401k Plan data: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN plan

ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 401k Plan overview

Plan Name	ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN
Plan identification number	001

ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROCKY MOUNTAIN SCHOOL OF ART, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROCKY MOUNTAIN SCHOOL OF ART, INC.

Employer identification number (EIN): 840638274

NAIC Classification: 611000

Additional information about ROCKY MOUNTAIN SCHOOL OF ART, INC.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1972-09-11

Company Identification Number: 19871247080

Legal Registered Office Address: 1600 Pierce St

Lakewood
United States of America (USA)
80214

More information about ROCKY MOUNTAIN SCHOOL OF ART, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 CHRIS SPOHN
001 2016-01-01 CHRIS SPOHN
001 2015-01-01 CARRIE D. BRANCHEAU
001 2014-01-01 CHRISTOPHER MARCONI
001 2013-01-01 DR. MARIA PUZZIFERRO
001 2012-01-01 DR. MARIA PUZZIFERRO
001 2011-01-01 MARK FULLER 2012-10-12
001 2010-01-01 MARIA PUZZIFERRO 2011-07-26 MARIA PUZZIFERRO 2011-07-26

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	CHRIS SPOHN
001	2016-01-01	CHRIS SPOHN
001	2015-01-01	CARRIE D. BRANCHEAU
001	2014-01-01	CHRISTOPHER MARCONI
001	2013-01-01	DR. MARIA PUZZIFERRO
001	2012-01-01	DR. MARIA PUZZIFERRO
001	2011-01-01	MARK FULLER	2012-10-12
001	2010-01-01	MARIA PUZZIFERRO	2011-07-26	MARIA PUZZIFERRO	2011-07-26

Plan Statistics for ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN

401k plan membership statisitcs for ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN

Measure Date Value
2017: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 102
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 29
Total of all active and inactive participants 2017-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 131
Number of participants with account balances 2017-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 113
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 31
Total of all active and inactive participants 2016-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 144
Number of participants with account balances 2016-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 106
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 28
Total of all active and inactive participants 2015-01-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 134
Number of participants with account balances 2015-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 107
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 22
Total of all active and inactive participants 2014-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 129
Number of participants with account balances 2014-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 149
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 114
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 24
Total of all active and inactive participants 2013-01-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 138
Number of participants with account balances 2013-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 120
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 28
Total of all active and inactive participants 2012-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 148
Number of participants with account balances 2012-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2017: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	102
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	29
Total of all active and inactive participants	2017-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	131
Number of participants with account balances	2017-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	113
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	31
Total of all active and inactive participants	2016-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	144
Number of participants with account balances	2016-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	106
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	28
Total of all active and inactive participants	2015-01-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	134
Number of participants with account balances	2015-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	107
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	22
Total of all active and inactive participants	2014-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	129
Number of participants with account balances	2014-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	149
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	114
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	24
Total of all active and inactive participants	2013-01-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	138
Number of participants with account balances	2013-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	120
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	28
Total of all active and inactive participants	2012-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	148
Number of participants with account balances	2012-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN

Measure	Date	Value
2017 : ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$625,668
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$302,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$280,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$291,308
Value of total assets at end of year	2017-12-31	$2,696,559
Value of total assets at beginning of year	2017-12-31	$2,373,827
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$22,844
Total interest from all sources	2017-12-31	$687
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$11,017
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$196,490
Participant contributions at end of year	2017-12-31	$11,636
Participant contributions at beginning of year	2017-12-31	$6,796
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$2,684,823
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$3,799
Administrative expenses (other) incurred	2017-12-31	$586
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$322,732
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,696,559
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,373,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$9,437
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,278,370
Interest on participant loans	2017-12-31	$687
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$333,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$91,019
Employer contributions (assets) at end of year	2017-12-31	$100
Employer contributions (assets) at beginning of year	2017-12-31	$88,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$280,092
Contract administrator fees	2017-12-31	$1,804
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN	2017-12-31	840930288
2016 : ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$437,432
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$238,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$220,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$285,937
Value of total assets at end of year	2016-12-31	$2,373,827
Value of total assets at beginning of year	2016-12-31	$2,175,194
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,273
Total interest from all sources	2016-12-31	$206
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$197,276
Participant contributions at end of year	2016-12-31	$6,796
Participant contributions at beginning of year	2016-12-31	$2,153
Administrative expenses (other) incurred	2016-12-31	$6,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$198,633
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,373,827
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,175,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$10,771
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,278,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,081,114
Interest on participant loans	2016-12-31	$206
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$151,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$88,661
Employer contributions (assets) at end of year	2016-12-31	$88,661
Employer contributions (assets) at beginning of year	2016-12-31	$91,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$220,526
Contract administrator fees	2016-12-31	$1,267
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN	2016-12-31	840930288
2015 : ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$288,305
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$218,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$198,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$293,101
Value of total assets at end of year	2015-12-31	$2,175,194
Value of total assets at beginning of year	2015-12-31	$2,105,851
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$19,973
Total interest from all sources	2015-12-31	$135
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$150,214
Participant contributions at end of year	2015-12-31	$2,153
Participant contributions at beginning of year	2015-12-31	$2,959
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$50,960
Administrative expenses (other) incurred	2015-12-31	$8,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$69,343
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,175,194
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,105,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$10,472
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,081,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,013,836
Interest on participant loans	2015-12-31	$135
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-4,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$91,927
Employer contributions (assets) at end of year	2015-12-31	$91,927
Employer contributions (assets) at beginning of year	2015-12-31	$89,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$198,989
Contract administrator fees	2015-12-31	$1,093
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN	2015-12-31	840930288
2014 : ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$390,976
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$846,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$827,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$247,045
Value of total assets at end of year	2014-12-31	$2,105,851
Value of total assets at beginning of year	2014-12-31	$2,561,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$18,677
Total interest from all sources	2014-12-31	$1,067
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$145,917
Participant contributions at end of year	2014-12-31	$2,959
Participant contributions at beginning of year	2014-12-31	$11,129
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$2,706
Administrative expenses (other) incurred	2014-12-31	$16,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-455,531
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,105,851
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,561,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,013,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,438,928
Interest on participant loans	2014-12-31	$1,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$142,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$98,422
Employer contributions (assets) at end of year	2014-12-31	$89,056
Employer contributions (assets) at beginning of year	2014-12-31	$111,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$827,830
Contract administrator fees	2014-12-31	$2,573
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN	2014-12-31	840930288
2013 : ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$758,375
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$674,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$654,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$277,843
Value of total assets at end of year	2013-12-31	$2,561,382
Value of total assets at beginning of year	2013-12-31	$2,477,352
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$19,925
Total interest from all sources	2013-12-31	$372
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$166,518
Participant contributions at end of year	2013-12-31	$11,129
Participant contributions at beginning of year	2013-12-31	$1,197
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$6,236
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$2
Administrative expenses (other) incurred	2013-12-31	$17,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$84,030
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,561,382
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,477,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,438,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,356,410
Interest on participant loans	2013-12-31	$372
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$480,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$111,325
Employer contributions (assets) at end of year	2013-12-31	$111,325
Employer contributions (assets) at beginning of year	2013-12-31	$113,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$654,420
Contract administrator fees	2013-12-31	$2,279
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN	2013-12-31	840930288
2012 : ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$557,267
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$653,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$640,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$281,445
Value of total assets at end of year	2012-12-31	$2,477,352
Value of total assets at beginning of year	2012-12-31	$2,573,780
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$13,345
Total interest from all sources	2012-12-31	$163
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$167,938
Participant contributions at end of year	2012-12-31	$1,197
Participant contributions at beginning of year	2012-12-31	$8,904
Participant contributions at end of year	2012-12-31	$6,236
Participant contributions at beginning of year	2012-12-31	$6,790
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$14
Administrative expenses (other) incurred	2012-12-31	$11,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-96,428
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,477,352
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,573,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,356,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,447,408
Interest on participant loans	2012-12-31	$163
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$275,659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$113,507
Employer contributions (assets) at end of year	2012-12-31	$113,507
Employer contributions (assets) at beginning of year	2012-12-31	$110,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$640,350
Contract administrator fees	2012-12-31	$1,434
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN	2012-12-31	840930288

Form 5500 Responses for ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN

2017: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROCKY MOUNTAIN SCHOOL OF ART, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROCKY MOUNTAIN SCHOOL OF ART, INC.
Employer identification number (EIN):	840638274
NAIC Classification:	611000

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1972-09-11
Company Identification Number:	19871247080
Legal Registered Office Address:	1600 Pierce St Lakewood United States of America (USA) 80214