401(K) PLAN 2011 401k financial data | ||
Total plan liabilities at end of year | 2011-12-31 | $0 |
Total plan liabilities at beginning of year | 2011-12-31 | $0 |
Total income from all sources | 2011-12-31 | $73,423 |
Expenses. Total of all expenses incurred | 2011-12-31 | $0 |
Total plan assets at end of year | 2011-12-31 | $119,038 |
Total plan assets at beginning of year | 2011-12-31 | $45,615 |
Value of fidelity bond covering the plan | 2011-12-31 | $150,000 |
Total contributions received or receivable from participants | 2011-12-31 | $44,060 |
Other income received | 2011-12-31 | $-749 |
Net income (gross income less expenses) | 2011-12-31 | $73,423 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $119,038 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $45,615 |
Assets. Value of assets in partnership/joint-venture interests | 2011-12-31 | $78,574 |
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2011-12-31 | $23,696 |
Total contributions received or receivable from employer(s) | 2011-12-31 | $30,112 |
2011: ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. 401(K) PLAN 2011 form 5500 responses | ||
---|---|---|
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |